SFC licensees per firm: Advising on futures contracts

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Start date: End date:
Activity type:

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2019-05-31 2020-05-31 Change Rep v total
Row Name RO Rep Total RO Rep Total RO Rep Total Start
%		 End
%		 Licence
start		 Licence
end
1 J.P. MORGAN BROKING (HONG KONG) LIMITED 18 200 218 16 218 234 -2 18 16 91.74 93.16 2003-12-02
2 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 4 29 33 6 51 57 2 22 24 87.88 89.47 2010-11-26
3 JPMorgan Asset Management (Asia Pacific) Limited 7 44 51 7 45 52 0 1 1 86.27 86.54
4 RBC INVESTMENT SERVICES (ASIA) LIMITED 3 45 48 3 46 49 0 1 1 93.75 93.88 2004-10-14
5 Morgan Stanley Asia Limited 7 43 50 6 40 46 -1 -3 -4 86.00 86.96 2006-04-07
6 PHILLIP COMMODITIES (H.K.) LIMITED 3 38 41 3 37 40 0 -1 -1 92.68 92.50
7 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 2 31 33 2 31 33 0 0 0 93.94 93.94 2008-07-03
8 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 2 31 33 2 31 33 0 0 0 93.94 93.94
9 Standard Chartered Securities (Hong Kong) Limited 3 24 27 3 23 26 0 -1 -1 88.89 88.46 2012-12-17
10 Credit Suisse (Hong Kong) Limited 3 9 12 6 16 22 3 7 10 75.00 72.73 2008-11-04 2024-09-27
11 ICBC Asset Management (Global) Company Limited 2 12 14 2 19 21 0 7 7 85.71 90.48
12 Manulife Investment Management (Hong Kong) Limited 5 24 29 5 16 21 0 -8 -8 82.76 76.19
13 AllianceBernstein Hong Kong Limited 4 10 14 4 13 17 0 3 3 71.43 76.47
14 Guosen Securities (HK) Brokerage Company, Limited 5 4 9 5 12 17 0 8 8 44.44 70.59 2011-03-14
15 HSBC Global Asset Management (Hong Kong) Limited 6 15 21 5 12 17 -1 -3 -4 71.43 70.59
16 Oasis Management (Hong Kong) 3 12 15 3 14 17 0 2 2 80.00 82.35 2004-09-14
17 BOCOM International Securities Limited 4 11 15 4 12 16 0 1 1 73.33 75.00 2007-09-10
18 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 6 4 10 7 8 15 1 4 5 40.00 53.33 2017-02-22
19 STATE STREET GLOBAL ADVISORS ASIA LIMITED 3 15 18 3 12 15 0 -3 -3 83.33 80.00
20 Yuanta Securities (Hong Kong) Company Limited 2 14 16 2 13 15 0 -1 -1 87.50 86.67 2012-06-14
21 CES Capital International (Hong Kong) Co., Limited 4 10 14 5 9 14 1 -1 0 71.43 64.29 2009-05-29 2023-02-23
22 CHINA XIN YONGAN FUTURES COMPANY LIMITED 4 6 10 5 9 14 1 3 4 60.00 64.29 2014-06-25
23 HANG SENG INVESTMENT MANAGEMENT LIMITED 4 12 16 4 10 14 0 -2 -2 75.00 71.43
24 BARING ASSET MANAGEMENT (ASIA) LIMITED 5 10 15 5 8 13 0 -2 -2 66.67 61.54
25 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 4 11 15 3 10 13 -1 -1 -2 73.33 76.92
26 KGI FUTURES (HONG KONG) LIMITED 7 8 15 6 7 13 -1 -1 -2 53.33 53.85
27 SMBC Nikko Securities (Hong Kong) Limited 4 11 15 5 8 13 1 -3 -2 73.33 61.54 2017-11-07
28 BOCI COMMODITIES & FUTURES LIMITED 3 8 11 3 9 12 0 1 1 72.73 75.00 2004-11-17
29 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 4 9 13 2 10 12 -2 1 -1 69.23 83.33
30 FULBRIGHT FUTURES LIMITED 2 11 13 3 9 12 1 -2 -1 84.62 75.00 2012-03-20
31 SHACOM FUTURES LIMITED 3 6 9 3 9 12 0 3 3 66.67 75.00
32 Allianz Global Investors Asia Pacific Limited (SFC:BFE699) 3 10 13 2 9 11 -1 -1 -2 76.92 81.82 2015-06-01
33 CHIEF COMMODITIES LIMITED 5 8 13 5 6 11 0 -2 -2 61.54 54.55 2006-05-17 2025-08-31
34 FORTHRIGHT SECURITIES COMPANY LIMITED 2 0 2 4 6 10 2 6 8 0.00 60.00 2019-03-27
35 GET NICE FUTURES COMPANY LIMITED 3 7 10 3 7 10 0 0 0 70.00 70.00
36 Merrill Lynch (Asia Pacific) Limited 4 4 8 5 5 10 1 1 2 50.00 50.00 2017-04-26
37 Superactive Financial Group Company Limited 4 6 10 3 7 10 -1 1 0 60.00 70.00 2015-06-12
38 AXA Investment Managers Chorus Limited 3 8 11 2 7 9 -1 -1 -2 72.73 77.78 2017-03-02 2023-08-15
39 GUODU FUTURES (HONG KONG) LIMITED 2 7 9 3 6 9 1 -1 0 77.78 66.67 2012-12-04
40 HAITONG INTERNATIONAL FUTURES LIMITED 4 6 10 4 5 9 0 -1 -1 60.00 55.56
41 HGNH International Futures Co., Limited 3 6 9 3 6 9 0 0 0 66.67 66.67 2010-11-01
42 MFG Limited (HK) 4 6 10 4 5 9 0 -1 -1 60.00 55.56 2010-05-24
43 OLD PEAK LIMITED (HK) 3 6 9 3 6 9 0 0 0 66.67 66.67 2005-08-26 2023-06-20
44 SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 3 1 4 5 4 9 2 3 5 25.00 44.44 2015-06-19
45 AP Capital Management (Hong Kong) Limited 2 3 5 2 6 8 0 3 3 60.00 75.00 2017-08-10
46 Blackwell Global Asset Management Limited 3 3 6 3 5 8 0 2 2 50.00 62.50 2018-01-15
47 China Securities (International) Brokerage Company Limited 3 6 9 3 5 8 0 -1 -1 66.67 62.50 2014-10-28
48 Eddid Securities and Futures Limited 3 3 6 2 6 8 -1 3 2 50.00 75.00 2017-09-19
49 GOLDMAN SACHS (ASIA) L.L.C. 5 4 9 4 4 8 -1 0 -1 44.44 50.00
50 Hua Liang Securities Limited 0 0 0 3 5 8 3 5 8 - 62.50 2019-06-03
51 NATIXIS ASIA LIMITED 2 8 10 4 4 8 2 -4 -2 80.00 50.00 2008-08-05
52 TFI Asset Management Limited 2 9 11 2 6 8 0 -3 -3 81.82 75.00 2014-03-10
53 EMPEROR FUTURES LIMITED 3 6 9 3 4 7 0 -2 -2 66.67 57.14
54 Hafoo Futures Limited 2 7 9 2 5 7 0 -2 -2 77.78 71.43 2017-11-21
55 NOMURA INTERNATIONAL (HONG KONG) LIMITED 4 5 9 3 4 7 -1 -1 -2 55.56 57.14
56 Soochow Securities International Futures Limited 2 1 3 4 3 7 2 2 4 33.33 42.86 2012-08-27
57 TRADING CENTRAL ASIA LIMITED 5 2 7 5 2 7 0 0 0 28.57 28.57 2011-03-08
58 Well Link International Securities Limited 2 5 7 3 4 7 1 -1 0 71.43 57.14 2012-10-04
59 Central China International Futures Company Limited 3 4 7 3 3 6 0 -1 -1 57.14 50.00 2017-08-29 2023-08-18
60 Central Universe Futures Limited 3 2 5 2 4 6 -1 2 1 40.00 66.67 2013-10-28 2021-09-15
61 Citigroup Global Markets Asia Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2013-01-09
62 LUK FOOK FUTURES (HK) LIMITED 3 2 5 5 1 6 2 -1 1 40.00 16.67 2015-02-26
63 MIB FUTURES (HONG KONG) LIMITED 4 1 5 5 1 6 1 0 1 20.00 16.67 2011-03-25
64 Ping An Securities (Hong Kong) Futures Company Limited 3 4 7 3 3 6 0 -1 -1 57.14 50.00 2012-03-30
65 SG SECURITIES (HK) LIMITED 3 2 5 4 2 6 1 0 1 40.00 33.33 2010-11-16
66 Sino-Rich Securities & Futures Limited 3 4 7 2 4 6 -1 0 -1 57.14 66.67 2012-06-21
67 SINOPAC SECURITIES (ASIA) LIMITED 3 2 5 4 2 6 1 0 1 40.00 33.33 2017-02-13
68 XIN HUA SECURITIES (HONG KONG) LIMITED 2 1 3 2 4 6 0 3 3 33.33 66.67 2016-10-18 2024-08-22
69 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2011-02-15
70 BTL ASSET MANAGEMENT COMPANY LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2016-12-12
71 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED 4 3 7 3 2 5 -1 -1 -2 42.86 40.00 2011-04-26
72 ENHANCED INVESTMENT PRODUCTS LIMITED 2 3 5 3 2 5 1 -1 0 60.00 40.00
73 FUBON SECURITIES (HONG KONG) LIMITED 0 0 0 3 2 5 3 2 5 - 40.00 2019-06-05
74 Funderstone Futures Limited 2 1 3 2 3 5 0 2 2 33.33 60.00
75 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2024-03-21
76 Grand Rich Group Holdings Limited (b2017-03-31) 2 2 4 3 2 5 1 0 1 50.00 40.00 2018-04-04 2023-06-14
77 HAMON ASSET MANAGEMENT LIMITED 4 2 6 3 2 5 -1 0 -1 33.33 40.00
78 MCG Management Limited 2 4 6 3 2 5 1 -2 -1 66.67 40.00 2014-02-12
79 OCP Asia (Hong Kong) Limited 3 2 5 3 2 5 0 0 0 40.00 40.00 2004-09-03 2022-06-13
80 ON EXCEL ASSET MANAGEMENT LIMITED 0 0 0 3 2 5 3 2 5 - 40.00 2019-12-05 2022-10-25
81 PFP Capital Limited 4 2 6 3 2 5 -1 0 -1 33.33 40.00
82 VALUE PARTNERS HONG KONG LIMITED 4 2 6 4 1 5 0 -1 -1 33.33 20.00 2007-11-19
83 VALUE PARTNERS LIMITED 4 2 6 4 1 5 0 -1 -1 33.33 20.00
84 YUE XIU FUTURES COMPANY LIMITED 3 7 10 3 2 5 0 -5 -5 70.00 40.00 2024-07-30
85 AlTi Wealth Management (Hong Kong) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2004-05-11
86 Annum Asset Management (Hong Kong) Limited 2 0 2 2 2 4 0 2 2 0.00 50.00 2013-12-24
87 Ark Futures (Hong Kong) Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2006-02-07
88 CHEONG LEE SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2009-08-27
89 CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2013-06-03
90 CITIC Futures International Company Limited 0 0 0 2 2 4 2 2 4 - 50.00 2019-08-23
91 ELLIOTT ADVISORS (HK) LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2005-03-08 2022-03-16
92 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2016-10-11
93 Grand International Futures Co., Limited 2 1 3 3 1 4 1 0 1 33.33 25.00 2017-10-03
94 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 5 2 7 4 0 4 -1 -2 -3 28.57 0.00
95 ICBC (Asia) Futures Company Limited 4 0 4 4 0 4 0 0 0 0.00 0.00 2013-07-23 2021-08-04
96 INVESTPORT (H.K.) LIMITED 3 2 5 2 2 4 -1 0 -1 40.00 50.00 2016-08-29
97 KVB Kunlun Securities (HK) Limited 2 0 2 2 2 4 0 2 2 0.00 50.00 2019-03-26 2020-12-14
98 Legend Arb Advisors Limited 0 0 0 2 2 4 2 2 4 - 50.00 2019-07-19
99 Lion Futures Limited 2 0 2 3 1 4 1 1 2 0.00 25.00 2016-12-29 2025-09-16
100 Minmetals Financial Services Limited 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2018-10-08
101 PO SANG SECURITIES LIMITED 4 1 5 4 0 4 0 -1 -1 20.00 0.00 2016-10-28 2022-05-31
102 RC Futures Advisory Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2010-05-19
103 Rifa Asset Management Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2017-10-27
104 SDG Securities (HK) Limited 0 0 0 3 1 4 3 1 4 - 25.00 2020-01-17 2024-02-23
105 SDHG International Asset Management Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2008-12-02
106 Topaz Financial Group Limited 3 0 3 3 1 4 0 1 1 0.00 25.00 2019-04-25
107 TradeMaster Securities (Hong Kong) Limited 2 1 3 3 1 4 1 0 1 33.33 25.00 2017-08-01
108 Tyric Capital Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2003-11-13
109 ZHENG DA INTERNATIONAL FINANCIAL HOLDING LIMITED 0 0 0 3 1 4 3 1 4 - 25.00 2019-11-04
110 ZHESHANG INTERNATIONAL FINANCIAL HOLDINGS CO., LIMITED 3 2 5 2 2 4 -1 0 -1 40.00 50.00 2016-03-09
111 Zinvest Global Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2018-03-28
112 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
113 ADMIS Hong Kong Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
114 BALLINGAL INVESTMENT ADVISORS LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2004-08-13
115 BOCI SECURITIES LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-10-06
116 CAPE ASSET MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2006-05-23 2024-03-13
117 CENTRAL WEALTH FUTURES LIMITED 2 3 5 2 1 3 0 -2 -2 60.00 33.33 2016-02-25 2023-04-06
118 Changjiang Futures (HK) Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2012-02-13 2024-10-25
119 Changjiang Securities Brokerage (HK) Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2016-07-26
120 DA DI (HONG KONG) FINANCIAL SERVICES LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2018-07-31 2024-01-15
121 DELTA ASIA FINANCIAL FUTURES LIMITED 1 0 1 3 0 3 2 0 2 0.00 0.00
122 Duncan Futures Limited 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2017-04-25
123 FIL Investment Advisors 2 0 2 3 0 3 1 0 1 0.00 0.00
124 FIL Investment Management (Hong Kong) Limited 2 0 2 3 0 3 1 0 1 0.00 0.00
125 FIRST SHANGHAI FUTURES LIMITED 1 1 2 3 0 3 2 -1 1 50.00 0.00
126 Huatai (Hong Kong) Futures Limited 2 1 3 3 0 3 1 -1 0 33.33 0.00 2016-09-14
127 HZ CAPITAL LIMITED (HK) 2 0 2 3 0 3 1 0 1 0.00 0.00 2015-03-26 2024-06-07
128 Imperium International Asset Management Limited 3 0 3 2 1 3 -1 1 0 0.00 33.33 2008-12-02
129 INVESCO HONG KONG LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
130 JMC Capital International Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2019-01-31
131 LONGRUN FINANCIAL GROUP LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2016-12-28
132 NFH Securities and Futures Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2016-08-25 2025-06-13
133 Nuvama Investment Advisors (Hongkong) Private Limited 0 0 0 2 1 3 2 1 3 - 33.33 2020-04-14
134 SDICS International Futures (Hong Kong) Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2010-10-25
135 Tongjin Securities Limited 0 0 0 3 0 3 3 0 3 - 0.00 2020-01-17 2024-04-12
136 Trinity Futures Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2017-08-07 2024-06-24
137 UPBEST COMMODITIES COMPANY LIMITED 2 1 3 3 0 3 1 -1 0 33.33 0.00
138 VC INTERNATIONAL TRADING LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2022-10-27
139 WING FUNG SECURITIES LIMITED 3 2 5 2 1 3 -1 -1 -2 40.00 33.33 2017-09-21
140 WINTON CAPITAL ASIA LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2014-09-18
141 YUE XIU SECURITIES COMPANY LIMITED 4 0 4 3 0 3 -1 0 -1 0.00 0.00 2013-12-02
142 Zhong Yang Capital Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2018-02-05
143 Zhonghao International Investment Consulting Co., Limited 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2013-05-08
144 ZHONGRONG PT SECURITIES LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2010-07-30
145 AD Capital Management (Hong Kong) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-09-08
146 AKTIS CAPITAL ADVISORY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-11-29
147 BEA Union Investment Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2022-07-12
148 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-01-01 2020-09-10
149 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-08-28
150 CLC FUTURES LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2014-10-29 2021-04-12
151 CLC SECURITIES LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2020-04-07 2024-04-23
152 COFCO Futures (International) Co., Limited 0 0 0 2 0 2 2 0 2 - 0.00 2020-03-16
153 Futu Securities International (HONG KONG) Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2018-08-07
154 Future Securities Limited (HK) 0 0 0 2 0 2 2 0 2 - 0.00 2019-12-24
155 Grand Capital Futures Limited 0 0 0 2 0 2 2 0 2 - 0.00 2019-10-10 2024-12-20
156 GUOYUAN FUTURES (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-03-05
157 Haitong Futures Hong Kong Limited 1 0 1 2 0 2 1 0 1 0.00 0.00 2016-07-07 2022-06-29
158 HONG KONG ASSET MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2020-05-18 2023-12-11
159 Hope Securities Limited (HK) 0 0 0 2 0 2 2 0 2 - 0.00 2019-11-28
160 Huntersay Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-01-29 2021-02-25
161 I-ACCESS INVESTORS LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2020-01-22 2022-08-23
162 Imagi Brokerage Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2018-05-25
163 iVenture Investment Management Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00
164 LIM ADVISORS LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2021-02-17
165 Metaverse Securities Limited (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
166 PRUDENTIAL INDEX TRADING COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
167 Rich Bay Securities Limited 0 0 0 2 0 2 2 0 2 - 0.00 2020-05-27 2024-01-16
168 ROCTEC INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-09-16 2021-10-07
169 Rui Da International Finance Holding Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2018-05-31
170 VALUABLE CAPITAL LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2020-04-22
171 Vanhau Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-01-07 2020-12-15
172 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
173 WINNINGTON CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
174 XUANTIE INTERNATIONAL INVESTMENT CO., LIMITED 2 5 7 2 0 2 0 -5 -5 71.43 0.00 2019-01-03 2020-11-04
175 YF ASSET MANAGEMENT LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2013-04-16
176 YUANTA FUTURES (HK) CO., LIMITED 3 2 5 2 0 2 -1 -2 -3 40.00 0.00 2012-02-24
177 CHARLESWIN BULLION LIMITED 2 2 4 1 0 1 -1 -2 -3 50.00 0.00 2017-09-06
178 Hang Tai Asset Management Limited 2 2 4 1 0 1 -1 -2 -3 50.00 0.00 2017-05-25 2024-11-19
179 Lee Kee Store Company Limited 2 1 3 1 0 1 -1 -1 -2 33.33 0.00 2016-10-18 2020-06-05
180 THREE STONES CAPITAL LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2017-10-09 2020-08-06
181 AIF Securities Limited 0 1 1 0 0 0 0 -1 -1 100.00 - 2017-07-31
182 Alternative Value Investments Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2018-04-11 2020-03-25
183 DEUTSCHE SECURITIES ASIA LIMITED 2 10 12 0 0 0 -2 -10 -12 83.33 - 2004-01-08 2020-02-04
184 HSBC Global Asset Management Holdings (Bahamas) Limited 3 1 4 0 0 0 -3 -1 -4 25.00 - 2020-06-02
185 JINTIAN INTERNATIONAL SUPPLY CHAIN SERVICES LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2018-04-26 2019-08-30
186 LT Finance Management Limited 1 0 1 0 0 0 -1 0 -1 0.00 - 2013-08-26 2019-09-25
187 WANEXE SECURITIES (HK) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2019-04-10 2020-03-26
Average 2.89 5.87 8.76 2.94 5.68 8.62 66.98 65.89

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