SFC licensees per firm: Advising on futures contracts

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Start date: End date:
Activity type:

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2003-06-30 2004-06-30 Change Rep v total
Row Name RO Rep Total RO Rep Total RO Rep Total Start
%		 End
%		 Licence
start		 Licence
end
1 HSBC BROKING FUTURES (ASIA) LIMITED 3 99 102 3 84 87 0 -15 -15 97.06 96.55 2004-09-10
2 PHILLIP COMMODITIES (H.K.) LIMITED 2 106 108 2 81 83 0 -25 -25 98.15 97.59
3 GOLDMAN SACHS FUTURES (ASIA) LIMITED 1 85 86 0 69 69 -1 -16 -17 98.84 100.00 2016-10-10
4 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 2 74 76 1 68 69 -1 -6 -7 97.37 98.55 2005-01-25
5 Nomura Asia Investment (Hong Kong) Limited 1 51 52 1 45 46 0 -6 -6 98.08 97.83 2005-01-25
6 HSBC BROKING FUTURES (HONG KONG) LIMITED 4 46 50 3 32 35 -1 -14 -15 92.00 91.43 2004-09-10
7 NOMURA INTERNATIONAL (HONG KONG) LIMITED 1 37 38 1 32 33 0 -5 -5 97.37 96.97
8 Funderstone Futures Limited 4 29 33 4 28 32 0 -1 -1 87.88 87.50
9 JPMorgan Asset Management (Asia Pacific) Limited 4 20 24 3 24 27 -1 4 3 83.33 88.89
10 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 1 63 64 1 26 27 0 -37 -37 98.44 96.30 2004-12-08
11 CHOW SANG SANG FUTURES LIMITED 2 28 30 2 24 26 0 -4 -4 93.33 92.31 2004-11-12
12 Duncan Futures Limited 3 23 26 2 21 23 -1 -2 -3 88.46 91.30 2005-03-08
13 KAISER FUTURES LIMITED 4 24 28 2 21 23 -2 -3 -5 85.71 91.30 2005-02-18
14 EMPEROR FUTURES LIMITED 2 26 28 2 20 22 0 -6 -6 92.86 90.91
15 NEW TREND FUTURES LIMITED 3 21 24 3 18 21 0 -3 -3 87.50 85.71 2004-10-25
16 GET NICE FUTURES COMPANY LIMITED 1 21 22 2 18 20 1 -3 -2 95.45 90.00
17 RBC FUTURES SERVICES (ASIA) LIMITED 1 25 26 1 19 20 0 -6 -6 96.15 95.00 2005-10-28
18 J.P. MORGAN BROKING (HONG KONG) LIMITED 0 0 0 4 14 18 4 14 18 - 77.78 2003-12-02
19 ADMIS Hong Kong Limited 1 15 16 3 14 17 2 -1 1 93.75 82.35
20 FIRST SHANGHAI FUTURES LIMITED 2 16 18 2 15 17 0 -1 -1 88.89 88.24
21 STATE STREET GLOBAL ADVISORS ASIA LIMITED 1 15 16 2 15 17 1 0 1 93.75 88.24
22 Well Link International Securities Limited 3 27 30 3 13 16 0 -14 -14 90.00 81.25 2005-02-14
23 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 2 15 17 2 13 15 0 -2 -2 88.24 86.67 2018-12-31
24 KINGSTON FUTURES LIMITED 2 17 19 2 13 15 0 -4 -4 89.47 86.67 2005-01-24
25 HANG SENG FUTURES LIMITED 4 3 7 4 10 14 0 7 7 42.86 71.43 2017-11-17
26 BEAR STEARNS HONG KONG LIMITED 1 13 14 1 12 13 0 -1 -1 92.86 92.31 2009-05-14
27 UBS SECURITIES ASIA LIMITED 1 15 16 1 12 13 0 -3 -3 93.75 92.31 2005-02-04
28 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 4 9 13 4 8 12 0 -1 -1 69.23 66.67
29 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 2 90 92 2 9 11 0 -81 -81 97.83 81.82 2004-10-25
30 BARING ASSET MANAGEMENT (ASIA) LIMITED 1 12 13 3 7 10 2 -5 -3 92.31 70.00
31 CHIEF COMMODITIES LIMITED 2 10 12 1 9 10 -1 -1 -2 83.33 90.00 2004-10-15
32 CHARLES SCHWAB, HONG KONG, LIMITED 3 5 8 3 6 9 0 1 1 62.50 66.67 2016-08-31
33 CMB INTERNATIONAL FUTURES LIMITED 2 9 11 2 7 9 0 -2 -2 81.82 77.78 2004-11-26
34 DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED 1 10 11 1 8 9 0 -2 -2 90.91 88.89 2005-01-25
35 Manulife Investment Management (Hong Kong) Limited 2 7 9 2 7 9 0 0 0 77.78 77.78
36 HSBC Global Asset Management (Hong Kong) Limited 2 8 10 3 5 8 1 -3 -2 80.00 62.50
37 KGI FUTURES (HONG KONG) LIMITED 1 127 128 3 5 8 2 -122 -120 99.22 62.50
38 SHUN LOONG FUTURES LIMITED 1 32 33 0 8 8 -1 -24 -25 96.97 100.00 2005-01-13
39 UBS DERIVATIVES HONG KONG LIMITED 1 8 9 1 7 8 0 -1 -1 88.89 87.50 2005-02-07
40 CHONG HING COMMODITIES AND FUTURES LIMITED 4 4 8 4 3 7 0 -1 -1 50.00 42.86 2005-01-19
41 METRO CAPITAL FUTURES LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43 2014-11-26
42 MUSHK Limited 1 6 7 2 5 7 1 -1 0 85.71 71.43 2011-06-01
43 PEACE TOWN FUTURES LIMITED 4 13 17 4 3 7 0 -10 -10 76.47 42.86 2012-09-27
44 QUAM FUTURES LIMITED 3 15 18 2 5 7 -1 -10 -11 83.33 71.43 2005-02-28
45 RG ASSET MANAGEMENT COMPANY LIMITED 3 3 6 3 4 7 0 1 1 50.00 57.14 2013-11-25
46 ROCTEC FUTURES TRADING COMPANY LIMITED 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2005-01-21
47 SIU YIP COMMODITY LIMITED 4 4 8 3 4 7 -1 0 -1 50.00 57.14 2004-11-26
48 Tyric Capital Limited 0 0 0 2 5 7 2 5 7 - 71.43 2003-11-13
49 Vision Capital Investment Management Limited 0 0 0 2 5 7 2 5 7 - 71.43 2003-12-17 2004-07-30
50 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 3 8 11 2 5 7 -1 -3 -4 72.73 71.43 2016-04-19
51 ABN AMRO Clearing (Futures) Hong Kong Limited 2 6 8 1 5 6 -1 -1 -2 75.00 83.33 2005-03-03
52 BNP PARIBAS FUTURES (HONG KONG) LIMITED 1 6 7 1 5 6 0 -1 -1 85.71 83.33 2004-11-29
53 Credit Suisse Futures (Hong Kong) Limited 1 8 9 0 6 6 -1 -2 -3 88.89 100.00 2005-01-03
54 CSI Corporate Finance (HK) Limited 2 7 9 2 4 6 0 -3 -3 77.78 66.67 2004-07-30
55 GOLDMAN SACHS (ASIA) L.L.C. 2 3 5 3 3 6 1 0 1 60.00 50.00
56 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 14 16 1 5 6 -1 -9 -10 87.50 83.33 2004-11-26
57 OKACHI (HONG KONG) COMPANY LIMITED 2 16 18 1 5 6 -1 -11 -12 88.89 83.33 2005-02-07
58 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 1 3 4 2 4 6 1 1 2 75.00 66.67 2012-01-12
59 SOUTH CHINA COMMODITIES LIMITED 3 72 75 3 3 6 0 -69 -69 96.00 50.00 2005-01-31
60 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 2 86 88 0 6 6 -2 -80 -82 97.73 100.00 2003-08-06
61 SPS COMMODITIES LIMITED 2 8 10 1 5 6 -1 -3 -4 80.00 83.33 2005-01-20
62 SUN'S FUTURE LIMITED 3 6 9 3 3 6 0 -3 -3 66.67 50.00 2005-02-18
63 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 4 4 8 4 1 5 0 -3 -3 50.00 20.00 2012-06-25
64 AllianceBernstein Hong Kong Limited 1 2 3 3 2 5 2 0 2 66.67 40.00
65 Allianz Global Investors Hong Kong Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-06-28
66 CLSA FUTURES LIMITED 4 22 26 2 3 5 -2 -19 -21 84.62 60.00 2016-06-02
67 GAM HONG KONG LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2013-06-19
68 HAITONG INTERNATIONAL FUTURES LIMITED 2 150 152 5 0 5 3 -150 -147 98.68 0.00
69 HANG SENG INVESTMENT MANAGEMENT LIMITED 3 3 6 3 2 5 0 -1 -1 50.00 40.00
70 Legg Mason Asset Management Hong Kong Limited 2 6 8 1 4 5 -1 -2 -3 75.00 80.00 2006-09-25
71 Legg Mason International Equities (Hong Kong) Limited 2 4 6 1 4 5 -1 0 -1 66.67 80.00 2006-09-25
72 MAGUSTA FUTURES LIMITED 2 6 8 2 3 5 0 -3 -3 75.00 60.00 2013-02-26
73 PI INVESTMENT MANAGEMENT LIMITED 3 0 3 3 2 5 0 2 2 0.00 40.00 2007-09-28
74 SHACOM FUTURES LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00
75 TC Investment Management (Asia) Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2008-02-14
76 UNI-ALPHA FUTURES LIMITED 1 4 5 1 4 5 0 0 0 80.00 80.00 2004-08-30
77 ALPHA FUTURES COMPANY LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2005-01-24
78 AlTi Wealth Management (Hong Kong) Limited 0 0 0 2 2 4 2 2 4 - 50.00 2004-05-11
79 BEA Union Investment Management Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2022-07-12
80 CES Commodities (HK) Limited 2 214 216 1 3 4 -1 -211 -212 99.07 75.00 2005-03-08
81 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 2 1 3 3 1 4 1 0 1 33.33 25.00 2018-09-21
82 CIBC Global Asset Management (Asia) Limited 1 3 4 1 3 4 0 0 0 75.00 75.00 2006-01-10
83 First Sentier Investors (Hong Kong) Limited 1 2 3 2 2 4 1 0 1 66.67 50.00 2006-08-29
84 FIRST STATE (HONG KONG) LLC 1 2 3 2 2 4 1 0 1 66.67 50.00 2006-08-29
85 INVESCO HONG KONG LIMITED 4 0 4 2 2 4 -2 2 0 0.00 50.00
86 JEFFERIES BACHE (HONG KONG) LIMITED 2 73 75 2 2 4 0 -71 -71 97.33 50.00 2004-12-10
87 Standard Commodities (Asia) Limited 1 2 3 1 3 4 0 1 1 66.67 75.00 2008-05-16
88 TAIFAIR FUTURES LIMITED 1 4 5 1 3 4 0 -1 -1 80.00 75.00 2005-02-23
89 TOPMORE COMMODITIES LIMITED 3 12 15 3 1 4 0 -11 -11 80.00 25.00 2004-11-22
90 Vantum Securities and Futures Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2004-09-16
91 WFM Asia (HK) Limited 1 3 4 1 3 4 0 0 0 75.00 75.00 2013-11-05
92 WHARTON INVESTMENT ADVISORS LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2015-02-09
93 AKTIS CAPITAL ADVISORY LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2003-11-29
94 Arta Global Futures Limited 2 3 5 2 1 3 0 -2 -2 60.00 33.33 2004-11-19
95 ASIA DEBT MANAGEMENT HONG KONG LIMITED 1 1 2 1 2 3 0 1 1 50.00 66.67 2005-06-29
96 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2015-06-15
97 BARCLAYS CAPITAL FUTURES HONG KONG LIMITED 2 3 5 0 3 3 -2 0 -2 60.00 100.00 2004-12-28
98 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 1 0 1 3 0 3 2 0 2 0.00 0.00 2007-01-31
99 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 2 3 5 2 1 3 0 -2 -2 60.00 33.33 2004-12-03
100 CELESTIAL COMMODITIES LIMITED 2 98 100 0 3 3 -2 -95 -97 98.00 100.00 2005-01-25
101 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 2 21 23 2 1 3 0 -20 -20 91.30 33.33
102 ENHANCED INVESTMENT PRODUCTS LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
103 HAMON ASSET MANAGEMENT LIMITED 1 0 1 1 2 3 0 2 2 0.00 66.67
104 HSBC Global Asset Management Holdings (Bahamas) Limited 2 0 2 3 0 3 1 0 1 0.00 0.00 2020-06-02
105 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 1 0 1 3 0 3 2 0 2 0.00 0.00
106 Mackenzie Investments Asia Limited 1 2 3 3 0 3 2 -2 0 66.67 0.00 2006-11-14
107 Nerico Brothers Limited (HK) 2 3 5 2 1 3 0 -2 -2 60.00 33.33 2004-08-02
108 Nomura Asset Management Hong Kong Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2004-12-16
109 PEACE TOWN FUND MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2011-10-20
110 PFP Capital Limited 1 0 1 1 2 3 0 2 2 0.00 66.67
111 PineBridge Investments Hong Kong Limited 1 2 3 1 2 3 0 0 0 66.67 66.67 2005-03-15
112 SATTVA INVESTMENT ADVISORS LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2003-10-30 2015-04-22
113 UPBEST COMMODITIES COMPANY LIMITED 1 9 10 2 1 3 1 -8 -7 90.00 33.33
114 Yuanta Asia Investment (Hong Kong) Limited 0 0 0 2 1 3 2 1 3 - 33.33 2003-08-13 2013-11-01
115 YUE XIU FUTURES COMPANY LIMITED 2 5 7 2 1 3 0 -4 -4 71.43 33.33 2024-07-30
116 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
117 AXA Investment Managers Asia Limited 1 0 1 2 0 2 1 0 1 0.00 0.00 2015-06-15
118 AXIOM INVESTMENT MANAGEMENT LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2014-05-07
119 BNP PARIBAS DEALING SERVICES ASIA LIMITED 1 2 3 1 1 2 0 -1 -1 66.67 50.00 2010-11-03
120 BOCI ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2014-12-24
121 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-06-10
122 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-01-07
123 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 1 0 1 1 1 2 0 1 1 0.00 50.00 2011-03-23
124 CNCB (Hong Kong) Capital Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2015-08-20
125 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 1 2 3 1 1 2 0 -1 -1 66.67 50.00 2007-07-12
126 DEUTSCHE SECURITIES ASIA LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2004-01-08 2020-02-04
127 FIL Investment Advisors 1 1 2 1 1 2 0 0 0 50.00 50.00
128 FIL Investment Management (Hong Kong) Limited 1 1 2 1 1 2 0 0 0 50.00 50.00
129 Finet Securities Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2004-09-23
130 Funderstone Asset Management (HK) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-11-14
131 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 1 0 1 1 1 2 0 1 1 0.00 50.00 2024-03-21
132 GM FINANCIAL FORMULA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-09-09
133 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 1 2 3 1 1 2 0 -1 -1 66.67 50.00
134 ICBC Asset Management (Global) Company Limited 1 2 3 1 1 2 0 -1 -1 66.67 50.00
135 iVenture Investment Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
136 JPMorgan Asset Management (Japan) Limited 1 0 1 2 0 2 1 0 1 0.00 0.00 2011-07-15
137 LIM ADVISORS LIMITED 2 2 4 1 1 2 -1 -1 -2 50.00 50.00 2021-02-17
138 Metaverse Securities Limited (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
139 PACIFIC CHALLENGE FUTURES HONG KONG LIMITED 3 15 18 2 0 2 -1 -15 -16 83.33 0.00 2008-09-05
140 PGIM (Hong Kong) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-02-04
141 PHOENIX CAPITAL FUTURES LIMITED 3 2 5 2 0 2 -1 -2 -3 40.00 0.00 2005-02-01
142 PineBridge Investments Asia Limited 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-03-15
143 Planetree Futures Limited 2 5 7 2 0 2 0 -5 -5 71.43 0.00 2004-09-28
144 PRUDENTIAL INDEX TRADING COMPANY LIMITED 1 23 24 1 1 2 0 -22 -22 95.83 50.00
145 RBS Asia Futures Limited 2 5 7 2 0 2 0 -5 -5 71.43 0.00 2005-01-25
146 RICHMOND ASSET MANAGEMENT LIMITED (HK) 1 0 1 1 1 2 0 1 1 0.00 50.00 2005-01-13
147 SAGE ASSET MANAGEMENT (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-10-13
148 SBI China Capital Commodities Limited 1 15 16 1 1 2 0 -14 -14 93.75 50.00 2013-07-16
149 SINOPAC FUTURES (ASIA) LIMITED 1 11 12 2 0 2 1 -11 -10 91.67 0.00 2014-09-25
150 SKY WARD GLOBAL MANAGEMENT LIMITED 2 0 2 1 1 2 -1 1 0 0.00 50.00 2012-07-10
151 SOFAER GLOBAL RESEARCH (HK) LIMITED 0 3 3 0 2 2 0 -1 -1 100.00 100.00 2011-01-18
152 STANDARD & POOR'S, LLC 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-30
153 STRATEGIC OPTIONS INVESTMENT ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-12-05
154 Success Futures and Foreign Exchange Limited 2 2 4 1 1 2 -1 -1 -2 50.00 50.00 2004-08-31
155 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 2 1 3 1 1 2 -1 0 -1 33.33 50.00 2005-01-25
156 TAI YIP COMMODITIES & FUTURES LIMITED 2 3 5 2 0 2 0 -3 -3 60.00 0.00 2004-11-19
157 VALUE PARTNERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
158 WELLAM INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-12-24
159 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-02-17
160 ABN AMRO Clearing Hong Kong Limited 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2005-03-03
161 AISANCE ASSET MANAGEMENT LIMITED 1 27 28 0 1 1 -1 -26 -27 96.43 100.00 2004-09-02
162 BROOKE CAPITAL LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-01
163 CES International Commodities (HK) Limited 2 2 4 1 0 1 -1 -2 -3 50.00 0.00 2005-03-07
164 China Enterprise Securities Company Limited 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-11-10
165 CHINA INTERNATIONAL CAPITAL LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-28
166 CHINA TONG BAO INSURANCE BROKERS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2008-05-13
167 DELTA ASIA FINANCIAL FUTURES LIMITED 1 13 14 1 0 1 0 -13 -13 92.86 0.00
168 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 1 1 2 1 0 1 0 -1 -1 50.00 0.00 2004-09-02
169 Greentech Technology Asset Management Company Limited 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-01-20
170 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2004-07-07
171 HKFN WEALTH STRATEGY LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-01-11
172 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-12-01
173 IMPAC ASSET MANAGEMENT (HK) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2017-01-03
174 JAGUAR INVESTMENT SERVICES, LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2015-06-22
175 KING FOOK COMMODITIES COMPANY LIMITED 1 1 2 1 0 1 0 -1 -1 50.00 0.00 2005-03-07
176 KuCoin Commodity Futures Limited 2 4 6 1 0 1 -1 -4 -5 66.67 0.00 2004-11-01
177 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2005-02-02
178 OVERLOOK INVESTMENTS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2010-01-05
179 PACIFIC GROUP LIMITED (THE) 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-24
180 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2004-10-18
181 Quam Asset Management Limited (b1983-06-28) 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-28
182 REGENT FINANCIAL SERVICES LIMITED 1 1 2 1 0 1 0 -1 -1 50.00 0.00 2005-02-08
183 REXCAPITAL FUTURES LIMITED 1 29 30 1 0 1 0 -29 -29 96.67 0.00 2004-11-30
184 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 1 1 2 1 0 1 0 -1 -1 50.00 0.00 2004-09-13
185 STOCKWELL COMMODITIES LIMITED 1 1 2 1 0 1 0 -1 -1 50.00 0.00 2005-02-22
186 TAK FUNG COMMODITIES LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-31
187 VC International Asset Management Limited 1 1 2 1 0 1 0 -1 -1 50.00 0.00 2005-01-19
188 VC INTERNATIONAL TRADING LIMITED 1 40 41 1 0 1 0 -40 -40 97.56 0.00 2022-10-27
189 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
190 WELLCHAMP CAPITAL LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-01-31
191 WINNINGTON CAPITAL LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
192 WTV GLOBAL INVESTMENTS MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-01
193 ASG FUTURES LIMITED 1 12 13 0 0 0 -1 -12 -13 92.31 - 2004-06-25
194 BERICH FUTURES (H.K.) COMPANY LIMITED 0 2 2 0 0 0 0 -2 -2 100.00 - 2004-07-06
195 BNP PARIBAS PEREGRINE FUTURES LIMITED 2 38 40 0 0 0 -2 -38 -40 95.00 - 2004-05-17
196 BOCI COMMODITIES & FUTURES LIMITED 0 31 31 0 0 0 0 -31 -31 100.00 - 2004-01-13
197 BUSINESS FUTURES LIMITED 2 10 12 0 0 0 -2 -10 -12 83.33 - 2004-06-11
198 CDIB VENTURE INVESTMENT (H.K.) CORPORATION LIMITED 0 1 1 0 0 0 0 -1 -1 100.00 - 2003-10-03
199 CHALLENGE COMMODITIES LIMITED 3 3 6 0 0 0 -3 -3 -6 50.00 - 2003-09-25
200 CINDA INTERNATIONAL FUTURES LIMITED 4 62 66 0 0 0 -4 -62 -66 93.94 - 2003-07-29
201 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 4 78 82 0 0 0 -4 -78 -82 95.12 - 2003-10-13
202 CORPORATE COMMODITIES LIMITED 3 25 28 0 0 0 -3 -25 -28 89.29 - 2004-02-18
203 CSC FUTURES (HK) LIMITED 1 19 20 0 0 0 -1 -19 -20 95.00 - 2004-03-29
204 DBS VICKERS FUTURES (HONG KONG) LIMITED 0 87 87 0 0 0 0 -87 -87 100.00 - 2004-06-30
205 EAST ASIA FUTURES LIMITED 1 6 7 0 0 0 -1 -6 -7 85.71 - 2004-02-02
206 EK INVESTMENT MANAGEMENT LIMITED 3 0 3 0 0 0 -3 0 -3 0.00 - 2003-12-03
207 ENLIGHTEN FUTURES LIMITED 2 5 7 0 0 0 -2 -5 -7 71.43 - 2004-11-30
208 EQ INVESTOR SERVICES LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2003-12-31
209 FAIR EAGLE FUTURES COMPANY LIMITED 1 4 5 0 0 0 -1 -4 -5 80.00 - 2005-01-06
210 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 13 15 0 0 0 -2 -13 -15 86.67 - 2003-09-24
211 GAIN ASSET MANAGEMENT LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2003-12-17
212 Ge Shang Investment (Hong Kong) Limited 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-11-05
213 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 17 19 0 0 0 -2 -17 -19 89.47 - 2004-02-25
214 HENDALE GROUP LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-09-24
215 HONG KONG INTERNATIONAL FUTURES LIMITED 5 13 18 0 0 0 -5 -13 -18 72.22 - 2004-07-20
216 HONOUR FUTURES LIMITED 2 8 10 0 0 0 -2 -8 -10 80.00 - 2004-09-03
217 HSBC Corporate Finance (Hong Kong) Limited 1 1 2 0 0 0 -1 -1 -2 50.00 - 2005-01-25
218 HSBC FUTURES (SINGAPORE) PTE LTD 2 11 13 0 0 0 -2 -11 -13 84.62 - 2003-08-29
219 HSBC STRUCTURED FUNDS (ASIA) LIMITED 2 5 7 0 0 0 -2 -5 -7 71.43 - 2004-02-10
220 HUNG SING FUTURES LIMITED 1 2 3 0 0 0 -1 -2 -3 66.67 - 2004-11-23
221 Interactive Brokers LLC 0 2 2 0 0 0 0 -2 -2 100.00 - 2004-12-22
222 INTERCHINA FUTURES LIMITED 2 17 19 0 0 0 -2 -17 -19 89.47 - 2004-01-14
223 J.P. MORGAN FUTURES HONG KONG LIMITED 3 19 22 0 0 0 -3 -19 -22 86.36 - 2003-12-08
224 KINGSWAY UNIT TRUST MANAGERS LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2004-02-13
225 KWK ASIA MANAGEMENT LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-09-11
226 LEHMAN BROTHERS ASIA LIMITED 0 2 2 0 0 0 0 -2 -2 100.00 - 2003-09-19
227 MEGABASE FUTURES CO. LIMITED 2 4 6 0 0 0 -2 -4 -6 66.67 - 2003-11-22
228 MIB FUTURES (HONG KONG) LIMITED 1 13 14 0 0 0 -1 -13 -14 92.86 - 2003-08-06
229 Newedge Broker Hong Kong Limited 0 9 9 0 0 0 0 -9 -9 100.00 - 2005-05-24
230 Newedge Broker Limited 1 11 12 0 0 0 -1 -11 -12 91.67 - 2004-10-08
231 OCBC Futures Investment (Hong Kong) Limited 1 4 5 0 0 0 -1 -4 -5 80.00 - 2003-10-20
232 PO SANG SECURITIES LIMITED 2 9 11 0 0 0 -2 -9 -11 81.82 - 2004-01-14
233 PRUDENCE FUTURES LIMITED 1 1 2 0 0 0 -1 -1 -2 50.00 - 2004-04-16
234 Public Futures Limited 0 3 3 0 0 0 0 -3 -3 100.00 - 2003-10-31
235 SIMPLEX ASSET MANAGEMENT (HK) COMPANY LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2003-12-01
236 Sunwah Kingsway Leasing and Finance Limited 2 9 11 0 0 0 -2 -9 -11 81.82 - 2004-06-24
237 T Y International 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-05-11
238 TIMBER HILL HONG KONG LIMITED 0 1 1 0 0 0 0 -1 -1 100.00 - 2004-12-21
239 TOKAI TOKYO SECURITIES (ASIA) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2003-11-12
240 Tokio Marine Investment Services, Limited 0 1 1 0 0 0 0 -1 -1 100.00 - 2005-01-11
241 UFJ INVESTMENTS ASIA LIMITED 1 10 11 0 0 0 -1 -10 -11 90.91 - 2003-09-30
242 WIGRAM CAPITAL LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-08-06
243 WOCOM LIMITED (HK) 0 30 30 0 0 0 0 -30 -30 100.00 - 2004-11-09
244 YICKO FUTURES LIMITED 1 7 8 0 0 0 -1 -7 -8 87.50 - 2004-06-01
245 Youyu Credit Limited 1 7 8 0 0 0 -1 -7 -8 87.50 - 2003-08-01
246 YU ON COMMODITIES COMPANY LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2003-10-10
247 Zhonghao International Futures Co., Limited 3 6 9 0 0 0 -3 -6 -9 66.67 - 2003-10-30
Average 1.72 12.87 14.59 1.75 5.55 7.30 88.21 76.03

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