SFC licensees per firm: Advising on futures contracts

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Start date: End date:
Activity type:

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2003-04-01 2004-02-29 Change Rep v total
Row Name RO Rep Total RO Rep Total RO Rep Total Start
%		 End
%		 Licence
start		 Licence
end
1 KGI FUTURES (HONG KONG) LIMITED 1 142 143 3 111 114 2 -31 -29 99.30 97.37
2 HSBC BROKING FUTURES (ASIA) LIMITED 3 103 106 3 91 94 0 -12 -12 97.17 96.81 2004-09-10
3 PHILLIP COMMODITIES (H.K.) LIMITED 3 112 115 2 90 92 -1 -22 -23 97.39 97.83
4 CELESTIAL COMMODITIES LIMITED 2 113 115 0 78 78 -2 -35 -37 98.26 100.00 2005-01-25
5 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 2 101 103 2 76 78 0 -25 -25 98.06 97.44 2004-10-25
6 GOLDMAN SACHS FUTURES (ASIA) LIMITED 1 88 89 0 73 73 -1 -15 -16 98.88 100.00 2016-10-10
7 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 2 76 78 1 70 71 -1 -6 -7 97.44 98.59 2005-01-25
8 JEFFERIES BACHE (HONG KONG) LIMITED 2 79 81 2 63 65 0 -16 -16 97.53 96.92 2004-12-10
9 Nomura Asia Investment (Hong Kong) Limited 1 53 54 1 49 50 0 -4 -4 98.15 98.00 2005-01-25
10 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 2 73 75 1 46 47 -1 -27 -28 97.33 97.87 2004-12-08
11 HSBC BROKING FUTURES (HONG KONG) LIMITED 4 50 54 3 35 38 -1 -15 -16 92.59 92.11 2004-09-10
12 NOMURA INTERNATIONAL (HONG KONG) LIMITED 1 35 36 1 36 37 0 1 1 97.22 97.30
13 VC INTERNATIONAL TRADING LIMITED 1 43 44 1 32 33 0 -11 -11 97.73 96.97 2022-10-27
14 Funderstone Futures Limited 4 30 34 4 28 32 0 -2 -2 88.24 87.50
15 CHOW SANG SANG FUTURES LIMITED 2 28 30 2 26 28 0 -2 -2 93.33 92.86 2004-11-12
16 JPMorgan Asset Management (Asia Pacific) Limited 4 21 25 3 24 27 -1 3 2 84.00 88.89
17 AISANCE ASSET MANAGEMENT LIMITED 1 28 29 0 26 26 -1 -2 -3 96.55 100.00 2004-09-02
18 REXCAPITAL FUTURES LIMITED 1 36 37 1 25 26 0 -11 -11 97.30 96.15 2004-11-30
19 CLSA FUTURES LIMITED 4 23 27 2 22 24 -2 -1 -3 85.19 91.67 2016-06-02
20 Duncan Futures Limited 3 26 29 3 21 24 0 -5 -5 89.66 87.50 2005-03-08
21 EMPEROR FUTURES LIMITED 2 30 32 2 22 24 0 -8 -8 93.75 91.67
22 KAISER FUTURES LIMITED 4 26 30 2 22 24 -2 -4 -6 86.67 91.67 2005-02-18
23 NEW TREND FUTURES LIMITED 3 21 24 3 20 23 0 -1 -1 87.50 86.96 2004-10-25
24 SHUN LOONG FUTURES LIMITED 2 35 37 1 22 23 -1 -13 -14 94.59 95.65 2005-01-13
25 GET NICE FUTURES COMPANY LIMITED 1 25 26 1 19 20 0 -6 -6 96.15 95.00
26 PRUDENTIAL INDEX TRADING COMPANY LIMITED 1 24 25 1 19 20 0 -5 -5 96.00 95.00
27 RBC FUTURES SERVICES (ASIA) LIMITED 1 27 28 1 19 20 0 -8 -8 96.43 95.00 2005-10-28
28 Well Link International Securities Limited 3 29 32 3 15 18 0 -14 -14 90.63 83.33 2005-02-14
29 FIRST SHANGHAI FUTURES LIMITED 2 17 19 2 15 17 0 -2 -2 89.47 88.24
30 J.P. MORGAN BROKING (HONG KONG) LIMITED 0 0 0 3 14 17 3 14 17 - 82.35 2003-12-02
31 KINGSTON FUTURES LIMITED 2 19 21 2 15 17 0 -4 -4 90.48 88.24 2005-01-24
32 STATE STREET GLOBAL ADVISORS ASIA LIMITED 1 13 14 2 15 17 1 2 3 92.86 88.24
33 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 1 22 23 2 14 16 1 -8 -7 95.65 87.50
34 ADMIS Hong Kong Limited 1 15 16 3 12 15 2 -3 -1 93.75 80.00
35 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 2 15 17 2 13 15 0 -2 -2 88.24 86.67 2018-12-31
36 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 15 17 2 13 15 0 -2 -2 88.24 86.67 2004-11-26
37 BEAR STEARNS HONG KONG LIMITED 1 13 14 1 13 14 0 0 0 92.86 92.86 2009-05-14
38 UBS SECURITIES ASIA LIMITED 1 18 19 1 13 14 0 -5 -5 94.74 92.86 2005-02-04
39 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 4 9 13 4 9 13 0 0 0 69.23 69.23
40 HANG SENG FUTURES LIMITED 4 3 7 4 9 13 0 6 6 42.86 69.23 2017-11-17
41 BARING ASSET MANAGEMENT (ASIA) LIMITED 1 12 13 3 8 11 2 -4 -2 92.31 72.73
42 CHIEF COMMODITIES LIMITED 2 6 8 2 9 11 0 3 3 75.00 81.82 2004-10-15
43 CSC FUTURES (HK) LIMITED 1 21 22 0 11 11 -1 -10 -11 95.45 100.00 2004-03-29
44 DELTA ASIA FINANCIAL FUTURES LIMITED 1 14 15 1 10 11 0 -4 -4 93.33 90.91
45 CMB INTERNATIONAL FUTURES LIMITED 2 9 11 2 8 10 0 -1 -1 81.82 80.00 2004-11-26
46 DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED 1 10 11 1 9 10 0 -1 -1 90.91 90.00 2005-01-25
47 HSBC Global Asset Management (Hong Kong) Limited 2 8 10 2 8 10 0 0 0 80.00 80.00
48 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 3 9 12 3 7 10 0 -2 -2 75.00 70.00 2016-04-19
49 Manulife Investment Management (Hong Kong) Limited 1 6 7 2 7 9 1 1 2 85.71 77.78
50 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 2 111 113 0 9 9 -2 -102 -104 98.23 100.00 2003-08-06
51 SPS COMMODITIES LIMITED 2 8 10 2 7 9 0 -1 -1 80.00 77.78 2005-01-20
52 SUN'S FUTURE LIMITED 3 6 9 3 6 9 0 0 0 66.67 66.67 2005-02-18
53 CHARLES SCHWAB, HONG KONG, LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50 2016-08-31
54 Legg Mason Asset Management Hong Kong Limited 2 7 9 1 7 8 -1 0 -1 77.78 87.50 2006-09-25
55 PEACE TOWN FUTURES LIMITED 4 15 19 4 4 8 0 -11 -11 78.95 50.00 2012-09-27
56 QUAM FUTURES LIMITED 3 16 19 3 5 8 0 -11 -11 84.21 62.50 2005-02-28
57 UBS DERIVATIVES HONG KONG LIMITED 1 8 9 1 7 8 0 -1 -1 88.89 87.50 2005-02-07
58 YICKO FUTURES LIMITED 1 7 8 1 7 8 0 0 0 87.50 87.50 2004-06-01
59 BNP PARIBAS FUTURES (HONG KONG) LIMITED 1 5 6 1 6 7 0 1 1 83.33 85.71 2004-11-29
60 CHONG HING COMMODITIES AND FUTURES LIMITED 4 4 8 4 3 7 0 -1 -1 50.00 42.86 2005-01-19
61 Credit Suisse Futures (Hong Kong) Limited 1 10 11 0 7 7 -1 -3 -4 90.91 100.00 2005-01-03
62 METRO CAPITAL FUTURES LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43 2014-11-26
63 MUSHK Limited 1 5 6 2 5 7 1 0 1 83.33 71.43 2011-06-01
64 RBS Asia Futures Limited 2 5 7 2 5 7 0 0 0 71.43 71.43 2005-01-25
65 RG ASSET MANAGEMENT COMPANY LIMITED 3 3 6 3 4 7 0 1 1 50.00 57.14 2013-11-25
66 ROCTEC FUTURES TRADING COMPANY LIMITED 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2005-01-21
67 SIU YIP COMMODITY LIMITED 4 4 8 3 4 7 -1 0 -1 50.00 57.14 2004-11-26
68 ABN AMRO Clearing (Futures) Hong Kong Limited 2 6 8 1 5 6 -1 -1 -2 75.00 83.33 2005-03-03
69 AllianceBernstein Hong Kong Limited 2 2 4 3 3 6 1 1 2 50.00 50.00
70 CSI Corporate Finance (HK) Limited 2 0 2 2 4 6 0 4 4 0.00 66.67 2004-07-30
71 GAM HONG KONG LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2013-06-19
72 GOLDMAN SACHS (ASIA) L.L.C. 2 3 5 3 3 6 1 0 1 60.00 50.00
73 HANG SENG INVESTMENT MANAGEMENT LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00
74 Legg Mason International Equities (Hong Kong) Limited 2 4 6 1 5 6 -1 1 0 66.67 83.33 2006-09-25
75 OKACHI (HONG KONG) COMPANY LIMITED 2 16 18 1 5 6 -1 -11 -12 88.89 83.33 2005-02-07
76 SOUTH CHINA COMMODITIES LIMITED 3 74 77 3 3 6 0 -71 -71 96.10 50.00 2005-01-31
77 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 4 4 8 4 1 5 0 -3 -3 50.00 20.00 2012-06-25
78 Allianz Global Investors Hong Kong Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-06-28
79 CES Commodities (HK) Limited 2 226 228 1 4 5 -1 -222 -223 99.12 80.00 2005-03-08
80 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 2 33 35 3 2 5 1 -31 -30 94.29 40.00 2018-09-21
81 MAGUSTA FUTURES LIMITED 2 6 8 2 3 5 0 -3 -3 75.00 60.00 2013-02-26
82 SHACOM FUTURES LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00
83 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 1 3 4 2 3 5 1 0 1 75.00 60.00 2012-01-12
84 TC Investment Management (Asia) Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2008-02-14
85 TOPMORE COMMODITIES LIMITED 3 15 18 3 2 5 0 -13 -13 83.33 40.00 2004-11-22
86 Tyric Capital Limited 0 0 0 2 3 5 2 3 5 - 60.00 2003-11-13
87 UNI-ALPHA FUTURES LIMITED 1 5 6 1 4 5 0 -1 -1 83.33 80.00 2004-08-30
88 ALPHA FUTURES COMPANY LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2005-01-24
89 Arta Global Futures Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2004-11-19
90 BEA Union Investment Management Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2022-07-12
91 BNP PARIBAS PEREGRINE FUTURES LIMITED 2 42 44 1 3 4 -1 -39 -40 95.45 75.00 2004-05-17
92 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2004-12-03
93 CIBC Global Asset Management (Asia) Limited 1 3 4 1 3 4 0 0 0 75.00 75.00 2006-01-10
94 HAITONG INTERNATIONAL FUTURES LIMITED 2 157 159 4 0 4 2 -157 -155 98.74 0.00
95 INVESCO HONG KONG LIMITED 4 0 4 3 1 4 -1 1 0 0.00 25.00
96 KuCoin Commodity Futures Limited 2 5 7 2 2 4 0 -3 -3 71.43 50.00 2004-11-01
97 Nerico Brothers Limited (HK) 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2004-08-02
98 PHOENIX CAPITAL FUTURES LIMITED 3 3 6 2 2 4 -1 -1 -2 50.00 50.00 2005-02-01
99 TAIFAIR FUTURES LIMITED 1 4 5 1 3 4 0 -1 -1 80.00 75.00 2005-02-23
100 Vantum Securities and Futures Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2004-09-16
101 WHARTON INVESTMENT ADVISORS LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2015-02-09
102 Yuanta Asia Investment (Hong Kong) Limited 0 0 0 2 2 4 2 2 4 - 50.00 2003-08-13 2013-11-01
103 AKTIS CAPITAL ADVISORY LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2003-11-29
104 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2015-06-15
105 BARCLAYS CAPITAL FUTURES HONG KONG LIMITED 2 5 7 0 3 3 -2 -2 -4 71.43 100.00 2004-12-28
106 CINDA INTERNATIONAL FUTURES LIMITED 4 69 73 1 2 3 -3 -67 -70 94.52 66.67 2003-07-29
107 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 1 2 3 1 2 3 0 0 0 66.67 66.67 2007-07-12
108 DEUTSCHE SECURITIES ASIA LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2004-01-08 2020-02-04
109 ENHANCED INVESTMENT PRODUCTS LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
110 First Sentier Investors (Hong Kong) Limited 1 2 3 1 2 3 0 0 0 66.67 66.67 2006-08-29
111 FIRST STATE (HONG KONG) LLC 1 2 3 1 2 3 0 0 0 66.67 66.67 2006-08-29
112 HAMON ASSET MANAGEMENT LIMITED 1 0 1 1 2 3 0 2 2 0.00 66.67
113 HONG KONG INTERNATIONAL FUTURES LIMITED 6 14 20 1 2 3 -5 -12 -17 70.00 66.67 2004-07-20
114 Mackenzie Investments Asia Limited 1 2 3 3 0 3 2 -2 0 66.67 0.00 2006-11-14
115 Nomura Asset Management Hong Kong Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2004-12-16
116 PEACE TOWN FUND MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2011-10-20
117 PFP Capital Limited 1 0 1 1 2 3 0 2 2 0.00 66.67
118 PI INVESTMENT MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2007-09-28
119 PineBridge Investments Hong Kong Limited 1 2 3 1 2 3 0 0 0 66.67 66.67 2005-03-15
120 RICHMOND ASSET MANAGEMENT LIMITED (HK) 1 0 1 1 2 3 0 2 2 0.00 66.67 2005-01-13
121 SATTVA INVESTMENT ADVISORS LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2003-10-30 2015-04-22
122 SBI China Capital Commodities Limited 1 17 18 1 2 3 0 -15 -15 94.44 66.67 2013-07-16
123 Standard Commodities (Asia) Limited 1 2 3 1 2 3 0 0 0 66.67 66.67 2008-05-16
124 Success Futures and Foreign Exchange Limited 2 3 5 1 2 3 -1 -1 -2 60.00 66.67 2004-08-31
125 TAI YIP COMMODITIES & FUTURES LIMITED 2 4 6 2 1 3 0 -3 -3 66.67 33.33 2004-11-19
126 UPBEST COMMODITIES COMPANY LIMITED 1 9 10 2 1 3 1 -8 -7 90.00 33.33
127 Vision Capital Investment Management Limited 0 0 0 2 1 3 2 1 3 - 33.33 2003-12-17 2004-07-30
128 WFM Asia (HK) Limited 1 2 3 1 2 3 0 0 0 66.67 66.67 2013-11-05
129 YUE XIU FUTURES COMPANY LIMITED 3 4 7 2 1 3 -1 -3 -4 57.14 33.33 2024-07-30
130 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
131 ASIA DEBT MANAGEMENT HONG KONG LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-06-29
132 BNP PARIBAS DEALING SERVICES ASIA LIMITED 1 2 3 1 1 2 0 -1 -1 66.67 50.00 2010-11-03
133 BOCI ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2014-12-24
134 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-06-10
135 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-01-07
136 CNCB (Hong Kong) Capital Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2015-08-20
137 FIL Investment Advisors 1 1 2 1 1 2 0 0 0 50.00 50.00
138 FIL Investment Management (Hong Kong) Limited 1 1 2 1 1 2 0 0 0 50.00 50.00
139 Finet Securities Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2004-09-23
140 Funderstone Asset Management (HK) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-11-14
141 GM FINANCIAL FORMULA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-09-09
142 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 1 2 3 1 1 2 0 -1 -1 66.67 50.00
143 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-07-07
144 HSBC Global Asset Management Holdings (Bahamas) Limited 1 0 1 2 0 2 1 0 1 0.00 0.00 2020-06-02
145 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00
146 ICBC Asset Management (Global) Company Limited 1 2 3 1 1 2 0 -1 -1 66.67 50.00
147 iVenture Investment Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
148 JPMorgan Asset Management (Japan) Limited 1 0 1 2 0 2 1 0 1 0.00 0.00 2011-07-15
149 LIM ADVISORS LIMITED 2 2 4 1 1 2 -1 -1 -2 50.00 50.00 2021-02-17
150 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-02-02
151 Metaverse Securities Limited (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
152 PGIM (Hong Kong) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-02-04
153 PineBridge Investments Asia Limited 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-03-15
154 Planetree Futures Limited 2 6 8 2 0 2 0 -6 -6 75.00 0.00 2004-09-28
155 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-10-18
156 PRUDENCE FUTURES LIMITED 1 0 1 1 1 2 0 1 1 0.00 50.00 2004-04-16
157 SAGE ASSET MANAGEMENT (HK) LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2006-10-13
158 SOFAER GLOBAL RESEARCH (HK) LIMITED 0 3 3 0 2 2 0 -1 -1 100.00 100.00 2011-01-18
159 STANDARD & POOR'S, LLC 2 0 2 1 1 2 -1 1 0 0.00 50.00 2005-03-30
160 STOCKWELL COMMODITIES LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-02-22
161 STRATEGIC OPTIONS INVESTMENT ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-12-05
162 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 2 1 3 1 1 2 -1 0 -1 33.33 50.00 2005-01-25
163 Sunwah Kingsway Leasing and Finance Limited 3 9 12 1 1 2 -2 -8 -10 75.00 50.00 2004-06-24
164 VALUE PARTNERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
165 WELLAM INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-12-24
166 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-02-17
167 ABN AMRO Clearing Hong Kong Limited 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2005-03-03
168 AXA Investment Managers Asia Limited 1 0 1 1 0 1 0 0 0 0.00 0.00 2015-06-15
169 AXIOM INVESTMENT MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2014-05-07
170 BROOKE CAPITAL LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-01
171 CES International Commodities (HK) Limited 2 2 4 1 0 1 -1 -2 -3 50.00 0.00 2005-03-07
172 China Enterprise Securities Company Limited 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-11-10
173 CHINA INTERNATIONAL CAPITAL LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-28
174 CHINA TONG BAO INSURANCE BROKERS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2008-05-13
175 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2011-03-23
176 FAIR EAGLE FUTURES COMPANY LIMITED 1 4 5 0 1 1 -1 -3 -4 80.00 100.00 2005-01-06
177 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2024-03-21
178 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 1 1 2 1 0 1 0 -1 -1 50.00 0.00 2004-09-02
179 Greentech Technology Asset Management Company Limited 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-01-20
180 HKFN WEALTH STRATEGY LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-01-11
181 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-12-01
182 IMPAC ASSET MANAGEMENT (HK) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2017-01-03
183 Interactive Brokers LLC 0 2 2 0 1 1 0 -1 -1 100.00 100.00 2004-12-22
184 JAGUAR INVESTMENT SERVICES, LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2015-06-22
185 KING FOOK COMMODITIES COMPANY LIMITED 1 1 2 1 0 1 0 -1 -1 50.00 0.00 2005-03-07
186 OVERLOOK INVESTMENTS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2010-01-05
187 PACIFIC CHALLENGE FUTURES HONG KONG LIMITED 3 20 23 1 0 1 -2 -20 -22 86.96 0.00 2008-09-05
188 PACIFIC GROUP LIMITED (THE) 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-24
189 Quam Asset Management Limited (b1983-06-28) 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-28
190 REGENT FINANCIAL SERVICES LIMITED 1 1 2 1 0 1 0 -1 -1 50.00 0.00 2005-02-08
191 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 1 1 2 1 0 1 0 -1 -1 50.00 0.00 2004-09-13
192 SKY WARD GLOBAL MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2012-07-10
193 T Y International 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-05-11
194 TAK FUNG COMMODITIES LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-31
195 VC International Asset Management Limited 1 1 2 1 0 1 0 -1 -1 50.00 0.00 2005-01-19
196 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
197 WELLCHAMP CAPITAL LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-01-31
198 WINNINGTON CAPITAL LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
199 WTV GLOBAL INVESTMENTS MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-01
200 ASG FUTURES LIMITED 1 12 13 0 0 0 -1 -12 -13 92.31 - 2004-06-25
201 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2007-01-31
202 BERICH FUTURES (H.K.) COMPANY LIMITED 0 5 5 0 0 0 0 -5 -5 100.00 - 2004-07-06
203 BOCI COMMODITIES & FUTURES LIMITED 1 34 35 0 0 0 -1 -34 -35 97.14 - 2004-01-13
204 BUSINESS FUTURES LIMITED 2 10 12 0 0 0 -2 -10 -12 83.33 - 2004-06-11
205 CDIB VENTURE INVESTMENT (H.K.) CORPORATION LIMITED 1 2 3 0 0 0 -1 -2 -3 66.67 - 2003-10-03
206 CHALLENGE COMMODITIES LIMITED 3 3 6 0 0 0 -3 -3 -6 50.00 - 2003-09-25
207 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 4 81 85 0 0 0 -4 -81 -85 95.29 - 2003-10-13
208 CORPORATE COMMODITIES LIMITED 3 27 30 0 0 0 -3 -27 -30 90.00 - 2004-02-18
209 DBS VICKERS FUTURES (HONG KONG) LIMITED 0 86 86 0 0 0 0 -86 -86 100.00 - 2004-06-30
210 EAST ASIA FUTURES LIMITED 1 6 7 0 0 0 -1 -6 -7 85.71 - 2004-02-02
211 EK INVESTMENT MANAGEMENT LIMITED 3 0 3 0 0 0 -3 0 -3 0.00 - 2003-12-03
212 ENLIGHTEN FUTURES LIMITED 2 6 8 0 0 0 -2 -6 -8 75.00 - 2004-11-30
213 EQ INVESTOR SERVICES LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2003-12-31
214 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 21 23 0 0 0 -2 -21 -23 91.30 - 2003-09-24
215 GAIN ASSET MANAGEMENT LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2003-12-17
216 Ge Shang Investment (Hong Kong) Limited 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-11-05
217 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 17 19 0 0 0 -2 -17 -19 89.47 - 2004-02-25
218 HENDALE GROUP LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-09-24
219 HONOUR FUTURES LIMITED 2 8 10 0 0 0 -2 -8 -10 80.00 - 2004-09-03
220 HSBC Corporate Finance (Hong Kong) Limited 1 1 2 0 0 0 -1 -1 -2 50.00 - 2005-01-25
221 HSBC FUTURES (SINGAPORE) PTE LTD 2 10 12 0 0 0 -2 -10 -12 83.33 - 2003-08-29
222 HSBC STRUCTURED FUNDS (ASIA) LIMITED 2 5 7 0 0 0 -2 -5 -7 71.43 - 2004-02-10
223 HT CAPITAL MANAGEMENT LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-06-03
224 HUNG SING FUTURES LIMITED 1 2 3 0 0 0 -1 -2 -3 66.67 - 2004-11-23
225 INTERCHINA FUTURES LIMITED 2 18 20 0 0 0 -2 -18 -20 90.00 - 2004-01-14
226 J.P. MORGAN FUTURES HONG KONG LIMITED 2 19 21 0 0 0 -2 -19 -21 90.48 - 2003-12-08
227 KINGSWAY UNIT TRUST MANAGERS LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2004-02-13
228 KWK ASIA MANAGEMENT LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-09-11
229 LEHMAN BROTHERS ASIA LIMITED 0 3 3 0 0 0 0 -3 -3 100.00 - 2003-09-19
230 LEHMAN BROTHERS FUTURES ASIA LIMITED 0 1 1 0 0 0 0 -1 -1 100.00 - 2003-09-08
231 MEGABASE FUTURES CO. LIMITED 2 4 6 0 0 0 -2 -4 -6 66.67 - 2003-11-22
232 MIB FUTURES (HONG KONG) LIMITED 1 16 17 0 0 0 -1 -16 -17 94.12 - 2003-08-06
233 NATIXIS COMMODITY MARKETS (ASIA) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-06-18
234 Newedge Broker Hong Kong Limited 0 12 12 0 0 0 0 -12 -12 100.00 - 2005-05-24
235 Newedge Broker Limited 2 16 18 0 0 0 -2 -16 -18 88.89 - 2004-10-08
236 NORMAN KONG COMMODITIES COMPANY LIMITED 1 1 2 0 0 0 -1 -1 -2 50.00 - 2004-07-15
237 OCBC Futures Investment (Hong Kong) Limited 1 5 6 0 0 0 -1 -5 -6 83.33 - 2003-10-20
238 PO SANG SECURITIES LIMITED 2 12 14 0 0 0 -2 -12 -14 85.71 - 2004-01-14
239 Public Futures Limited 0 3 3 0 0 0 0 -3 -3 100.00 - 2003-10-31
240 SIMPLEX ASSET MANAGEMENT (HK) COMPANY LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2003-12-01
241 SINOPAC FUTURES (ASIA) LIMITED 1 12 13 0 0 0 -1 -12 -13 92.31 - 2014-09-25
242 TIMBER HILL HONG KONG LIMITED 1 1 2 0 0 0 -1 -1 -2 50.00 - 2004-12-21
243 TOKAI TOKYO SECURITIES (ASIA) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2003-11-12
244 Tokio Marine Investment Services, Limited 0 1 1 0 0 0 0 -1 -1 100.00 - 2005-01-11
245 UFJ INVESTMENTS ASIA LIMITED 1 10 11 0 0 0 -1 -10 -11 90.91 - 2003-09-30
246 WIGRAM CAPITAL LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-08-06
247 WOCOM LIMITED (HK) 3 30 33 0 0 0 -3 -30 -33 90.91 - 2004-11-09
248 YF FUTURES COMPANY LIMITED 3 4 7 0 0 0 -3 -4 -7 57.14 - 2003-06-03
249 Youyu Credit Limited 1 7 8 0 0 0 -1 -7 -8 87.50 - 2003-08-01
250 YU ON COMMODITIES COMPANY LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2003-10-10
251 Zhonghao International Futures Co., Limited 3 6 9 0 0 0 -3 -6 -9 66.67 - 2003-10-30
Average 1.74 13.68 15.42 1.69 8.36 10.05 88.70 83.20

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