SFC licensees per firm: Advising on futures contracts

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Start date: End date:
Activity type:

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2003-04-01 2004-01-31 Change Rep v total
Row Name RO Rep Total RO Rep Total RO Rep Total Start
%		 End
%		 Licence
start		 Licence
end
1 KGI FUTURES (HONG KONG) LIMITED 1 142 143 3 114 117 2 -28 -26 99.30 97.44
2 PHILLIP COMMODITIES (H.K.) LIMITED 3 112 115 2 94 96 -1 -18 -19 97.39 97.92
3 HSBC BROKING FUTURES (ASIA) LIMITED 3 103 106 3 92 95 0 -11 -11 97.17 96.84 2004-09-10
4 CELESTIAL COMMODITIES LIMITED 2 113 115 0 81 81 -2 -32 -34 98.26 100.00 2005-01-25
5 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 2 101 103 2 78 80 0 -23 -23 98.06 97.50 2004-10-25
6 GOLDMAN SACHS FUTURES (ASIA) LIMITED 1 88 89 0 73 73 -1 -15 -16 98.88 100.00 2016-10-10
7 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 2 76 78 2 70 72 0 -6 -6 97.44 97.22 2005-01-25
8 JEFFERIES BACHE (HONG KONG) LIMITED 2 79 81 2 64 66 0 -15 -15 97.53 96.97 2004-12-10
9 Nomura Asia Investment (Hong Kong) Limited 1 53 54 1 50 51 0 -3 -3 98.15 98.04 2005-01-25
10 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 2 111 113 0 49 49 -2 -62 -64 98.23 100.00 2003-08-06
11 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 2 73 75 1 47 48 -1 -26 -27 97.33 97.92 2004-12-08
12 HSBC BROKING FUTURES (HONG KONG) LIMITED 4 50 54 3 36 39 -1 -14 -15 92.59 92.31 2004-09-10
13 NOMURA INTERNATIONAL (HONG KONG) LIMITED 1 35 36 1 35 36 0 0 0 97.22 97.22
14 VC INTERNATIONAL TRADING LIMITED 1 43 44 1 33 34 0 -10 -10 97.73 97.06 2022-10-27
15 BNP PARIBAS PEREGRINE FUTURES LIMITED 2 42 44 1 32 33 -1 -10 -11 95.45 96.97 2004-05-17
16 Funderstone Futures Limited 4 30 34 4 28 32 0 -2 -2 88.24 87.50
17 CHOW SANG SANG FUTURES LIMITED 2 28 30 2 26 28 0 -2 -2 93.33 92.86 2004-11-12
18 REXCAPITAL FUTURES LIMITED 1 36 37 1 26 27 0 -10 -10 97.30 96.30 2004-11-30
19 AISANCE ASSET MANAGEMENT LIMITED 1 28 29 0 26 26 -1 -2 -3 96.55 100.00 2004-09-02
20 JPMorgan Asset Management (Asia Pacific) Limited 4 21 25 3 23 26 -1 2 1 84.00 88.46
21 CORPORATE COMMODITIES LIMITED 3 27 30 3 22 25 0 -5 -5 90.00 88.00 2004-02-18
22 EMPEROR FUTURES LIMITED 2 30 32 2 23 25 0 -7 -7 93.75 92.00
23 SHUN LOONG FUTURES LIMITED 2 35 37 1 24 25 -1 -11 -12 94.59 96.00 2005-01-13
24 CLSA FUTURES LIMITED 4 23 27 2 22 24 -2 -1 -3 85.19 91.67 2016-06-02
25 Duncan Futures Limited 3 26 29 3 21 24 0 -5 -5 89.66 87.50 2005-03-08
26 KAISER FUTURES LIMITED 4 26 30 2 22 24 -2 -4 -6 86.67 91.67 2005-02-18
27 NEW TREND FUTURES LIMITED 3 21 24 3 20 23 0 -1 -1 87.50 86.96 2004-10-25
28 RBC FUTURES SERVICES (ASIA) LIMITED 1 27 28 1 22 23 0 -5 -5 96.43 95.65 2005-10-28
29 PRUDENTIAL INDEX TRADING COMPANY LIMITED 1 24 25 1 20 21 0 -4 -4 96.00 95.24
30 Well Link International Securities Limited 3 29 32 3 18 21 0 -11 -11 90.63 85.71 2005-02-14
31 GET NICE FUTURES COMPANY LIMITED 1 25 26 1 19 20 0 -6 -6 96.15 95.00
32 J.P. MORGAN BROKING (HONG KONG) LIMITED 0 0 0 3 17 20 3 17 20 - 85.00 2003-12-02
33 FIRST SHANGHAI FUTURES LIMITED 2 17 19 2 15 17 0 -2 -2 89.47 88.24
34 KINGSTON FUTURES LIMITED 2 19 21 2 15 17 0 -4 -4 90.48 88.24 2005-01-24
35 STATE STREET GLOBAL ADVISORS ASIA LIMITED 1 13 14 2 15 17 1 2 3 92.86 88.24
36 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 1 22 23 2 14 16 1 -8 -7 95.65 87.50
37 UBS SECURITIES ASIA LIMITED 1 18 19 1 15 16 0 -3 -3 94.74 93.75 2005-02-04
38 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 2 15 17 2 13 15 0 -2 -2 88.24 86.67 2018-12-31
39 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 15 17 2 13 15 0 -2 -2 88.24 86.67 2004-11-26
40 ADMIS Hong Kong Limited 1 15 16 1 13 14 0 -2 -2 93.75 92.86
41 BEAR STEARNS HONG KONG LIMITED 1 13 14 1 13 14 0 0 0 92.86 92.86 2009-05-14
42 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 4 9 13 4 9 13 0 0 0 69.23 69.23
43 HANG SENG FUTURES LIMITED 4 3 7 4 9 13 0 6 6 42.86 69.23 2017-11-17
44 CHIEF COMMODITIES LIMITED 2 6 8 2 9 11 0 3 3 75.00 81.82 2004-10-15
45 CSC FUTURES (HK) LIMITED 1 21 22 0 11 11 -1 -10 -11 95.45 100.00 2004-03-29
46 DELTA ASIA FINANCIAL FUTURES LIMITED 1 14 15 1 10 11 0 -4 -4 93.33 90.91
47 SOUTH CHINA COMMODITIES LIMITED 3 74 77 3 8 11 0 -66 -66 96.10 72.73 2005-01-31
48 BARING ASSET MANAGEMENT (ASIA) LIMITED 1 12 13 3 7 10 2 -5 -3 92.31 70.00
49 CES Commodities (HK) Limited 2 226 228 1 9 10 -1 -217 -218 99.12 90.00 2005-03-08
50 CMB INTERNATIONAL FUTURES LIMITED 2 9 11 2 8 10 0 -1 -1 81.82 80.00 2004-11-26
51 DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED 1 10 11 1 9 10 0 -1 -1 90.91 90.00 2005-01-25
52 HSBC Global Asset Management (Hong Kong) Limited 2 8 10 2 8 10 0 0 0 80.00 80.00
53 PEACE TOWN FUTURES LIMITED 4 15 19 4 6 10 0 -9 -9 78.95 60.00 2012-09-27
54 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 3 9 12 3 7 10 0 -2 -2 75.00 70.00 2016-04-19
55 CHARLES SCHWAB, HONG KONG, LIMITED 3 5 8 3 6 9 0 1 1 62.50 66.67 2016-08-31
56 Manulife Investment Management (Hong Kong) Limited 1 6 7 2 7 9 1 1 2 85.71 77.78
57 SPS COMMODITIES LIMITED 2 8 10 2 7 9 0 -1 -1 80.00 77.78 2005-01-20
58 SUN'S FUTURE LIMITED 3 6 9 3 6 9 0 0 0 66.67 66.67 2005-02-18
59 UBS DERIVATIVES HONG KONG LIMITED 1 8 9 1 8 9 0 0 0 88.89 88.89 2005-02-07
60 Legg Mason Asset Management Hong Kong Limited 2 7 9 1 7 8 -1 0 -1 77.78 87.50 2006-09-25
61 MAGUSTA FUTURES LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00 2013-02-26
62 QUAM FUTURES LIMITED 3 16 19 3 5 8 0 -11 -11 84.21 62.50 2005-02-28
63 YICKO FUTURES LIMITED 1 7 8 1 7 8 0 0 0 87.50 87.50 2004-06-01
64 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 4 4 8 4 3 7 0 -1 -1 50.00 42.86 2012-06-25
65 CHONG HING COMMODITIES AND FUTURES LIMITED 4 4 8 4 3 7 0 -1 -1 50.00 42.86 2005-01-19
66 Credit Suisse Futures (Hong Kong) Limited 1 10 11 0 7 7 -1 -3 -4 90.91 100.00 2005-01-03
67 HONG KONG INTERNATIONAL FUTURES LIMITED 6 14 20 1 6 7 -5 -8 -13 70.00 85.71 2004-07-20
68 METRO CAPITAL FUTURES LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43 2014-11-26
69 MUSHK Limited 1 5 6 2 5 7 1 0 1 83.33 71.43 2011-06-01
70 OKACHI (HONG KONG) COMPANY LIMITED 2 16 18 1 6 7 -1 -10 -11 88.89 85.71 2005-02-07
71 RBS Asia Futures Limited 2 5 7 2 5 7 0 0 0 71.43 71.43 2005-01-25
72 RG ASSET MANAGEMENT COMPANY LIMITED 3 3 6 3 4 7 0 1 1 50.00 57.14 2013-11-25
73 ROCTEC FUTURES TRADING COMPANY LIMITED 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2005-01-21
74 SIU YIP COMMODITY LIMITED 4 4 8 3 4 7 -1 0 -1 50.00 57.14 2004-11-26
75 ABN AMRO Clearing (Futures) Hong Kong Limited 2 6 8 1 5 6 -1 -1 -2 75.00 83.33 2005-03-03
76 AllianceBernstein Hong Kong Limited 2 2 4 3 3 6 1 1 2 50.00 50.00
77 BNP PARIBAS FUTURES (HONG KONG) LIMITED 1 5 6 1 5 6 0 0 0 83.33 83.33 2004-11-29
78 CSI Corporate Finance (HK) Limited 2 0 2 2 4 6 0 4 4 0.00 66.67 2004-07-30
79 GAM HONG KONG LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2013-06-19
80 GOLDMAN SACHS (ASIA) L.L.C. 2 3 5 3 3 6 1 0 1 60.00 50.00
81 HANG SENG INVESTMENT MANAGEMENT LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00
82 Legg Mason International Equities (Hong Kong) Limited 2 4 6 1 5 6 -1 1 0 66.67 83.33 2006-09-25
83 Allianz Global Investors Hong Kong Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-06-28
84 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 2 33 35 3 2 5 1 -31 -30 94.29 40.00 2018-09-21
85 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 17 19 1 4 5 -1 -13 -14 89.47 80.00 2004-02-25
86 SHACOM FUTURES LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00
87 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 1 3 4 2 3 5 1 0 1 75.00 60.00 2012-01-12
88 TAIFAIR FUTURES LIMITED 1 4 5 1 4 5 0 0 0 80.00 80.00 2005-02-23
89 TC Investment Management (Asia) Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2008-02-14
90 TOPMORE COMMODITIES LIMITED 3 15 18 3 2 5 0 -13 -13 83.33 40.00 2004-11-22
91 Tyric Capital Limited 0 0 0 2 3 5 2 3 5 - 60.00 2003-11-13
92 UNI-ALPHA FUTURES LIMITED 1 5 6 1 4 5 0 -1 -1 83.33 80.00 2004-08-30
93 ALPHA FUTURES COMPANY LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2005-01-24
94 Arta Global Futures Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2004-11-19
95 BEA Union Investment Management Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2022-07-12
96 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2004-12-03
97 CIBC Global Asset Management (Asia) Limited 1 3 4 1 3 4 0 0 0 75.00 75.00 2006-01-10
98 CINDA INTERNATIONAL FUTURES LIMITED 4 69 73 2 2 4 -2 -67 -69 94.52 50.00 2003-07-29
99 HAITONG INTERNATIONAL FUTURES LIMITED 2 157 159 2 2 4 0 -155 -155 98.74 50.00
100 INVESCO HONG KONG LIMITED 4 0 4 3 1 4 -1 1 0 0.00 25.00
101 KuCoin Commodity Futures Limited 2 5 7 2 2 4 0 -3 -3 71.43 50.00 2004-11-01
102 Nerico Brothers Limited (HK) 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2004-08-02
103 PACIFIC CHALLENGE FUTURES HONG KONG LIMITED 3 20 23 1 3 4 -2 -17 -19 86.96 75.00 2008-09-05
104 PHOENIX CAPITAL FUTURES LIMITED 3 3 6 2 2 4 -1 -1 -2 50.00 50.00 2005-02-01
105 Planetree Futures Limited 2 6 8 2 2 4 0 -4 -4 75.00 50.00 2004-09-28
106 Success Futures and Foreign Exchange Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2004-08-31
107 TAI YIP COMMODITIES & FUTURES LIMITED 2 4 6 2 2 4 0 -2 -2 66.67 50.00 2004-11-19
108 Vantum Securities and Futures Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2004-09-16
109 WHARTON INVESTMENT ADVISORS LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2015-02-09
110 Yuanta Asia Investment (Hong Kong) Limited 0 0 0 2 2 4 2 2 4 - 50.00 2003-08-13 2013-11-01
111 AKTIS CAPITAL ADVISORY LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2003-11-29
112 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2015-06-15
113 BARCLAYS CAPITAL FUTURES HONG KONG LIMITED 2 5 7 0 3 3 -2 -2 -4 71.43 100.00 2004-12-28
114 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 1 2 3 1 2 3 0 0 0 66.67 66.67 2007-07-12
115 DEUTSCHE SECURITIES ASIA LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2004-01-08 2020-02-04
116 ENHANCED INVESTMENT PRODUCTS LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
117 First Sentier Investors (Hong Kong) Limited 1 2 3 1 2 3 0 0 0 66.67 66.67 2006-08-29
118 FIRST STATE (HONG KONG) LLC 1 2 3 1 2 3 0 0 0 66.67 66.67 2006-08-29
119 HAMON ASSET MANAGEMENT LIMITED 1 0 1 1 2 3 0 2 2 0.00 66.67
120 Mackenzie Investments Asia Limited 1 2 3 3 0 3 2 -2 0 66.67 0.00 2006-11-14
121 Nomura Asset Management Hong Kong Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2004-12-16
122 PEACE TOWN FUND MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2011-10-20
123 PFP Capital Limited 1 0 1 1 2 3 0 2 2 0.00 66.67
124 PI INVESTMENT MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2007-09-28
125 PineBridge Investments Hong Kong Limited 1 2 3 1 2 3 0 0 0 66.67 66.67 2005-03-15
126 RICHMOND ASSET MANAGEMENT LIMITED (HK) 1 0 1 1 2 3 0 2 2 0.00 66.67 2005-01-13
127 SBI China Capital Commodities Limited 1 17 18 1 2 3 0 -15 -15 94.44 66.67 2013-07-16
128 SINOPAC FUTURES (ASIA) LIMITED 1 12 13 1 2 3 0 -10 -10 92.31 66.67 2014-09-25
129 Standard Commodities (Asia) Limited 1 2 3 1 2 3 0 0 0 66.67 66.67 2008-05-16
130 UPBEST COMMODITIES COMPANY LIMITED 1 9 10 1 2 3 0 -7 -7 90.00 66.67
131 Vision Capital Investment Management Limited 0 0 0 2 1 3 2 1 3 - 33.33 2003-12-17 2004-07-30
132 WFM Asia (HK) Limited 1 2 3 1 2 3 0 0 0 66.67 66.67 2013-11-05
133 YUE XIU FUTURES COMPANY LIMITED 3 4 7 2 1 3 -1 -3 -4 57.14 33.33 2024-07-30
134 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
135 ASIA DEBT MANAGEMENT HONG KONG LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-06-29
136 BNP PARIBAS DEALING SERVICES ASIA LIMITED 1 2 3 1 1 2 0 -1 -1 66.67 50.00 2010-11-03
137 BOCI ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2014-12-24
138 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-06-10
139 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-01-07
140 CNCB (Hong Kong) Capital Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2015-08-20
141 EAST ASIA FUTURES LIMITED 1 6 7 1 1 2 0 -5 -5 85.71 50.00 2004-02-02
142 FIL Investment Advisors 1 1 2 1 1 2 0 0 0 50.00 50.00
143 FIL Investment Management (Hong Kong) Limited 1 1 2 1 1 2 0 0 0 50.00 50.00
144 Finet Securities Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2004-09-23
145 Funderstone Asset Management (HK) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-11-14
146 GM FINANCIAL FORMULA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-09-09
147 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2004-09-02
148 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 1 2 3 1 1 2 0 -1 -1 66.67 50.00
149 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-07-07
150 HSBC Global Asset Management Holdings (Bahamas) Limited 1 0 1 2 0 2 1 0 1 0.00 0.00 2020-06-02
151 ICBC Asset Management (Global) Company Limited 1 2 3 1 1 2 0 -1 -1 66.67 50.00
152 iVenture Investment Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
153 JPMorgan Asset Management (Japan) Limited 1 0 1 2 0 2 1 0 1 0.00 0.00 2011-07-15
154 KINGSWAY UNIT TRUST MANAGERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-02-13
155 LIM ADVISORS LIMITED 2 2 4 1 1 2 -1 -1 -2 50.00 50.00 2021-02-17
156 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-02-02
157 Metaverse Securities Limited (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
158 PGIM (Hong Kong) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-02-04
159 PineBridge Investments Asia Limited 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-03-15
160 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-10-18
161 PRUDENCE FUTURES LIMITED 1 0 1 1 1 2 0 1 1 0.00 50.00 2004-04-16
162 SAGE ASSET MANAGEMENT (HK) LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2006-10-13
163 SATTVA INVESTMENT ADVISORS LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2003-10-30 2015-04-22
164 SOFAER GLOBAL RESEARCH (HK) LIMITED 0 3 3 0 2 2 0 -1 -1 100.00 100.00 2011-01-18
165 STANDARD & POOR'S, LLC 2 0 2 1 1 2 -1 1 0 0.00 50.00 2005-03-30
166 STOCKWELL COMMODITIES LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-02-22
167 STRATEGIC OPTIONS INVESTMENT ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-12-05
168 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 2 1 3 1 1 2 -1 0 -1 33.33 50.00 2005-01-25
169 Sunwah Kingsway Leasing and Finance Limited 3 9 12 1 1 2 -2 -8 -10 75.00 50.00 2004-06-24
170 VALUE PARTNERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
171 WELLAM INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-12-24
172 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-02-17
173 ABN AMRO Clearing Hong Kong Limited 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2005-03-03
174 AXA Investment Managers Asia Limited 1 0 1 1 0 1 0 0 0 0.00 0.00 2015-06-15
175 AXIOM INVESTMENT MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2014-05-07
176 BROOKE CAPITAL LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-01
177 CES International Commodities (HK) Limited 2 2 4 1 0 1 -1 -2 -3 50.00 0.00 2005-03-07
178 China Enterprise Securities Company Limited 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-11-10
179 CHINA INTERNATIONAL CAPITAL LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-28
180 CHINA TONG BAO INSURANCE BROKERS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2008-05-13
181 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2011-03-23
182 FAIR EAGLE FUTURES COMPANY LIMITED 1 4 5 0 1 1 -1 -3 -4 80.00 100.00 2005-01-06
183 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2024-03-21
184 Greentech Technology Asset Management Company Limited 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-01-20
185 HKFN WEALTH STRATEGY LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-01-11
186 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
187 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-12-01
188 IMPAC ASSET MANAGEMENT (HK) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2017-01-03
189 Interactive Brokers LLC 0 2 2 0 1 1 0 -1 -1 100.00 100.00 2004-12-22
190 JAGUAR INVESTMENT SERVICES, LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2015-06-22
191 KING FOOK COMMODITIES COMPANY LIMITED 1 1 2 1 0 1 0 -1 -1 50.00 0.00 2005-03-07
192 Newedge Broker Limited 2 16 18 0 1 1 -2 -15 -17 88.89 100.00 2004-10-08
193 OVERLOOK INVESTMENTS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2010-01-05
194 PACIFIC GROUP LIMITED (THE) 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-24
195 Quam Asset Management Limited (b1983-06-28) 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-28
196 REGENT FINANCIAL SERVICES LIMITED 1 1 2 1 0 1 0 -1 -1 50.00 0.00 2005-02-08
197 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 1 1 2 1 0 1 0 -1 -1 50.00 0.00 2004-09-13
198 SKY WARD GLOBAL MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2012-07-10
199 T Y International 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-05-11
200 TAK FUNG COMMODITIES LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-31
201 VC International Asset Management Limited 1 1 2 1 0 1 0 -1 -1 50.00 0.00 2005-01-19
202 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
203 WELLCHAMP CAPITAL LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-01-31
204 WINNINGTON CAPITAL LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
205 WTV GLOBAL INVESTMENTS MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-01
206 ASG FUTURES LIMITED 1 12 13 0 0 0 -1 -12 -13 92.31 - 2004-06-25
207 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2007-01-31
208 BERICH FUTURES (H.K.) COMPANY LIMITED 0 5 5 0 0 0 0 -5 -5 100.00 - 2004-07-06
209 BOCI COMMODITIES & FUTURES LIMITED 1 34 35 0 0 0 -1 -34 -35 97.14 - 2004-01-13
210 BUSINESS FUTURES LIMITED 2 10 12 0 0 0 -2 -10 -12 83.33 - 2004-06-11
211 CDIB VENTURE INVESTMENT (H.K.) CORPORATION LIMITED 1 2 3 0 0 0 -1 -2 -3 66.67 - 2003-10-03
212 CHALLENGE COMMODITIES LIMITED 3 3 6 0 0 0 -3 -3 -6 50.00 - 2003-09-25
213 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 4 81 85 0 0 0 -4 -81 -85 95.29 - 2003-10-13
214 DBS VICKERS FUTURES (HONG KONG) LIMITED 0 86 86 0 0 0 0 -86 -86 100.00 - 2004-06-30
215 EK INVESTMENT MANAGEMENT LIMITED 3 0 3 0 0 0 -3 0 -3 0.00 - 2003-12-03
216 ENLIGHTEN FUTURES LIMITED 2 6 8 0 0 0 -2 -6 -8 75.00 - 2004-11-30
217 EQ INVESTOR SERVICES LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2003-12-31
218 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 21 23 0 0 0 -2 -21 -23 91.30 - 2003-09-24
219 GAIN ASSET MANAGEMENT LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2003-12-17
220 Ge Shang Investment (Hong Kong) Limited 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-11-05
221 HENDALE GROUP LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-09-24
222 HONOUR FUTURES LIMITED 2 8 10 0 0 0 -2 -8 -10 80.00 - 2004-09-03
223 HSBC Corporate Finance (Hong Kong) Limited 1 1 2 0 0 0 -1 -1 -2 50.00 - 2005-01-25
224 HSBC FUTURES (SINGAPORE) PTE LTD 2 10 12 0 0 0 -2 -10 -12 83.33 - 2003-08-29
225 HSBC STRUCTURED FUNDS (ASIA) LIMITED 2 5 7 0 0 0 -2 -5 -7 71.43 - 2004-02-10
226 HT CAPITAL MANAGEMENT LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-06-03
227 HUNG SING FUTURES LIMITED 1 2 3 0 0 0 -1 -2 -3 66.67 - 2004-11-23
228 INTERCHINA FUTURES LIMITED 2 18 20 0 0 0 -2 -18 -20 90.00 - 2004-01-14
229 J.P. MORGAN FUTURES HONG KONG LIMITED 2 19 21 0 0 0 -2 -19 -21 90.48 - 2003-12-08
230 KWK ASIA MANAGEMENT LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-09-11
231 LEHMAN BROTHERS ASIA LIMITED 0 3 3 0 0 0 0 -3 -3 100.00 - 2003-09-19
232 LEHMAN BROTHERS FUTURES ASIA LIMITED 0 1 1 0 0 0 0 -1 -1 100.00 - 2003-09-08
233 MEGABASE FUTURES CO. LIMITED 2 4 6 0 0 0 -2 -4 -6 66.67 - 2003-11-22
234 MIB FUTURES (HONG KONG) LIMITED 1 16 17 0 0 0 -1 -16 -17 94.12 - 2003-08-06
235 NATIXIS COMMODITY MARKETS (ASIA) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-06-18
236 Newedge Broker Hong Kong Limited 0 12 12 0 0 0 0 -12 -12 100.00 - 2005-05-24
237 NORMAN KONG COMMODITIES COMPANY LIMITED 1 1 2 0 0 0 -1 -1 -2 50.00 - 2004-07-15
238 OCBC Futures Investment (Hong Kong) Limited 1 5 6 0 0 0 -1 -5 -6 83.33 - 2003-10-20
239 PO SANG SECURITIES LIMITED 2 12 14 0 0 0 -2 -12 -14 85.71 - 2004-01-14
240 Public Futures Limited 0 3 3 0 0 0 0 -3 -3 100.00 - 2003-10-31
241 SIMPLEX ASSET MANAGEMENT (HK) COMPANY LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2003-12-01
242 TIMBER HILL HONG KONG LIMITED 1 1 2 0 0 0 -1 -1 -2 50.00 - 2004-12-21
243 TOKAI TOKYO SECURITIES (ASIA) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2003-11-12
244 Tokio Marine Investment Services, Limited 0 1 1 0 0 0 0 -1 -1 100.00 - 2005-01-11
245 UFJ INVESTMENTS ASIA LIMITED 1 10 11 0 0 0 -1 -10 -11 90.91 - 2003-09-30
246 WIGRAM CAPITAL LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-08-06
247 WOCOM LIMITED (HK) 3 30 33 0 0 0 -3 -30 -33 90.91 - 2004-11-09
248 YF FUTURES COMPANY LIMITED 3 4 7 0 0 0 -3 -4 -7 57.14 - 2003-06-03
249 Youyu Credit Limited 1 7 8 0 0 0 -1 -7 -8 87.50 - 2003-08-01
250 YU ON COMMODITIES COMPANY LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2003-10-10
251 Zhonghao International Futures Co., Limited 3 6 9 0 0 0 -3 -6 -9 66.67 - 2003-10-30
Average 1.74 13.68 15.42 1.66 8.92 10.58 88.70 84.28

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