SFC licensees per firm: Advising on futures contracts

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Start date: End date:
Activity type:

Some data are hidden to fit your display. Rotate?

2003-09-30 2004-09-30 Change Rep v total
Row Name RO Rep Total RO Rep Total RO Rep Total Start
%		 End
%		 Licence
start		 Licence
end
1 PHILLIP COMMODITIES (H.K.) LIMITED 2 97 99 2 78 80 0 -19 -19 97.98 97.50
2 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 2 70 72 1 66 67 -1 -4 -5 97.22 98.51 2005-01-25
3 GOLDMAN SACHS FUTURES (ASIA) LIMITED 1 78 79 1 64 65 0 -14 -14 98.73 98.46 2016-10-10
4 Nomura Asia Investment (Hong Kong) Limited 1 50 51 1 40 41 0 -10 -10 98.04 97.56 2005-01-25
5 Funderstone Futures Limited 4 28 32 3 28 31 -1 0 -1 87.50 90.32
6 NOMURA INTERNATIONAL (HONG KONG) LIMITED 1 36 37 2 29 31 1 -7 -6 97.30 93.55
7 JPMorgan Asset Management (Asia Pacific) Limited 4 21 25 3 26 29 -1 5 4 84.00 89.66
8 CHOW SANG SANG FUTURES LIMITED 2 28 30 2 23 25 0 -5 -5 93.33 92.00 2004-11-12
9 J.P. MORGAN BROKING (HONG KONG) LIMITED 0 0 0 4 20 24 4 20 24 - 83.33 2003-12-02
10 Duncan Futures Limited 3 22 25 2 21 23 -1 -1 -2 88.00 91.30 2005-03-08
11 KAISER FUTURES LIMITED 2 25 27 2 21 23 0 -4 -4 92.59 91.30 2005-02-18
12 GET NICE FUTURES COMPANY LIMITED 1 21 22 2 19 21 1 -2 -1 95.45 90.48
13 NEW TREND FUTURES LIMITED 3 21 24 3 18 21 0 -3 -3 87.50 85.71 2004-10-25
14 RBC FUTURES SERVICES (ASIA) LIMITED 1 23 24 1 18 19 0 -5 -5 95.83 94.74 2005-10-28
15 ADMIS Hong Kong Limited 1 14 15 3 14 17 2 0 2 93.33 82.35
16 STATE STREET GLOBAL ADVISORS ASIA LIMITED 2 15 17 2 14 16 0 -1 -1 88.24 87.50
17 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 2 13 15 1 13 14 -1 0 -1 86.67 92.86 2018-12-31
18 BEAR STEARNS HONG KONG LIMITED 1 13 14 1 12 13 0 -1 -1 92.86 92.31 2009-05-14
19 CHARLES SCHWAB, HONG KONG, LIMITED 3 4 7 3 10 13 0 6 6 57.14 76.92 2016-08-31
20 HANG SENG FUTURES LIMITED 4 3 7 4 9 13 0 6 6 42.86 69.23 2017-11-17
21 UBS SECURITIES ASIA LIMITED 1 15 16 1 12 13 0 -3 -3 93.75 92.31 2005-02-04
22 Well Link International Securities Limited 3 21 24 2 11 13 -1 -10 -11 87.50 84.62 2005-02-14
23 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 4 9 13 4 8 12 0 -1 -1 69.23 66.67
24 BARING ASSET MANAGEMENT (ASIA) LIMITED 3 8 11 4 7 11 1 -1 0 72.73 63.64
25 HSBC Global Asset Management (Hong Kong) Limited 2 8 10 4 6 10 2 -2 0 80.00 60.00
26 CMB INTERNATIONAL FUTURES LIMITED 2 8 10 2 7 9 0 -1 -1 80.00 77.78 2004-11-26
27 DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED 1 9 10 1 8 9 0 -1 -1 90.00 88.89 2005-01-25
28 Manulife Investment Management (Hong Kong) Limited 2 7 9 2 7 9 0 0 0 77.78 77.78
29 Legg Mason Asset Management Hong Kong Limited 2 6 8 2 6 8 0 0 0 75.00 75.00 2006-09-25
30 Legg Mason International Equities (Hong Kong) Limited 2 4 6 2 6 8 0 2 2 66.67 75.00 2006-09-25
31 UBS DERIVATIVES HONG KONG LIMITED 1 8 9 1 7 8 0 -1 -1 88.89 87.50 2005-02-07
32 CHONG HING COMMODITIES AND FUTURES LIMITED 4 4 8 4 3 7 0 -1 -1 50.00 42.86 2005-01-19
33 GOLDMAN SACHS (ASIA) L.L.C. 4 3 7 3 4 7 -1 1 0 42.86 57.14
34 METRO CAPITAL FUTURES LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43 2014-11-26
35 MUSHK Limited 2 5 7 3 4 7 1 -1 0 71.43 57.14 2011-06-01
36 PEACE TOWN FUTURES LIMITED 4 12 16 4 3 7 0 -9 -9 75.00 42.86 2012-09-27
37 QUAM FUTURES LIMITED 3 13 16 2 5 7 -1 -8 -9 81.25 71.43 2005-02-28
38 RG ASSET MANAGEMENT COMPANY LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14 2013-11-25
39 ROCTEC FUTURES TRADING COMPANY LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43 2005-01-21
40 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 3 5 2 5 7 0 2 2 60.00 71.43 2012-01-12
41 SIU YIP COMMODITY LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14 2004-11-26
42 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 3 7 10 2 5 7 -1 -2 -3 70.00 71.43 2016-04-19
43 ABN AMRO Clearing (Futures) Hong Kong Limited 1 5 6 1 5 6 0 0 0 83.33 83.33 2005-03-03
44 AlTi Wealth Management (Hong Kong) Limited 0 0 0 2 4 6 2 4 6 - 66.67 2004-05-11
45 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 2 84 86 1 5 6 -1 -79 -80 97.67 83.33 2004-10-25
46 Credit Suisse Futures (Hong Kong) Limited 1 7 8 0 6 6 -1 -1 -2 87.50 100.00 2005-01-03
47 PI INVESTMENT MANAGEMENT LIMITED 3 0 3 3 3 6 0 3 3 0.00 50.00 2007-09-28
48 SOUTH CHINA COMMODITIES LIMITED 3 67 70 3 3 6 0 -64 -64 95.71 50.00 2005-01-31
49 SUN'S FUTURE LIMITED 3 6 9 3 3 6 0 -3 -3 66.67 50.00 2005-02-18
50 Tyric Capital Limited 0 0 0 3 3 6 3 3 6 - 50.00 2003-11-13
51 AllianceBernstein Hong Kong Limited 2 1 3 3 2 5 1 1 2 33.33 40.00
52 Allianz Global Investors Hong Kong Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-06-28
53 BNP PARIBAS FUTURES (HONG KONG) LIMITED 1 6 7 1 4 5 0 -2 -2 85.71 80.00 2004-11-29
54 CHIEF COMMODITIES LIMITED 2 9 11 1 4 5 -1 -5 -6 81.82 80.00 2004-10-15
55 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00 2018-09-21
56 CLSA FUTURES LIMITED 3 21 24 2 3 5 -1 -18 -19 87.50 60.00 2016-06-02
57 GAM HONG KONG LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2013-06-19
58 HAITONG INTERNATIONAL FUTURES LIMITED 2 38 40 5 0 5 3 -38 -35 95.00 0.00
59 HANG SENG INVESTMENT MANAGEMENT LIMITED 3 3 6 3 2 5 0 -1 -1 50.00 40.00
60 KGI FUTURES (HONG KONG) LIMITED 1 118 119 3 2 5 2 -116 -114 99.16 40.00
61 MAGUSTA FUTURES LIMITED 2 6 8 2 3 5 0 -3 -3 75.00 60.00 2013-02-26
62 OKACHI (HONG KONG) COMPANY LIMITED 1 15 16 0 5 5 -1 -10 -11 93.75 100.00 2005-02-07
63 SHACOM FUTURES LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00
64 SPS COMMODITIES LIMITED 2 7 9 1 4 5 -1 -3 -4 77.78 80.00 2005-01-20
65 Standard Commodities (Asia) Limited 1 2 3 1 4 5 0 2 2 66.67 80.00 2008-05-16
66 UNI-ALPHA FUTURES LIMITED 1 4 5 1 4 5 0 0 0 80.00 80.00 2004-08-30
67 WFM Asia (HK) Limited 1 3 4 1 4 5 0 1 1 75.00 80.00 2013-11-05
68 AD Capital Management (Hong Kong) Limited 0 0 0 2 2 4 2 2 4 - 50.00 2004-09-08
69 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 4 4 8 3 1 4 -1 -3 -4 50.00 25.00 2012-06-25
70 ALPHA FUTURES COMPANY LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2005-01-24
71 BEA Union Investment Management Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2022-07-12
72 CES Commodities (HK) Limited 2 203 205 1 3 4 -1 -200 -201 99.02 75.00 2005-03-08
73 CIBC Global Asset Management (Asia) Limited 1 3 4 1 3 4 0 0 0 75.00 75.00 2006-01-10
74 First Sentier Investors (Hong Kong) Limited 1 2 3 2 2 4 1 0 1 66.67 50.00 2006-08-29
75 FIRST STATE (HONG KONG) LLC 1 2 3 2 2 4 1 0 1 66.67 50.00 2006-08-29
76 HSBC Global Asset Management Holdings (Bahamas) Limited 2 0 2 4 0 4 2 0 2 0.00 0.00 2020-06-02
77 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 1 0 1 4 0 4 3 0 3 0.00 0.00
78 JEFFERIES BACHE (HONG KONG) LIMITED 2 65 67 2 2 4 0 -63 -63 97.01 50.00 2004-12-10
79 Nomura Asset Management Hong Kong Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2004-12-16
80 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 1 50 51 1 3 4 0 -47 -47 98.04 75.00 2004-12-08
81 TAIFAIR FUTURES LIMITED 1 4 5 1 3 4 0 -1 -1 80.00 75.00 2005-02-23
82 TC Investment Management (Asia) Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2008-02-14
83 WHARTON INVESTMENT ADVISORS LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2015-02-09
84 AKTIS CAPITAL ADVISORY LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2003-11-29
85 Arta Global Futures Limited 2 3 5 2 1 3 0 -2 -2 60.00 33.33 2004-11-19
86 ASIA DEBT MANAGEMENT HONG KONG LIMITED 1 1 2 1 2 3 0 1 1 50.00 66.67 2005-06-29
87 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2015-06-15
88 BALLINGAL INVESTMENT ADVISORS LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2004-08-13
89 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2007-01-31
90 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 2 3 5 2 1 3 0 -2 -2 60.00 33.33 2004-12-03
91 CELESTIAL COMMODITIES LIMITED 0 91 91 0 3 3 0 -88 -88 100.00 100.00 2005-01-25
92 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 2 15 17 2 1 3 0 -14 -14 88.24 33.33
93 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 1 0 1 2 1 3 1 1 2 0.00 33.33 2011-03-23
94 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 1 2 3 1 2 3 0 0 0 66.67 66.67 2007-07-12
95 ENHANCED INVESTMENT PRODUCTS LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
96 FIRST SHANGHAI FUTURES LIMITED 2 15 17 2 1 3 0 -14 -14 88.24 33.33
97 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 1 2 3 2 1 3 1 -1 0 66.67 33.33
98 HAMON ASSET MANAGEMENT LIMITED 1 2 3 3 0 3 2 -2 0 66.67 0.00
99 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 13 15 1 2 3 -1 -11 -12 86.67 66.67 2004-11-26
100 KINGSTON FUTURES LIMITED 2 16 18 2 1 3 0 -15 -15 88.89 33.33 2005-01-24
101 Mackenzie Investments Asia Limited 1 2 3 3 0 3 2 -2 0 66.67 0.00 2006-11-14
102 OCP Asia (Hong Kong) Limited 0 0 0 2 1 3 2 1 3 - 33.33 2004-09-03 2022-06-13
103 PEACE TOWN FUND MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2011-10-20
104 PFP Capital Limited 1 2 3 3 0 3 2 -2 0 66.67 0.00
105 PineBridge Investments Hong Kong Limited 1 2 3 1 2 3 0 0 0 66.67 66.67 2005-03-15
106 SATTVA INVESTMENT ADVISORS LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2003-10-30 2015-04-22
107 TOPMORE COMMODITIES LIMITED 3 10 13 2 1 3 -1 -9 -10 76.92 33.33 2004-11-22
108 UPBEST COMMODITIES COMPANY LIMITED 1 6 7 2 1 3 1 -5 -4 85.71 33.33
109 Yuanta Asia Investment (Hong Kong) Limited 2 1 3 3 0 3 1 -1 0 33.33 0.00 2003-08-13 2013-11-01
110 YUE XIU FUTURES COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2024-07-30
111 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
112 AFG CAPITAL ASSETS LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2004-09-01 2006-07-28
113 AP Asset Management (HK) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2004-08-26 2013-12-04
114 ASIA ABSOLUTE ADVISORS LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2004-08-19 2007-01-25
115 AXA Investment Managers Asia Limited 1 0 1 2 0 2 1 0 1 0.00 0.00 2015-06-15
116 AXIOM INVESTMENT MANAGEMENT LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2014-05-07
117 BOCI ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2014-12-24
118 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-06-10
119 CHINA INTERNATIONAL CAPITAL LIMITED 1 0 1 1 1 2 0 1 1 0.00 50.00 2005-02-28
120 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-01-07
121 CNCB (Hong Kong) Capital Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-08-20
122 DEUTSCHE SECURITIES ASIA LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2004-01-08 2020-02-04
123 EMPEROR FUTURES LIMITED 2 23 25 2 0 2 0 -23 -23 92.00 0.00
124 FIL Investment Advisors 1 1 2 1 1 2 0 0 0 50.00 50.00
125 FIL Investment Management (Hong Kong) Limited 1 1 2 1 1 2 0 0 0 50.00 50.00
126 Funderstone Asset Management (HK) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-11-14
127 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 1 0 1 1 1 2 0 1 1 0.00 50.00 2024-03-21
128 ICBC Asset Management (Global) Company Limited 1 2 3 1 1 2 0 -1 -1 66.67 50.00
129 iVenture Investment Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
130 JPMorgan Asset Management (Japan) Limited 1 0 1 2 0 2 1 0 1 0.00 0.00 2011-07-15
131 LIM ADVISORS LIMITED 1 2 3 1 1 2 0 -1 -1 66.67 50.00 2021-02-17
132 Metaverse Securities Limited (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
133 Oasis Management (Hong Kong) 0 0 0 2 0 2 2 0 2 - 0.00 2004-09-14
134 PACIFIC CHALLENGE FUTURES HONG KONG LIMITED 2 10 12 2 0 2 0 -10 -10 83.33 0.00 2008-09-05
135 PGIM (Hong Kong) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-02-04
136 PHOENIX CAPITAL FUTURES LIMITED 3 2 5 2 0 2 -1 -2 -3 40.00 0.00 2005-02-01
137 PineBridge Investments Asia Limited 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-03-15
138 PRUDENTIAL INDEX TRADING COMPANY LIMITED 1 23 24 1 1 2 0 -22 -22 95.83 50.00
139 RICHMOND ASSET MANAGEMENT LIMITED (HK) 1 2 3 1 1 2 0 -1 -1 66.67 50.00 2005-01-13
140 SAGE ASSET MANAGEMENT (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-10-13
141 SBI China Capital Commodities Limited 1 2 3 1 1 2 0 -1 -1 66.67 50.00 2013-07-16
142 SHUN LOONG FUTURES LIMITED 1 26 27 0 2 2 -1 -24 -25 96.30 100.00 2005-01-13
143 SINOPAC FUTURES (ASIA) LIMITED 1 11 12 2 0 2 1 -11 -10 91.67 0.00 2014-09-25
144 SKY WARD GLOBAL MANAGEMENT LIMITED 2 0 2 1 1 2 -1 1 0 0.00 50.00 2012-07-10
145 STANDARD & POOR'S, LLC 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-30
146 STRATEGIC OPTIONS INVESTMENT ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-12-05
147 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-01-25
148 TAI YIP COMMODITIES & FUTURES LIMITED 2 3 5 2 0 2 0 -3 -3 60.00 0.00 2004-11-19
149 VALUE PARTNERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
150 WELLAM INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-12-24
151 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-02-17
152 ABN AMRO Clearing Hong Kong Limited 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-03
153 BNP PARIBAS DEALING SERVICES ASIA LIMITED 1 2 3 1 0 1 0 -2 -2 66.67 0.00 2010-11-03
154 BROOKE CAPITAL LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-01
155 CES International Commodities (HK) Limited 2 2 4 1 0 1 -1 -2 -3 50.00 0.00 2005-03-07
156 China Enterprise Securities Company Limited 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-11-10
157 CHINA TONG BAO INSURANCE BROKERS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2008-05-13
158 DELTA ASIA FINANCIAL FUTURES LIMITED 1 13 14 1 0 1 0 -13 -13 92.86 0.00
159 Greentech Technology Asset Management Company Limited 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-01-20
160 HKFN WEALTH STRATEGY LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-01-11
161 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-12-01
162 IMPAC ASSET MANAGEMENT (HK) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2017-01-03
163 INVESCO HONG KONG LIMITED 4 0 4 1 0 1 -3 0 -3 0.00 0.00
164 JAGUAR INVESTMENT SERVICES, LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2015-06-22
165 KING FOOK COMMODITIES COMPANY LIMITED 1 1 2 1 0 1 0 -1 -1 50.00 0.00 2005-03-07
166 KuCoin Commodity Futures Limited 2 4 6 1 0 1 -1 -4 -5 66.67 0.00 2004-11-01
167 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2005-02-02
168 OVERLOOK INVESTMENTS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2010-01-05
169 PACIFIC GROUP LIMITED (THE) 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-24
170 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2004-10-18
171 Quam Asset Management Limited (b1983-06-28) 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-28
172 RBS Asia Futures Limited 2 5 7 1 0 1 -1 -5 -6 71.43 0.00 2005-01-25
173 REGENT FINANCIAL SERVICES LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-08
174 REXCAPITAL FUTURES LIMITED 1 29 30 1 0 1 0 -29 -29 96.67 0.00 2004-11-30
175 SOFAER GLOBAL RESEARCH (HK) LIMITED 0 2 2 0 1 1 0 -1 -1 100.00 100.00 2011-01-18
176 STOCKWELL COMMODITIES LIMITED 1 1 2 1 0 1 0 -1 -1 50.00 0.00 2005-02-22
177 VC International Asset Management Limited 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-01-19
178 VC INTERNATIONAL TRADING LIMITED 1 37 38 1 0 1 0 -37 -37 97.37 0.00 2022-10-27
179 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
180 WELLCHAMP CAPITAL LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-01-31
181 WINNINGTON CAPITAL LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
182 WTV GLOBAL INVESTMENTS MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-01
183 AISANCE ASSET MANAGEMENT LIMITED 1 26 27 0 0 0 -1 -26 -27 96.30 - 2004-09-02
184 ASG FUTURES LIMITED 0 1 1 0 0 0 0 -1 -1 100.00 - 2004-06-25
185 BARCLAYS CAPITAL FUTURES HONG KONG LIMITED 0 3 3 0 0 0 0 -3 -3 100.00 - 2004-12-28
186 BERICH FUTURES (H.K.) COMPANY LIMITED 0 2 2 0 0 0 0 -2 -2 100.00 - 2004-07-06
187 BNP PARIBAS PEREGRINE FUTURES LIMITED 1 34 35 0 0 0 -1 -34 -35 97.14 - 2004-05-17
188 BOCI COMMODITIES & FUTURES LIMITED 0 29 29 0 0 0 0 -29 -29 100.00 - 2004-01-13
189 BUSINESS FUTURES LIMITED 0 1 1 0 0 0 0 -1 -1 100.00 - 2004-06-11
190 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 4 75 79 0 0 0 -4 -75 -79 94.94 - 2003-10-13
191 CORPORATE COMMODITIES LIMITED 3 23 26 0 0 0 -3 -23 -26 88.46 - 2004-02-18
192 CSC FUTURES (HK) LIMITED 1 14 15 0 0 0 -1 -14 -15 93.33 - 2004-03-29
193 CSI Corporate Finance (HK) Limited 1 7 8 0 0 0 -1 -7 -8 87.50 - 2004-07-30
194 DBS VICKERS FUTURES (HONG KONG) LIMITED 0 84 84 0 0 0 0 -84 -84 100.00 - 2004-06-30
195 EAST ASIA FUTURES LIMITED 1 5 6 0 0 0 -1 -5 -6 83.33 - 2004-02-02
196 EK INVESTMENT MANAGEMENT LIMITED 3 0 3 0 0 0 -3 0 -3 0.00 - 2003-12-03
197 ENLIGHTEN FUTURES LIMITED 1 2 3 0 0 0 -1 -2 -3 66.67 - 2004-11-30
198 EQ INVESTOR SERVICES LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2003-12-31
199 FAIR EAGLE FUTURES COMPANY LIMITED 0 2 2 0 0 0 0 -2 -2 100.00 - 2005-01-06
200 Finet Securities Limited 2 1 3 0 0 0 -2 -1 -3 33.33 - 2004-09-23
201 GAIN ASSET MANAGEMENT LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2003-12-17
202 Ge Shang Investment (Hong Kong) Limited 0 1 1 0 0 0 0 -1 -1 100.00 - 2004-11-05
203 GM FINANCIAL FORMULA LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2004-09-09
204 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 1 1 2 0 0 0 -1 -1 -2 50.00 - 2004-09-02
205 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 17 19 0 0 0 -2 -17 -19 89.47 - 2004-02-25
206 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2004-07-07
207 HONG KONG INTERNATIONAL FUTURES LIMITED 5 13 18 0 0 0 -5 -13 -18 72.22 - 2004-07-20
208 HSBC BROKING FUTURES (ASIA) LIMITED 3 96 99 0 0 0 -3 -96 -99 96.97 - 2004-09-10
209 HSBC BROKING FUTURES (HONG KONG) LIMITED 3 41 44 0 0 0 -3 -41 -44 93.18 - 2004-09-10
210 HSBC Corporate Finance (Hong Kong) Limited 1 0 1 0 0 0 -1 0 -1 0.00 - 2005-01-25
211 HSBC STRUCTURED FUNDS (ASIA) LIMITED 1 4 5 0 0 0 -1 -4 -5 80.00 - 2004-02-10
212 HUNG SING FUTURES LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-11-23
213 Interactive Brokers LLC 0 1 1 0 0 0 0 -1 -1 100.00 - 2004-12-22
214 INTERCHINA FUTURES LIMITED 2 10 12 0 0 0 -2 -10 -12 83.33 - 2004-01-14
215 J.P. MORGAN FUTURES HONG KONG LIMITED 3 17 20 0 0 0 -3 -17 -20 85.00 - 2003-12-08
216 KINGSWAY UNIT TRUST MANAGERS LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2004-02-13
217 MEGABASE FUTURES CO. LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2003-11-22
218 Nerico Brothers Limited (HK) 2 2 4 0 0 0 -2 -2 -4 50.00 - 2004-08-02
219 Newedge Broker Limited 0 9 9 0 0 0 0 -9 -9 100.00 - 2004-10-08
220 OCBC Futures Investment (Hong Kong) Limited 1 4 5 0 0 0 -1 -4 -5 80.00 - 2003-10-20
221 Planetree Futures Limited 2 5 7 0 0 0 -2 -5 -7 71.43 - 2004-09-28
222 PO SANG SECURITIES LIMITED 2 9 11 0 0 0 -2 -9 -11 81.82 - 2004-01-14
223 PRUDENCE FUTURES LIMITED 1 1 2 0 0 0 -1 -1 -2 50.00 - 2004-04-16
224 Public Futures Limited 0 3 3 0 0 0 0 -3 -3 100.00 - 2003-10-31
225 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2004-09-13
226 SIMPLEX ASSET MANAGEMENT (HK) COMPANY LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2003-12-01
227 Success Futures and Foreign Exchange Limited 2 2 4 0 0 0 -2 -2 -4 50.00 - 2004-08-31
228 Sunwah Kingsway Leasing and Finance Limited 2 6 8 0 0 0 -2 -6 -8 75.00 - 2004-06-24
229 T Y International 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-05-11
230 TAK FUNG COMMODITIES LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2005-03-31
231 TOKAI TOKYO SECURITIES (ASIA) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2003-11-12
232 Tokio Marine Investment Services, Limited 0 1 1 0 0 0 0 -1 -1 100.00 - 2005-01-11
233 Vantum Securities and Futures Limited 2 2 4 0 0 0 -2 -2 -4 50.00 - 2004-09-16
234 WOCOM LIMITED (HK) 0 1 1 0 0 0 0 -1 -1 100.00 - 2004-11-09
235 YICKO FUTURES LIMITED 1 7 8 0 0 0 -1 -7 -8 87.50 - 2004-06-01
236 YU ON COMMODITIES COMPANY LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2003-10-10
237 Zhonghao International Futures Co., Limited 1 1 2 0 0 0 -1 -1 -2 50.00 - 2003-10-30
Average 1.67 11.09 12.76 1.84 4.56 6.40 86.89 71.31

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top