SFC licensees per firm: Advising on futures contracts

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Start date: End date:
Activity type:

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2003-08-31 2004-08-31 Change Rep v total
Row Name RO Rep Total RO Rep Total RO Rep Total Start
%		 End
%		 Licence
start		 Licence
end
1 PHILLIP COMMODITIES (H.K.) LIMITED 2 97 99 2 78 80 0 -19 -19 97.98 97.50
2 GOLDMAN SACHS FUTURES (ASIA) LIMITED 1 80 81 1 68 69 0 -12 -12 98.77 98.55 2016-10-10
3 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 2 71 73 1 66 67 -1 -5 -6 97.26 98.51 2005-01-25
4 Nomura Asia Investment (Hong Kong) Limited 1 50 51 1 40 41 0 -10 -10 98.04 97.56 2005-01-25
5 HSBC BROKING FUTURES (ASIA) LIMITED 3 97 100 3 31 34 0 -66 -66 97.00 91.18 2004-09-10
6 Funderstone Futures Limited 4 28 32 3 28 31 -1 0 -1 87.50 90.32
7 NOMURA INTERNATIONAL (HONG KONG) LIMITED 1 37 38 1 30 31 0 -7 -7 97.37 96.77
8 JPMorgan Asset Management (Asia Pacific) Limited 4 21 25 3 24 27 -1 3 2 84.00 88.89
9 CHOW SANG SANG FUTURES LIMITED 2 28 30 2 23 25 0 -5 -5 93.33 92.00 2004-11-12
10 Duncan Futures Limited 3 22 25 2 21 23 -1 -1 -2 88.00 91.30 2005-03-08
11 KAISER FUTURES LIMITED 3 24 27 2 21 23 -1 -3 -4 88.89 91.30 2005-02-18
12 J.P. MORGAN BROKING (HONG KONG) LIMITED 0 0 0 4 18 22 4 18 22 - 81.82 2003-12-02
13 GET NICE FUTURES COMPANY LIMITED 1 21 22 2 19 21 1 -2 -1 95.45 90.48
14 NEW TREND FUTURES LIMITED 3 21 24 3 18 21 0 -3 -3 87.50 85.71 2004-10-25
15 RBC FUTURES SERVICES (ASIA) LIMITED 1 23 24 1 19 20 0 -4 -4 95.83 95.00 2005-10-28
16 HSBC BROKING FUTURES (HONG KONG) LIMITED 3 42 45 3 15 18 0 -27 -27 93.33 83.33 2004-09-10
17 ADMIS Hong Kong Limited 1 14 15 3 14 17 2 0 2 93.33 82.35
18 STATE STREET GLOBAL ADVISORS ASIA LIMITED 1 15 16 2 15 17 1 0 1 93.75 88.24
19 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 2 14 16 2 13 15 0 -1 -1 87.50 86.67 2018-12-31
20 Well Link International Securities Limited 3 23 26 3 11 14 0 -12 -12 88.46 78.57 2005-02-14
21 BEAR STEARNS HONG KONG LIMITED 1 13 14 1 12 13 0 -1 -1 92.86 92.31 2009-05-14
22 CHARLES SCHWAB, HONG KONG, LIMITED 3 4 7 3 10 13 0 6 6 57.14 76.92 2016-08-31
23 HANG SENG FUTURES LIMITED 4 3 7 4 9 13 0 6 6 42.86 69.23 2017-11-17
24 UBS SECURITIES ASIA LIMITED 1 15 16 1 12 13 0 -3 -3 93.75 92.31 2005-02-04
25 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 4 9 13 4 8 12 0 -1 -1 69.23 66.67
26 HSBC Global Asset Management (Hong Kong) Limited 2 8 10 3 7 10 1 -1 0 80.00 70.00
27 CMB INTERNATIONAL FUTURES LIMITED 2 8 10 2 7 9 0 -1 -1 80.00 77.78 2004-11-26
28 DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED 1 9 10 1 8 9 0 -1 -1 90.00 88.89 2005-01-25
29 Manulife Investment Management (Hong Kong) Limited 2 7 9 2 7 9 0 0 0 77.78 77.78
30 UBS DERIVATIVES HONG KONG LIMITED 1 8 9 1 7 8 0 -1 -1 88.89 87.50 2005-02-07
31 BARING ASSET MANAGEMENT (ASIA) LIMITED 3 8 11 2 5 7 -1 -3 -4 72.73 71.43
32 CHONG HING COMMODITIES AND FUTURES LIMITED 4 4 8 4 3 7 0 -1 -1 50.00 42.86 2005-01-19
33 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 2 85 87 1 6 7 -1 -79 -80 97.70 85.71 2004-10-25
34 Legg Mason Asset Management Hong Kong Limited 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2006-09-25
35 Legg Mason International Equities (Hong Kong) Limited 2 4 6 2 5 7 0 1 1 66.67 71.43 2006-09-25
36 METRO CAPITAL FUTURES LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43 2014-11-26
37 MUSHK Limited 2 5 7 2 5 7 0 0 0 71.43 71.43 2011-06-01
38 PEACE TOWN FUTURES LIMITED 4 12 16 4 3 7 0 -9 -9 75.00 42.86 2012-09-27
39 QUAM FUTURES LIMITED 3 13 16 2 5 7 -1 -8 -9 81.25 71.43 2005-02-28
40 RG ASSET MANAGEMENT COMPANY LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14 2013-11-25
41 ROCTEC FUTURES TRADING COMPANY LIMITED 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2005-01-21
42 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 3 5 2 5 7 0 2 2 60.00 71.43 2012-01-12
43 SIU YIP COMMODITY LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14 2004-11-26
44 Tyric Capital Limited 0 0 0 2 5 7 2 5 7 - 71.43 2003-11-13
45 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 3 7 10 2 5 7 -1 -2 -3 70.00 71.43 2016-04-19
46 ABN AMRO Clearing (Futures) Hong Kong Limited 1 5 6 1 5 6 0 0 0 83.33 83.33 2005-03-03
47 Credit Suisse Futures (Hong Kong) Limited 1 7 8 0 6 6 -1 -1 -2 87.50 100.00 2005-01-03
48 GOLDMAN SACHS (ASIA) L.L.C. 4 3 7 3 3 6 -1 0 -1 42.86 50.00
49 OKACHI (HONG KONG) COMPANY LIMITED 1 15 16 1 5 6 0 -10 -10 93.75 83.33 2005-02-07
50 PI INVESTMENT MANAGEMENT LIMITED 3 0 3 3 3 6 0 3 3 0.00 50.00 2007-09-28
51 SOUTH CHINA COMMODITIES LIMITED 3 70 73 3 3 6 0 -67 -67 95.89 50.00 2005-01-31
52 SUN'S FUTURE LIMITED 3 6 9 3 3 6 0 -3 -3 66.67 50.00 2005-02-18
53 AllianceBernstein Hong Kong Limited 2 1 3 3 2 5 1 1 2 33.33 40.00
54 Allianz Global Investors Hong Kong Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-06-28
55 AlTi Wealth Management (Hong Kong) Limited 0 0 0 2 3 5 2 3 5 - 60.00 2004-05-11
56 BNP PARIBAS FUTURES (HONG KONG) LIMITED 1 6 7 1 4 5 0 -2 -2 85.71 80.00 2004-11-29
57 CHIEF COMMODITIES LIMITED 2 9 11 1 4 5 -1 -5 -6 81.82 80.00 2004-10-15
58 CLSA FUTURES LIMITED 3 21 24 2 3 5 -1 -18 -19 87.50 60.00 2016-06-02
59 GAM HONG KONG LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2013-06-19
60 HAITONG INTERNATIONAL FUTURES LIMITED 2 80 82 5 0 5 3 -80 -77 97.56 0.00
61 HANG SENG INVESTMENT MANAGEMENT LIMITED 3 3 6 3 2 5 0 -1 -1 50.00 40.00
62 KGI FUTURES (HONG KONG) LIMITED 1 121 122 3 2 5 2 -119 -117 99.18 40.00
63 KINGSTON FUTURES LIMITED 2 16 18 2 3 5 0 -13 -13 88.89 60.00 2005-01-24
64 MAGUSTA FUTURES LIMITED 2 6 8 2 3 5 0 -3 -3 75.00 60.00 2013-02-26
65 SHACOM FUTURES LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00
66 SPS COMMODITIES LIMITED 2 7 9 1 4 5 -1 -3 -4 77.78 80.00 2005-01-20
67 Standard Commodities (Asia) Limited 1 2 3 1 4 5 0 2 2 66.67 80.00 2008-05-16
68 UNI-ALPHA FUTURES LIMITED 1 4 5 1 4 5 0 0 0 80.00 80.00 2004-08-30
69 WFM Asia (HK) Limited 1 3 4 1 4 5 0 1 1 75.00 80.00 2013-11-05
70 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 4 4 8 3 1 4 -1 -3 -4 50.00 25.00 2012-06-25
71 ALPHA FUTURES COMPANY LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2005-01-24
72 BEA Union Investment Management Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2022-07-12
73 CES Commodities (HK) Limited 2 204 206 1 3 4 -1 -201 -202 99.03 75.00 2005-03-08
74 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2018-09-21
75 CIBC Global Asset Management (Asia) Limited 1 3 4 1 3 4 0 0 0 75.00 75.00 2006-01-10
76 First Sentier Investors (Hong Kong) Limited 1 2 3 2 2 4 1 0 1 66.67 50.00 2006-08-29
77 FIRST STATE (HONG KONG) LLC 1 2 3 2 2 4 1 0 1 66.67 50.00 2006-08-29
78 HSBC Global Asset Management Holdings (Bahamas) Limited 2 0 2 3 1 4 1 1 2 0.00 25.00 2020-06-02
79 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 1 0 1 3 1 4 2 1 3 0.00 25.00
80 JEFFERIES BACHE (HONG KONG) LIMITED 2 66 68 2 2 4 0 -64 -64 97.06 50.00 2004-12-10
81 Nomura Asset Management Hong Kong Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2004-12-16
82 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 1 54 55 1 3 4 0 -51 -51 98.18 75.00 2004-12-08
83 SHUN LOONG FUTURES LIMITED 1 26 27 0 4 4 -1 -22 -23 96.30 100.00 2005-01-13
84 TAIFAIR FUTURES LIMITED 1 4 5 1 3 4 0 -1 -1 80.00 75.00 2005-02-23
85 TC Investment Management (Asia) Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2008-02-14
86 Vantum Securities and Futures Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2004-09-16
87 WHARTON INVESTMENT ADVISORS LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2015-02-09
88 AKTIS CAPITAL ADVISORY LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2003-11-29
89 Arta Global Futures Limited 2 3 5 2 1 3 0 -2 -2 60.00 33.33 2004-11-19
90 ASIA DEBT MANAGEMENT HONG KONG LIMITED 1 1 2 1 2 3 0 1 1 50.00 66.67 2005-06-29
91 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2015-06-15
92 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2007-01-31
93 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 2 3 5 2 1 3 0 -2 -2 60.00 33.33 2004-12-03
94 CELESTIAL COMMODITIES LIMITED 1 93 94 0 3 3 -1 -90 -91 98.94 100.00 2005-01-25
95 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 2 15 17 2 1 3 0 -14 -14 88.24 33.33
96 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 1 0 1 2 1 3 1 1 2 0.00 33.33 2011-03-23
97 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 1 2 3 1 2 3 0 0 0 66.67 66.67 2007-07-12
98 ENHANCED INVESTMENT PRODUCTS LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
99 FIRST SHANGHAI FUTURES LIMITED 2 15 17 2 1 3 0 -14 -14 88.24 33.33
100 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 1 2 3 2 1 3 1 -1 0 66.67 33.33
101 HAMON ASSET MANAGEMENT LIMITED 1 0 1 3 0 3 2 0 2 0.00 0.00
102 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 13 15 1 2 3 -1 -11 -12 86.67 66.67 2004-11-26
103 Mackenzie Investments Asia Limited 1 2 3 3 0 3 2 -2 0 66.67 0.00 2006-11-14
104 PEACE TOWN FUND MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2011-10-20
105 PFP Capital Limited 1 0 1 3 0 3 2 0 2 0.00 0.00
106 PineBridge Investments Hong Kong Limited 1 2 3 1 2 3 0 0 0 66.67 66.67 2005-03-15
107 SATTVA INVESTMENT ADVISORS LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2003-10-30 2015-04-22
108 TOPMORE COMMODITIES LIMITED 3 11 14 2 1 3 -1 -10 -11 78.57 33.33 2004-11-22
109 UPBEST COMMODITIES COMPANY LIMITED 1 6 7 2 1 3 1 -5 -4 85.71 33.33
110 Yuanta Asia Investment (Hong Kong) Limited 2 0 2 3 0 3 1 0 1 0.00 0.00 2003-08-13 2013-11-01
111 YUE XIU FUTURES COMPANY LIMITED 2 3 5 2 1 3 0 -2 -2 60.00 33.33 2024-07-30
112 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
113 AP Asset Management (HK) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2004-08-26 2013-12-04
114 ASIA ABSOLUTE ADVISORS LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2004-08-19 2007-01-25
115 AXA Investment Managers Asia Limited 1 0 1 2 0 2 1 0 1 0.00 0.00 2015-06-15
116 AXIOM INVESTMENT MANAGEMENT LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2014-05-07
117 BALLINGAL INVESTMENT ADVISORS LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2004-08-13
118 BOCI ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2014-12-24
119 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-06-10
120 CHINA INTERNATIONAL CAPITAL LIMITED 1 0 1 1 1 2 0 1 1 0.00 50.00 2005-02-28
121 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-01-07
122 CNCB (Hong Kong) Capital Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2015-08-20
123 DEUTSCHE SECURITIES ASIA LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2004-01-08 2020-02-04
124 EMPEROR FUTURES LIMITED 2 25 27 2 0 2 0 -25 -25 92.59 0.00
125 FIL Investment Advisors 1 1 2 1 1 2 0 0 0 50.00 50.00
126 FIL Investment Management (Hong Kong) Limited 1 1 2 1 1 2 0 0 0 50.00 50.00
127 Finet Securities Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2004-09-23
128 Funderstone Asset Management (HK) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-11-14
129 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 1 0 1 1 1 2 0 1 1 0.00 50.00 2024-03-21
130 GM FINANCIAL FORMULA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-09-09
131 ICBC Asset Management (Global) Company Limited 1 2 3 1 1 2 0 -1 -1 66.67 50.00
132 INVESCO HONG KONG LIMITED 4 0 4 1 1 2 -3 1 -2 0.00 50.00
133 iVenture Investment Management Limited 1 0 1 2 0 2 1 0 1 0.00 0.00
134 JPMorgan Asset Management (Japan) Limited 1 0 1 2 0 2 1 0 1 0.00 0.00 2011-07-15
135 LIM ADVISORS LIMITED 1 2 3 1 1 2 0 -1 -1 66.67 50.00 2021-02-17
136 Metaverse Securities Limited (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
137 PACIFIC CHALLENGE FUTURES HONG KONG LIMITED 2 10 12 2 0 2 0 -10 -10 83.33 0.00 2008-09-05
138 PGIM (Hong Kong) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-02-04
139 PHOENIX CAPITAL FUTURES LIMITED 3 2 5 2 0 2 -1 -2 -3 40.00 0.00 2005-02-01
140 PineBridge Investments Asia Limited 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-03-15
141 Planetree Futures Limited 2 5 7 2 0 2 0 -5 -5 71.43 0.00 2004-09-28
142 PRUDENTIAL INDEX TRADING COMPANY LIMITED 1 23 24 1 1 2 0 -22 -22 95.83 50.00
143 RBS Asia Futures Limited 2 5 7 2 0 2 0 -5 -5 71.43 0.00 2005-01-25
144 RICHMOND ASSET MANAGEMENT LIMITED (HK) 1 0 1 1 1 2 0 1 1 0.00 50.00 2005-01-13
145 SAGE ASSET MANAGEMENT (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-10-13
146 SBI China Capital Commodities Limited 1 2 3 1 1 2 0 -1 -1 66.67 50.00 2013-07-16
147 SINOPAC FUTURES (ASIA) LIMITED 1 11 12 2 0 2 1 -11 -10 91.67 0.00 2014-09-25
148 SKY WARD GLOBAL MANAGEMENT LIMITED 2 0 2 1 1 2 -1 1 0 0.00 50.00 2012-07-10
149 STANDARD & POOR'S, LLC 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-30
150 STRATEGIC OPTIONS INVESTMENT ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-12-05
151 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 2 1 3 1 1 2 -1 0 -1 33.33 50.00 2005-01-25
152 TAI YIP COMMODITIES & FUTURES LIMITED 2 3 5 2 0 2 0 -3 -3 60.00 0.00 2004-11-19
153 VALUE PARTNERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
154 WELLAM INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-12-24
155 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-02-17
156 ABN AMRO Clearing Hong Kong Limited 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-03
157 AISANCE ASSET MANAGEMENT LIMITED 1 27 28 0 1 1 -1 -26 -27 96.43 100.00 2004-09-02
158 BNP PARIBAS DEALING SERVICES ASIA LIMITED 1 2 3 1 0 1 0 -2 -2 66.67 0.00 2010-11-03
159 BROOKE CAPITAL LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-01
160 CES International Commodities (HK) Limited 2 2 4 1 0 1 -1 -2 -3 50.00 0.00 2005-03-07
161 China Enterprise Securities Company Limited 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-11-10
162 CHINA TONG BAO INSURANCE BROKERS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2008-05-13
163 DELTA ASIA FINANCIAL FUTURES LIMITED 1 13 14 1 0 1 0 -13 -13 92.86 0.00
164 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 1 1 2 1 0 1 0 -1 -1 50.00 0.00 2004-09-02
165 Greentech Technology Asset Management Company Limited 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-01-20
166 HKFN WEALTH STRATEGY LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-01-11
167 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-12-01
168 JAGUAR INVESTMENT SERVICES, LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2015-06-22
169 KING FOOK COMMODITIES COMPANY LIMITED 1 1 2 1 0 1 0 -1 -1 50.00 0.00 2005-03-07
170 KuCoin Commodity Futures Limited 2 4 6 1 0 1 -1 -4 -5 66.67 0.00 2004-11-01
171 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2005-02-02
172 OVERLOOK INVESTMENTS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2010-01-05
173 PACIFIC GROUP LIMITED (THE) 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-24
174 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2004-10-18
175 Quam Asset Management Limited (b1983-06-28) 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-28
176 REGENT FINANCIAL SERVICES LIMITED 1 1 2 1 0 1 0 -1 -1 50.00 0.00 2005-02-08
177 REXCAPITAL FUTURES LIMITED 1 29 30 1 0 1 0 -29 -29 96.67 0.00 2004-11-30
178 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2004-09-13
179 SOFAER GLOBAL RESEARCH (HK) LIMITED 0 2 2 0 1 1 0 -1 -1 100.00 100.00 2011-01-18
180 STOCKWELL COMMODITIES LIMITED 1 1 2 1 0 1 0 -1 -1 50.00 0.00 2005-02-22
181 TAK FUNG COMMODITIES LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-31
182 VC International Asset Management Limited 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-01-19
183 VC INTERNATIONAL TRADING LIMITED 1 37 38 1 0 1 0 -37 -37 97.37 0.00 2022-10-27
184 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
185 WELLCHAMP CAPITAL LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-01-31
186 WINNINGTON CAPITAL LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
187 WTV GLOBAL INVESTMENTS MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-01
188 ASG FUTURES LIMITED 1 9 10 0 0 0 -1 -9 -10 90.00 - 2004-06-25
189 BARCLAYS CAPITAL FUTURES HONG KONG LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2004-12-28
190 BERICH FUTURES (H.K.) COMPANY LIMITED 0 2 2 0 0 0 0 -2 -2 100.00 - 2004-07-06
191 BNP PARIBAS PEREGRINE FUTURES LIMITED 2 35 37 0 0 0 -2 -35 -37 94.59 - 2004-05-17
192 BOCI COMMODITIES & FUTURES LIMITED 0 30 30 0 0 0 0 -30 -30 100.00 - 2004-01-13
193 BUSINESS FUTURES LIMITED 2 9 11 0 0 0 -2 -9 -11 81.82 - 2004-06-11
194 CHALLENGE COMMODITIES LIMITED 1 1 2 0 0 0 -1 -1 -2 50.00 - 2003-09-25
195 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 4 76 80 0 0 0 -4 -76 -80 95.00 - 2003-10-13
196 CORPORATE COMMODITIES LIMITED 3 23 26 0 0 0 -3 -23 -26 88.46 - 2004-02-18
197 CSC FUTURES (HK) LIMITED 1 15 16 0 0 0 -1 -15 -16 93.75 - 2004-03-29
198 CSI Corporate Finance (HK) Limited 1 7 8 0 0 0 -1 -7 -8 87.50 - 2004-07-30
199 DBS VICKERS FUTURES (HONG KONG) LIMITED 0 84 84 0 0 0 0 -84 -84 100.00 - 2004-06-30
200 EAST ASIA FUTURES LIMITED 1 5 6 0 0 0 -1 -5 -6 83.33 - 2004-02-02
201 EK INVESTMENT MANAGEMENT LIMITED 3 0 3 0 0 0 -3 0 -3 0.00 - 2003-12-03
202 ENLIGHTEN FUTURES LIMITED 1 4 5 0 0 0 -1 -4 -5 80.00 - 2004-11-30
203 EQ INVESTOR SERVICES LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2003-12-31
204 FAIR EAGLE FUTURES COMPANY LIMITED 0 4 4 0 0 0 0 -4 -4 100.00 - 2005-01-06
205 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2003-09-24
206 GAIN ASSET MANAGEMENT LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2003-12-17
207 Ge Shang Investment (Hong Kong) Limited 0 1 1 0 0 0 0 -1 -1 100.00 - 2004-11-05
208 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 17 19 0 0 0 -2 -17 -19 89.47 - 2004-02-25
209 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2004-07-07
210 HENDALE GROUP LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-09-24
211 HONG KONG INTERNATIONAL FUTURES LIMITED 5 13 18 0 0 0 -5 -13 -18 72.22 - 2004-07-20
212 HONOUR FUTURES LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-09-03
213 HSBC Corporate Finance (Hong Kong) Limited 1 0 1 0 0 0 -1 0 -1 0.00 - 2005-01-25
214 HSBC STRUCTURED FUNDS (ASIA) LIMITED 2 4 6 0 0 0 -2 -4 -6 66.67 - 2004-02-10
215 HUNG SING FUTURES LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-11-23
216 IMPAC ASSET MANAGEMENT (HK) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2017-01-03
217 Interactive Brokers LLC 0 1 1 0 0 0 0 -1 -1 100.00 - 2004-12-22
218 INTERCHINA FUTURES LIMITED 2 13 15 0 0 0 -2 -13 -15 86.67 - 2004-01-14
219 J.P. MORGAN FUTURES HONG KONG LIMITED 3 17 20 0 0 0 -3 -17 -20 85.00 - 2003-12-08
220 KINGSWAY UNIT TRUST MANAGERS LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2004-02-13
221 KWK ASIA MANAGEMENT LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-09-11
222 MEGABASE FUTURES CO. LIMITED 2 4 6 0 0 0 -2 -4 -6 66.67 - 2003-11-22
223 Nerico Brothers Limited (HK) 2 2 4 0 0 0 -2 -2 -4 50.00 - 2004-08-02
224 Newedge Broker Limited 0 10 10 0 0 0 0 -10 -10 100.00 - 2004-10-08
225 OCBC Futures Investment (Hong Kong) Limited 1 4 5 0 0 0 -1 -4 -5 80.00 - 2003-10-20
226 PO SANG SECURITIES LIMITED 2 9 11 0 0 0 -2 -9 -11 81.82 - 2004-01-14
227 PRUDENCE FUTURES LIMITED 1 1 2 0 0 0 -1 -1 -2 50.00 - 2004-04-16
228 Public Futures Limited 0 3 3 0 0 0 0 -3 -3 100.00 - 2003-10-31
229 SIMPLEX ASSET MANAGEMENT (HK) COMPANY LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2003-12-01
230 Success Futures and Foreign Exchange Limited 2 2 4 0 0 0 -2 -2 -4 50.00 - 2004-08-31
231 Sunwah Kingsway Leasing and Finance Limited 2 6 8 0 0 0 -2 -6 -8 75.00 - 2004-06-24
232 T Y International 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-05-11
233 TOKAI TOKYO SECURITIES (ASIA) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2003-11-12
234 Tokio Marine Investment Services, Limited 0 1 1 0 0 0 0 -1 -1 100.00 - 2005-01-11
235 UFJ INVESTMENTS ASIA LIMITED 1 9 10 0 0 0 -1 -9 -10 90.00 - 2003-09-30
236 WOCOM LIMITED (HK) 0 2 2 0 0 0 0 -2 -2 100.00 - 2004-11-09
237 YICKO FUTURES LIMITED 1 7 8 0 0 0 -1 -7 -8 87.50 - 2004-06-01
238 YU ON COMMODITIES COMPANY LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2003-10-10
239 Zhonghao International Futures Co., Limited 3 2 5 0 0 0 -3 -2 -5 40.00 - 2003-10-30
Average 1.71 11.27 12.98 1.80 4.73 6.53 86.84 72.40

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