SFC licensees per firm: Advising on futures contracts

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Start date: End date:
Activity type:

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2003-04-01 2003-06-30 Change Rep v total
Row Name RO Rep Total RO Rep Total RO Rep Total Start
%		 End
%		 Licence
start		 Licence
end
1 CES Commodities (HK) Limited 2 226 228 2 214 216 0 -12 -12 99.12 99.07 2005-03-08
2 HAITONG INTERNATIONAL FUTURES LIMITED 2 157 159 2 150 152 0 -7 -7 98.74 98.68
3 KGI FUTURES (HONG KONG) LIMITED 1 142 143 1 127 128 0 -15 -15 99.30 99.22
4 PHILLIP COMMODITIES (H.K.) LIMITED 3 112 115 2 106 108 -1 -6 -7 97.39 98.15
5 HSBC BROKING FUTURES (ASIA) LIMITED 3 103 106 3 99 102 0 -4 -4 97.17 97.06 2004-09-10
6 CELESTIAL COMMODITIES LIMITED 2 113 115 2 98 100 0 -15 -15 98.26 98.00 2005-01-25
7 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 2 101 103 2 90 92 0 -11 -11 98.06 97.83 2004-10-25
8 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 2 111 113 2 86 88 0 -25 -25 98.23 97.73 2003-08-06
9 DBS VICKERS FUTURES (HONG KONG) LIMITED 0 86 86 0 87 87 0 1 1 100.00 100.00 2004-06-30
10 GOLDMAN SACHS FUTURES (ASIA) LIMITED 1 88 89 1 85 86 0 -3 -3 98.88 98.84 2016-10-10
11 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 4 81 85 4 78 82 0 -3 -3 95.29 95.12 2003-10-13
12 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 2 76 78 2 74 76 0 -2 -2 97.44 97.37 2005-01-25
13 JEFFERIES BACHE (HONG KONG) LIMITED 2 79 81 2 73 75 0 -6 -6 97.53 97.33 2004-12-10
14 SOUTH CHINA COMMODITIES LIMITED 3 74 77 3 72 75 0 -2 -2 96.10 96.00 2005-01-31
15 CINDA INTERNATIONAL FUTURES LIMITED 4 69 73 4 62 66 0 -7 -7 94.52 93.94 2003-07-29
16 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 2 73 75 1 63 64 -1 -10 -11 97.33 98.44 2004-12-08
17 Nomura Asia Investment (Hong Kong) Limited 1 53 54 1 51 52 0 -2 -2 98.15 98.08 2005-01-25
18 HSBC BROKING FUTURES (HONG KONG) LIMITED 4 50 54 4 46 50 0 -4 -4 92.59 92.00 2004-09-10
19 VC INTERNATIONAL TRADING LIMITED 1 43 44 1 40 41 0 -3 -3 97.73 97.56 2022-10-27
20 BNP PARIBAS PEREGRINE FUTURES LIMITED 2 42 44 2 38 40 0 -4 -4 95.45 95.00 2004-05-17
21 NOMURA INTERNATIONAL (HONG KONG) LIMITED 1 35 36 1 37 38 0 2 2 97.22 97.37
22 Funderstone Futures Limited 4 30 34 4 29 33 0 -1 -1 88.24 87.88
23 SHUN LOONG FUTURES LIMITED 2 35 37 1 32 33 -1 -3 -4 94.59 96.97 2005-01-13
24 BOCI COMMODITIES & FUTURES LIMITED 1 34 35 0 31 31 -1 -3 -4 97.14 100.00 2004-01-13
25 CHOW SANG SANG FUTURES LIMITED 2 28 30 2 28 30 0 0 0 93.33 93.33 2004-11-12
26 REXCAPITAL FUTURES LIMITED 1 36 37 1 29 30 0 -7 -7 97.30 96.67 2004-11-30
27 Well Link International Securities Limited 3 29 32 3 27 30 0 -2 -2 90.63 90.00 2005-02-14
28 WOCOM LIMITED (HK) 3 30 33 0 30 30 -3 0 -3 90.91 100.00 2004-11-09
29 AISANCE ASSET MANAGEMENT LIMITED 1 28 29 1 27 28 0 -1 -1 96.55 96.43 2004-09-02
30 CORPORATE COMMODITIES LIMITED 3 27 30 3 25 28 0 -2 -2 90.00 89.29 2004-02-18
31 EMPEROR FUTURES LIMITED 2 30 32 2 26 28 0 -4 -4 93.75 92.86
32 KAISER FUTURES LIMITED 4 26 30 4 24 28 0 -2 -2 86.67 85.71 2005-02-18
33 CLSA FUTURES LIMITED 4 23 27 4 22 26 0 -1 -1 85.19 84.62 2016-06-02
34 Duncan Futures Limited 3 26 29 3 23 26 0 -3 -3 89.66 88.46 2005-03-08
35 RBC FUTURES SERVICES (ASIA) LIMITED 1 27 28 1 25 26 0 -2 -2 96.43 96.15 2005-10-28
36 JPMorgan Asset Management (Asia Pacific) Limited 4 21 25 4 20 24 0 -1 -1 84.00 83.33
37 NEW TREND FUTURES LIMITED 3 21 24 3 21 24 0 0 0 87.50 87.50 2004-10-25
38 PRUDENTIAL INDEX TRADING COMPANY LIMITED 1 24 25 1 23 24 0 -1 -1 96.00 95.83
39 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 1 22 23 2 21 23 1 -1 0 95.65 91.30
40 GET NICE FUTURES COMPANY LIMITED 1 25 26 1 21 22 0 -4 -4 96.15 95.45
41 J.P. MORGAN FUTURES HONG KONG LIMITED 2 19 21 3 19 22 1 0 1 90.48 86.36 2003-12-08
42 CSC FUTURES (HK) LIMITED 1 21 22 1 19 20 0 -2 -2 95.45 95.00 2004-03-29
43 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 17 19 2 17 19 0 0 0 89.47 89.47 2004-02-25
44 INTERCHINA FUTURES LIMITED 2 18 20 2 17 19 0 -1 -1 90.00 89.47 2004-01-14
45 KINGSTON FUTURES LIMITED 2 19 21 2 17 19 0 -2 -2 90.48 89.47 2005-01-24
46 FIRST SHANGHAI FUTURES LIMITED 2 17 19 2 16 18 0 -1 -1 89.47 88.89
47 HONG KONG INTERNATIONAL FUTURES LIMITED 6 14 20 5 13 18 -1 -1 -2 70.00 72.22 2004-07-20
48 OKACHI (HONG KONG) COMPANY LIMITED 2 16 18 2 16 18 0 0 0 88.89 88.89 2005-02-07
49 PACIFIC CHALLENGE FUTURES HONG KONG LIMITED 3 20 23 3 15 18 0 -5 -5 86.96 83.33 2008-09-05
50 QUAM FUTURES LIMITED 3 16 19 3 15 18 0 -1 -1 84.21 83.33 2005-02-28
51 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 2 15 17 2 15 17 0 0 0 88.24 88.24 2018-12-31
52 PEACE TOWN FUTURES LIMITED 4 15 19 4 13 17 0 -2 -2 78.95 76.47 2012-09-27
53 ADMIS Hong Kong Limited 1 15 16 1 15 16 0 0 0 93.75 93.75
54 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 15 17 2 14 16 0 -1 -1 88.24 87.50 2004-11-26
55 SBI China Capital Commodities Limited 1 17 18 1 15 16 0 -2 -2 94.44 93.75 2013-07-16
56 STATE STREET GLOBAL ADVISORS ASIA LIMITED 1 13 14 1 15 16 0 2 2 92.86 93.75
57 UBS SECURITIES ASIA LIMITED 1 18 19 1 15 16 0 -3 -3 94.74 93.75 2005-02-04
58 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 21 23 2 13 15 0 -8 -8 91.30 86.67 2003-09-24
59 TOPMORE COMMODITIES LIMITED 3 15 18 3 12 15 0 -3 -3 83.33 80.00 2004-11-22
60 BEAR STEARNS HONG KONG LIMITED 1 13 14 1 13 14 0 0 0 92.86 92.86 2009-05-14
61 DELTA ASIA FINANCIAL FUTURES LIMITED 1 14 15 1 13 14 0 -1 -1 93.33 92.86
62 MIB FUTURES (HONG KONG) LIMITED 1 16 17 1 13 14 0 -3 -3 94.12 92.86 2003-08-06
63 ASG FUTURES LIMITED 1 12 13 1 12 13 0 0 0 92.31 92.31 2004-06-25
64 BARING ASSET MANAGEMENT (ASIA) LIMITED 1 12 13 1 12 13 0 0 0 92.31 92.31
65 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 4 9 13 4 9 13 0 0 0 69.23 69.23
66 HSBC FUTURES (SINGAPORE) PTE LTD 2 10 12 2 11 13 0 1 1 83.33 84.62 2003-08-29
67 BUSINESS FUTURES LIMITED 2 10 12 2 10 12 0 0 0 83.33 83.33 2004-06-11
68 CHIEF COMMODITIES LIMITED 2 6 8 2 10 12 0 4 4 75.00 83.33 2004-10-15
69 Newedge Broker Limited 2 16 18 1 11 12 -1 -5 -6 88.89 91.67 2004-10-08
70 SINOPAC FUTURES (ASIA) LIMITED 1 12 13 1 11 12 0 -1 -1 92.31 91.67 2014-09-25
71 CMB INTERNATIONAL FUTURES LIMITED 2 9 11 2 9 11 0 0 0 81.82 81.82 2004-11-26
72 DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED 1 10 11 1 10 11 0 0 0 90.91 90.91 2005-01-25
73 PO SANG SECURITIES LIMITED 2 12 14 2 9 11 0 -3 -3 85.71 81.82 2004-01-14
74 Sunwah Kingsway Leasing and Finance Limited 3 9 12 2 9 11 -1 0 -1 75.00 81.82 2004-06-24
75 UFJ INVESTMENTS ASIA LIMITED 1 10 11 1 10 11 0 0 0 90.91 90.91 2003-09-30
76 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 3 9 12 3 8 11 0 -1 -1 75.00 72.73 2016-04-19
77 HONOUR FUTURES LIMITED 2 8 10 2 8 10 0 0 0 80.00 80.00 2004-09-03
78 HSBC Global Asset Management (Hong Kong) Limited 2 8 10 2 8 10 0 0 0 80.00 80.00
79 SPS COMMODITIES LIMITED 2 8 10 2 8 10 0 0 0 80.00 80.00 2005-01-20
80 UPBEST COMMODITIES COMPANY LIMITED 1 9 10 1 9 10 0 0 0 90.00 90.00
81 Credit Suisse Futures (Hong Kong) Limited 1 10 11 1 8 9 0 -2 -2 90.91 88.89 2005-01-03
82 CSI Corporate Finance (HK) Limited 2 0 2 2 7 9 0 7 7 0.00 77.78 2004-07-30
83 Manulife Investment Management (Hong Kong) Limited 1 6 7 2 7 9 1 1 2 85.71 77.78
84 Newedge Broker Hong Kong Limited 0 12 12 0 9 9 0 -3 -3 100.00 100.00 2005-05-24
85 SUN'S FUTURE LIMITED 3 6 9 3 6 9 0 0 0 66.67 66.67 2005-02-18
86 UBS DERIVATIVES HONG KONG LIMITED 1 8 9 1 8 9 0 0 0 88.89 88.89 2005-02-07
87 Zhonghao International Futures Co., Limited 3 6 9 3 6 9 0 0 0 66.67 66.67 2003-10-30
88 ABN AMRO Clearing (Futures) Hong Kong Limited 2 6 8 2 6 8 0 0 0 75.00 75.00 2005-03-03
89 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 4 4 8 4 4 8 0 0 0 50.00 50.00 2012-06-25
90 CHARLES SCHWAB, HONG KONG, LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50 2016-08-31
91 CHONG HING COMMODITIES AND FUTURES LIMITED 4 4 8 4 4 8 0 0 0 50.00 50.00 2005-01-19
92 Legg Mason Asset Management Hong Kong Limited 2 7 9 2 6 8 0 -1 -1 77.78 75.00 2006-09-25
93 MAGUSTA FUTURES LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00 2013-02-26
94 ROCTEC FUTURES TRADING COMPANY LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00 2005-01-21
95 SIU YIP COMMODITY LIMITED 4 4 8 4 4 8 0 0 0 50.00 50.00 2004-11-26
96 YICKO FUTURES LIMITED 1 7 8 1 7 8 0 0 0 87.50 87.50 2004-06-01
97 Youyu Credit Limited 1 7 8 1 7 8 0 0 0 87.50 87.50 2003-08-01
98 BNP PARIBAS FUTURES (HONG KONG) LIMITED 1 5 6 1 6 7 0 1 1 83.33 85.71 2004-11-29
99 EAST ASIA FUTURES LIMITED 1 6 7 1 6 7 0 0 0 85.71 85.71 2004-02-02
100 ENLIGHTEN FUTURES LIMITED 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2004-11-30
101 HANG SENG FUTURES LIMITED 4 3 7 4 3 7 0 0 0 42.86 42.86 2017-11-17
102 HSBC STRUCTURED FUNDS (ASIA) LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43 2004-02-10
103 METRO CAPITAL FUTURES LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43 2014-11-26
104 MUSHK Limited 1 5 6 1 6 7 0 1 1 83.33 85.71 2011-06-01
105 Planetree Futures Limited 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2004-09-28
106 RBS Asia Futures Limited 2 5 7 2 5 7 0 0 0 71.43 71.43 2005-01-25
107 YUE XIU FUTURES COMPANY LIMITED 3 4 7 2 5 7 -1 1 0 57.14 71.43 2024-07-30
108 CHALLENGE COMMODITIES LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2003-09-25
109 GAM HONG KONG LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2013-06-19
110 HANG SENG INVESTMENT MANAGEMENT LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00
111 KuCoin Commodity Futures Limited 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2004-11-01
112 Legg Mason International Equities (Hong Kong) Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2006-09-25
113 MEGABASE FUTURES CO. LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2003-11-22
114 RG ASSET MANAGEMENT COMPANY LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2013-11-25
115 Allianz Global Investors Hong Kong Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-06-28
116 ALPHA FUTURES COMPANY LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2005-01-24
117 Arta Global Futures Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2004-11-19
118 BARCLAYS CAPITAL FUTURES HONG KONG LIMITED 2 5 7 2 3 5 0 -2 -2 71.43 60.00 2004-12-28
119 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2004-12-03
120 FAIR EAGLE FUTURES COMPANY LIMITED 1 4 5 1 4 5 0 0 0 80.00 80.00 2005-01-06
121 GOLDMAN SACHS (ASIA) L.L.C. 2 3 5 2 3 5 0 0 0 60.00 60.00
122 Nerico Brothers Limited (HK) 2 3 5 2 3 5 0 0 0 60.00 60.00 2004-08-02
123 OCBC Futures Investment (Hong Kong) Limited 1 5 6 1 4 5 0 -1 -1 83.33 80.00 2003-10-20
124 PHOENIX CAPITAL FUTURES LIMITED 3 3 6 3 2 5 0 -1 -1 50.00 40.00 2005-02-01
125 SHACOM FUTURES LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00
126 TAI YIP COMMODITIES & FUTURES LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2004-11-19
127 TAIFAIR FUTURES LIMITED 1 4 5 1 4 5 0 0 0 80.00 80.00 2005-02-23
128 TC Investment Management (Asia) Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2008-02-14
129 UNI-ALPHA FUTURES LIMITED 1 5 6 1 4 5 0 -1 -1 83.33 80.00 2004-08-30
130 WHARTON INVESTMENT ADVISORS LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2015-02-09
131 YU ON COMMODITIES COMPANY LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2003-10-10
132 BEA Union Investment Management Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2022-07-12
133 CES International Commodities (HK) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-03-07
134 CIBC Global Asset Management (Asia) Limited 1 3 4 1 3 4 0 0 0 75.00 75.00 2006-01-10
135 INVESCO HONG KONG LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00
136 LIM ADVISORS LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2021-02-17
137 Nomura Asset Management Hong Kong Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2004-12-16
138 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 1 3 4 1 3 4 0 0 0 75.00 75.00 2012-01-12
139 Success Futures and Foreign Exchange Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2004-08-31
140 Vantum Securities and Futures Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2004-09-16
141 WFM Asia (HK) Limited 1 2 3 1 3 4 0 1 1 66.67 75.00 2013-11-05
142 AllianceBernstein Hong Kong Limited 2 2 4 1 2 3 -1 0 -1 50.00 66.67
143 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2015-06-15
144 BNP PARIBAS DEALING SERVICES ASIA LIMITED 1 2 3 1 2 3 0 0 0 66.67 66.67 2010-11-03
145 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 2 33 35 2 1 3 0 -32 -32 94.29 33.33 2018-09-21
146 CNCB (Hong Kong) Capital Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2015-08-20
147 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 1 2 3 1 2 3 0 0 0 66.67 66.67 2007-07-12
148 EK INVESTMENT MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2003-12-03
149 ENHANCED INVESTMENT PRODUCTS LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
150 Finet Securities Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2004-09-23
151 First Sentier Investors (Hong Kong) Limited 1 2 3 1 2 3 0 0 0 66.67 66.67 2006-08-29
152 FIRST STATE (HONG KONG) LLC 1 2 3 1 2 3 0 0 0 66.67 66.67 2006-08-29
153 GAIN ASSET MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2003-12-17
154 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 1 2 3 1 2 3 0 0 0 66.67 66.67
155 HUNG SING FUTURES LIMITED 1 2 3 1 2 3 0 0 0 66.67 66.67 2004-11-23
156 ICBC Asset Management (Global) Company Limited 1 2 3 1 2 3 0 0 0 66.67 66.67
157 Mackenzie Investments Asia Limited 1 2 3 1 2 3 0 0 0 66.67 66.67 2006-11-14
158 PEACE TOWN FUND MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2011-10-20
159 PI INVESTMENT MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2007-09-28
160 PineBridge Investments Hong Kong Limited 1 2 3 1 2 3 0 0 0 66.67 66.67 2005-03-15
161 Public Futures Limited 0 3 3 0 3 3 0 0 0 100.00 100.00 2003-10-31
162 SOFAER GLOBAL RESEARCH (HK) LIMITED 0 3 3 0 3 3 0 0 0 100.00 100.00 2011-01-18
163 Standard Commodities (Asia) Limited 1 2 3 1 2 3 0 0 0 66.67 66.67 2008-05-16
164 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-01-25
165 ABN AMRO Clearing Hong Kong Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-03
166 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
167 ASIA DEBT MANAGEMENT HONG KONG LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-06-29
168 BERICH FUTURES (H.K.) COMPANY LIMITED 0 5 5 0 2 2 0 -3 -3 100.00 100.00 2004-07-06
169 BOCI ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2014-12-24
170 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-06-10
171 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-01-07
172 EQ INVESTOR SERVICES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-12-31
173 FIL Investment Advisors 1 1 2 1 1 2 0 0 0 50.00 50.00
174 FIL Investment Management (Hong Kong) Limited 1 1 2 1 1 2 0 0 0 50.00 50.00
175 Funderstone Asset Management (HK) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-11-14
176 GM FINANCIAL FORMULA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-09-09
177 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2004-09-02
178 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-07-07
179 HSBC Corporate Finance (Hong Kong) Limited 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-01-25
180 HSBC Global Asset Management Holdings (Bahamas) Limited 1 0 1 2 0 2 1 0 1 0.00 0.00 2020-06-02
181 Interactive Brokers LLC 0 2 2 0 2 2 0 0 0 100.00 100.00 2004-12-22
182 iVenture Investment Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
183 KING FOOK COMMODITIES COMPANY LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-03-07
184 KINGSWAY UNIT TRUST MANAGERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-02-13
185 LEHMAN BROTHERS ASIA LIMITED 0 3 3 0 2 2 0 -1 -1 100.00 100.00 2003-09-19
186 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-02-02
187 Metaverse Securities Limited (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
188 PGIM (Hong Kong) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-02-04
189 PineBridge Investments Asia Limited 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-03-15
190 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-10-18
191 PRUDENCE FUTURES LIMITED 1 0 1 1 1 2 0 1 1 0.00 50.00 2004-04-16
192 REGENT FINANCIAL SERVICES LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-02-08
193 SAGE ASSET MANAGEMENT (HK) LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2006-10-13
194 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2004-09-13
195 SIMPLEX ASSET MANAGEMENT (HK) COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-12-01
196 SKY WARD GLOBAL MANAGEMENT LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2012-07-10
197 STANDARD & POOR'S, LLC 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-30
198 STOCKWELL COMMODITIES LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-02-22
199 STRATEGIC OPTIONS INVESTMENT ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-12-05
200 TOKAI TOKYO SECURITIES (ASIA) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-11-12
201 VALUE PARTNERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
202 VC International Asset Management Limited 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-01-19
203 WELLAM INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-12-24
204 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-02-17
205 AXA Investment Managers Asia Limited 1 0 1 1 0 1 0 0 0 0.00 0.00 2015-06-15
206 AXIOM INVESTMENT MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2014-05-07
207 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2007-01-31
208 BROOKE CAPITAL LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-01
209 CDIB VENTURE INVESTMENT (H.K.) CORPORATION LIMITED 1 2 3 0 1 1 -1 -1 -2 66.67 100.00 2003-10-03
210 China Enterprise Securities Company Limited 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-11-10
211 CHINA INTERNATIONAL CAPITAL LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-28
212 CHINA TONG BAO INSURANCE BROKERS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2008-05-13
213 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2011-03-23
214 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2024-03-21
215 Ge Shang Investment (Hong Kong) Limited 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-11-05
216 Greentech Technology Asset Management Company Limited 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-01-20
217 HAMON ASSET MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
218 HENDALE GROUP LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2003-09-24
219 HKFN WEALTH STRATEGY LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-01-11
220 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
221 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-12-01
222 IMPAC ASSET MANAGEMENT (HK) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2017-01-03
223 JAGUAR INVESTMENT SERVICES, LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2015-06-22
224 JPMorgan Asset Management (Japan) Limited 1 0 1 1 0 1 0 0 0 0.00 0.00 2011-07-15
225 KWK ASIA MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2003-09-11
226 OVERLOOK INVESTMENTS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2010-01-05
227 PACIFIC GROUP LIMITED (THE) 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-24
228 PFP Capital Limited 1 0 1 1 0 1 0 0 0 0.00 0.00
229 Quam Asset Management Limited (b1983-06-28) 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-28
230 RICHMOND ASSET MANAGEMENT LIMITED (HK) 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-01-13
231 T Y International 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-05-11
232 TAK FUNG COMMODITIES LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-31
233 TIMBER HILL HONG KONG LIMITED 1 1 2 0 1 1 -1 0 -1 50.00 100.00 2004-12-21
234 Tokio Marine Investment Services, Limited 0 1 1 0 1 1 0 0 0 100.00 100.00 2005-01-11
235 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
236 WELLCHAMP CAPITAL LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-01-31
237 WIGRAM CAPITAL LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2003-08-06
238 WINNINGTON CAPITAL LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
239 WTV GLOBAL INVESTMENTS MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-01
240 HT CAPITAL MANAGEMENT LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-06-03
241 LEHMAN BROTHERS FUTURES ASIA LIMITED 0 1 1 0 0 0 0 -1 -1 100.00 - 2003-09-08
242 NATIXIS COMMODITY MARKETS (ASIA) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-06-18
243 NORMAN KONG COMMODITIES COMPANY LIMITED 1 1 2 0 0 0 -1 -1 -2 50.00 - 2004-07-15
244 YF FUTURES COMPANY LIMITED 3 4 7 0 0 0 -3 -4 -7 57.14 - 2003-06-03
Average 1.74 13.68 15.42 1.72 12.87 14.59 88.70 88.21

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