SFC licensees per firm: Advising on futures contracts

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Start date: End date:
Activity type:

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2019-06-30 2020-06-30 Change Rep v total
Row Name RO Rep Total RO Rep Total RO Rep Total Start
%		 End
%		 Licence
start		 Licence
end
1 J.P. MORGAN BROKING (HONG KONG) LIMITED 18 205 223 17 214 231 -1 9 8 91.93 92.64 2003-12-02
2 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 5 31 36 6 51 57 1 20 21 86.11 89.47 2010-11-26
3 JPMorgan Asset Management (Asia Pacific) Limited 7 44 51 7 44 51 0 0 0 86.27 86.27
4 RBC INVESTMENT SERVICES (ASIA) LIMITED 3 45 48 3 46 49 0 1 1 93.75 93.88 2004-10-14
5 Morgan Stanley Asia Limited 7 42 49 6 40 46 -1 -2 -3 85.71 86.96 2006-04-07
6 PHILLIP COMMODITIES (H.K.) LIMITED 3 38 41 3 37 40 0 -1 -1 92.68 92.50
7 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 2 32 34 2 32 34 0 0 0 94.12 94.12 2008-07-03
8 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 2 32 34 2 32 34 0 0 0 94.12 94.12
9 Standard Chartered Securities (Hong Kong) Limited 3 23 26 3 23 26 0 0 0 88.46 88.46 2012-12-17
10 Credit Suisse (Hong Kong) Limited 3 8 11 6 16 22 3 8 11 72.73 72.73 2008-11-04 2024-09-27
11 ICBC Asset Management (Global) Company Limited 2 12 14 2 19 21 0 7 7 85.71 90.48
12 Manulife Investment Management (Hong Kong) Limited 5 23 28 5 16 21 0 -7 -7 82.14 76.19
13 AllianceBernstein Hong Kong Limited 4 10 14 4 14 18 0 4 4 71.43 77.78
14 Guosen Securities (HK) Brokerage Company, Limited 5 6 11 5 12 17 0 6 6 54.55 70.59 2011-03-14
15 HSBC Global Asset Management (Hong Kong) Limited 6 14 20 5 12 17 -1 -2 -3 70.00 70.59
16 Oasis Management (Hong Kong) 3 13 16 3 14 17 0 1 1 81.25 82.35 2004-09-14
17 HANG SENG INVESTMENT MANAGEMENT LIMITED 5 11 16 4 11 15 -1 0 -1 68.75 73.33
18 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 6 4 10 7 8 15 1 4 5 40.00 53.33 2017-02-22
19 Yuanta Securities (Hong Kong) Company Limited 2 13 15 2 13 15 0 0 0 86.67 86.67 2012-06-14
20 BOCOM International Securities Limited 4 11 15 4 10 14 0 -1 -1 73.33 71.43 2007-09-10
21 CES Capital International (Hong Kong) Co., Limited 4 10 14 5 9 14 1 -1 0 71.43 64.29 2009-05-29 2023-02-23
22 CHINA XIN YONGAN FUTURES COMPANY LIMITED 4 6 10 5 9 14 1 3 4 60.00 64.29 2014-06-25
23 STATE STREET GLOBAL ADVISORS ASIA LIMITED 3 14 17 3 11 14 0 -3 -3 82.35 78.57
24 BARING ASSET MANAGEMENT (ASIA) LIMITED 5 10 15 5 8 13 0 -2 -2 66.67 61.54
25 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 4 11 15 3 10 13 -1 -1 -2 73.33 76.92
26 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 3 9 12 2 11 13 -1 2 1 75.00 84.62
27 KGI FUTURES (HONG KONG) LIMITED 7 6 13 6 7 13 -1 1 0 46.15 53.85
28 BOCI COMMODITIES & FUTURES LIMITED 3 8 11 3 9 12 0 1 1 72.73 75.00 2004-11-17
29 FULBRIGHT FUTURES LIMITED 2 12 14 3 9 12 1 -3 -2 85.71 75.00 2012-03-20
30 SHACOM FUTURES LIMITED 3 6 9 3 9 12 0 3 3 66.67 75.00
31 SMBC Nikko Securities (Hong Kong) Limited 3 12 15 4 8 12 1 -4 -3 80.00 66.67 2017-11-07
32 Allianz Global Investors Asia Pacific Limited (SFC:BFE699) 3 10 13 2 9 11 -1 -1 -2 76.92 81.82 2015-06-01
33 CHIEF COMMODITIES LIMITED 5 8 13 5 6 11 0 -2 -2 61.54 54.55 2006-05-17 2025-08-31
34 FORTHRIGHT SECURITIES COMPANY LIMITED 2 0 2 4 6 10 2 6 8 0.00 60.00 2019-03-27
35 GET NICE FUTURES COMPANY LIMITED 3 7 10 3 7 10 0 0 0 70.00 70.00
36 Merrill Lynch (Asia Pacific) Limited 4 4 8 5 5 10 1 1 2 50.00 50.00 2017-04-26
37 SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 3 2 5 5 5 10 2 3 5 40.00 50.00 2015-06-19
38 Superactive Financial Group Company Limited 4 6 10 3 7 10 -1 1 0 60.00 70.00 2015-06-12
39 TFI Asset Management Limited 2 9 11 4 6 10 2 -3 -1 81.82 60.00 2014-03-10
40 AXA Investment Managers Chorus Limited 3 8 11 2 7 9 -1 -1 -2 72.73 77.78 2017-03-02 2023-08-15
41 GUODU FUTURES (HONG KONG) LIMITED 2 7 9 3 6 9 1 -1 0 77.78 66.67 2012-12-04
42 HGNH International Futures Co., Limited 3 6 9 3 6 9 0 0 0 66.67 66.67 2010-11-01
43 MFG Limited (HK) 4 6 10 4 5 9 0 -1 -1 60.00 55.56 2010-05-24
44 OLD PEAK LIMITED (HK) 3 6 9 3 6 9 0 0 0 66.67 66.67 2005-08-26 2023-06-20
45 AP Capital Management (Hong Kong) Limited 2 6 8 2 6 8 0 0 0 75.00 75.00 2017-08-10
46 Blackwell Global Asset Management Limited 3 4 7 3 5 8 0 1 1 57.14 62.50 2018-01-15
47 China Securities (International) Brokerage Company Limited 2 6 8 3 5 8 1 -1 0 75.00 62.50 2014-10-28
48 Eddid Securities and Futures Limited 2 3 5 2 6 8 0 3 3 60.00 75.00 2017-09-19
49 Hua Liang Securities Limited 3 0 3 3 5 8 0 5 5 0.00 62.50 2019-06-03
50 NATIXIS ASIA LIMITED 2 6 8 4 4 8 2 -2 0 75.00 50.00 2008-08-05
51 EMPEROR FUTURES LIMITED 3 6 9 3 4 7 0 -2 -2 66.67 57.14
52 GOLDMAN SACHS (ASIA) L.L.C. 5 4 9 4 3 7 -1 -1 -2 44.44 42.86
53 Hafoo Futures Limited 2 7 9 2 5 7 0 -2 -2 77.78 71.43 2017-11-21
54 HAITONG INTERNATIONAL FUTURES LIMITED 4 5 9 4 3 7 0 -2 -2 55.56 42.86
55 NOMURA INTERNATIONAL (HONG KONG) LIMITED 4 5 9 3 4 7 -1 -1 -2 55.56 57.14
56 Soochow Securities International Futures Limited 2 1 3 4 3 7 2 2 4 33.33 42.86 2012-08-27
57 TRADING CENTRAL ASIA LIMITED 5 2 7 5 2 7 0 0 0 28.57 28.57 2011-03-08
58 Well Link International Securities Limited 2 5 7 3 4 7 1 -1 0 71.43 57.14 2012-10-04
59 Central China International Futures Company Limited 3 4 7 3 3 6 0 -1 -1 57.14 50.00 2017-08-29 2023-08-18
60 Central Universe Futures Limited 1 2 3 2 4 6 1 2 3 66.67 66.67 2013-10-28 2021-09-15
61 Citigroup Global Markets Asia Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2013-01-09
62 ENHANCED INVESTMENT PRODUCTS LIMITED 2 3 5 4 2 6 2 -1 1 60.00 33.33
63 LUK FOOK FUTURES (HK) LIMITED 3 2 5 5 1 6 2 -1 1 40.00 16.67 2015-02-26
64 Ping An Securities (Hong Kong) Futures Company Limited 3 4 7 3 3 6 0 -1 -1 57.14 50.00 2012-03-30
65 SG SECURITIES (HK) LIMITED 3 2 5 4 2 6 1 0 1 40.00 33.33 2010-11-16
66 Sino-Rich Securities & Futures Limited 3 5 8 2 4 6 -1 -1 -2 62.50 66.67 2012-06-21
67 SINOPAC SECURITIES (ASIA) LIMITED 3 2 5 4 2 6 1 0 1 40.00 33.33 2017-02-13
68 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2011-02-15
69 BTL ASSET MANAGEMENT COMPANY LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2016-12-12
70 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED 4 3 7 3 2 5 -1 -1 -2 42.86 40.00 2011-04-26
71 FUBON SECURITIES (HONG KONG) LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2019-06-05
72 Funderstone Futures Limited 2 1 3 2 3 5 0 2 2 33.33 60.00
73 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2024-03-21
74 Grand Rich Group Holdings Limited (b2017-03-31) 2 2 4 3 2 5 1 0 1 50.00 40.00 2018-04-04 2023-06-14
75 HAMON ASSET MANAGEMENT LIMITED 4 2 6 3 2 5 -1 0 -1 33.33 40.00
76 Legend Arb Advisors Limited 0 0 0 2 3 5 2 3 5 - 60.00 2019-07-19
77 MCG Management Limited 2 4 6 3 2 5 1 -2 -1 66.67 40.00 2014-02-12
78 MIB FUTURES (HONG KONG) LIMITED 4 1 5 4 1 5 0 0 0 20.00 20.00 2011-03-25
79 OCP Asia (Hong Kong) Limited 3 2 5 3 2 5 0 0 0 40.00 40.00 2004-09-03 2022-06-13
80 ON EXCEL ASSET MANAGEMENT LIMITED 0 0 0 3 2 5 3 2 5 - 40.00 2019-12-05 2022-10-25
81 PFP Capital Limited 4 2 6 3 2 5 -1 0 -1 33.33 40.00
82 SDG Securities (HK) Limited 0 0 0 3 2 5 3 2 5 - 40.00 2020-01-17 2024-02-23
83 VALUE PARTNERS HONG KONG LIMITED 4 3 7 4 1 5 0 -2 -2 42.86 20.00 2007-11-19
84 VALUE PARTNERS LIMITED 4 3 7 4 1 5 0 -2 -2 42.86 20.00
85 XIN HUA SECURITIES (HONG KONG) LIMITED 2 1 3 2 3 5 0 2 2 33.33 60.00 2016-10-18 2024-08-22
86 YUE XIU FUTURES COMPANY LIMITED 3 5 8 3 2 5 0 -3 -3 62.50 40.00 2024-07-30
87 AlTi Wealth Management (Hong Kong) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2004-05-11
88 Annum Asset Management (Hong Kong) Limited 2 0 2 2 2 4 0 2 2 0.00 50.00 2013-12-24
89 Ark Futures (Hong Kong) Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2006-02-07
90 CHEONG LEE SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2009-08-27
91 CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2013-06-03
92 CITIC Futures International Company Limited 0 0 0 2 2 4 2 2 4 - 50.00 2019-08-23
93 ELLIOTT ADVISORS (HK) LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2005-03-08 2022-03-16
94 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2016-10-11
95 Grand International Futures Co., Limited 2 1 3 3 1 4 1 0 1 33.33 25.00 2017-10-03
96 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 5 1 6 4 0 4 -1 -1 -2 16.67 0.00
97 ICBC (Asia) Futures Company Limited 4 0 4 4 0 4 0 0 0 0.00 0.00 2013-07-23 2021-08-04
98 Imperium International Asset Management Limited 3 0 3 3 1 4 0 1 1 0.00 25.00 2008-12-02
99 KVB Kunlun Securities (HK) Limited 2 0 2 2 2 4 0 2 2 0.00 50.00 2019-03-26 2020-12-14
100 Lion Futures Limited 2 1 3 3 1 4 1 0 1 33.33 25.00 2016-12-29 2025-09-16
101 Minmetals Financial Services Limited 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2018-10-08
102 PO SANG SECURITIES LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00 2016-10-28 2022-05-31
103 RC Futures Advisory Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2010-05-19
104 Topaz Financial Group Limited 3 0 3 3 1 4 0 1 1 0.00 25.00 2019-04-25
105 TradeMaster Securities (Hong Kong) Limited 2 1 3 3 1 4 1 0 1 33.33 25.00 2017-08-01
106 Tyric Capital Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2003-11-13
107 ZHENG DA INTERNATIONAL FINANCIAL HOLDING LIMITED 0 0 0 3 1 4 3 1 4 - 25.00 2019-11-04
108 ZHESHANG INTERNATIONAL FINANCIAL HOLDINGS CO., LIMITED 3 2 5 2 2 4 -1 0 -1 40.00 50.00 2016-03-09
109 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
110 ADMIS Hong Kong Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
111 BALLINGAL INVESTMENT ADVISORS LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2004-08-13
112 BOCI SECURITIES LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-10-06
113 CAPE ASSET MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2006-05-23 2024-03-13
114 CENTRAL WEALTH FUTURES LIMITED 2 3 5 2 1 3 0 -2 -2 60.00 33.33 2016-02-25 2023-04-06
115 Changjiang Futures (HK) Limited 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2012-02-13 2024-10-25
116 Changjiang Securities Brokerage (HK) Limited 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2016-07-26
117 DA DI (HONG KONG) FINANCIAL SERVICES LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2018-07-31 2024-01-15
118 DELTA ASIA FINANCIAL FUTURES LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
119 Duncan Futures Limited 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2017-04-25
120 FIL Investment Advisors 2 0 2 3 0 3 1 0 1 0.00 0.00
121 FIL Investment Management (Hong Kong) Limited 2 0 2 3 0 3 1 0 1 0.00 0.00
122 FIRST SHANGHAI FUTURES LIMITED 1 1 2 3 0 3 2 -1 1 50.00 0.00
123 Futu Securities International (HONG KONG) Limited 3 0 3 2 1 3 -1 1 0 0.00 33.33 2018-08-07
124 Grand Capital Futures Limited 0 0 0 2 1 3 2 1 3 - 33.33 2019-10-10 2024-12-20
125 Huatai (Hong Kong) Futures Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2016-09-14
126 HZ CAPITAL LIMITED (HK) 2 0 2 3 0 3 1 0 1 0.00 0.00 2015-03-26 2024-06-07
127 I-ACCESS INVESTORS LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2020-01-22 2022-08-23
128 INVESCO HONG KONG LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
129 INVESTPORT (H.K.) LIMITED 3 2 5 1 2 3 -2 0 -2 40.00 66.67 2016-08-29
130 JMC Capital International Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2019-01-31
131 LONGRUN FINANCIAL GROUP LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2016-12-28
132 NFH Securities and Futures Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2016-08-25 2025-06-13
133 Nuvama Investment Advisors (Hongkong) Private Limited 0 0 0 2 1 3 2 1 3 - 33.33 2020-04-14
134 Rifa Asset Management Limited 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2017-10-27
135 SDHG International Asset Management Limited 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2008-12-02
136 SDICS International Futures (Hong Kong) Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2010-10-25
137 Trinity Futures Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2017-08-07 2024-06-24
138 UPBEST COMMODITIES COMPANY LIMITED 2 1 3 3 0 3 1 -1 0 33.33 0.00
139 VC INTERNATIONAL TRADING LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2022-10-27
140 WING FUNG SECURITIES LIMITED 3 2 5 2 1 3 -1 -1 -2 40.00 33.33 2017-09-21
141 WINTON CAPITAL ASIA LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2014-09-18
142 YUE XIU SECURITIES COMPANY LIMITED 4 0 4 3 0 3 -1 0 -1 0.00 0.00 2013-12-02
143 Zhong Yang Capital Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2018-02-05
144 Zhonghao International Investment Consulting Co., Limited 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2013-05-08
145 ZHONGRONG PT SECURITIES LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2010-07-30
146 Zinvest Global Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2018-03-28
147 AD Capital Management (Hong Kong) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-09-08
148 AKTIS CAPITAL ADVISORY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-11-29
149 BEA Union Investment Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2022-07-12
150 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-01-01 2020-09-10
151 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-08-28
152 CLC FUTURES LIMITED 1 1 2 2 0 2 1 -1 0 50.00 0.00 2014-10-29 2021-04-12
153 CLC SECURITIES LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2020-04-07 2024-04-23
154 COFCO Futures (International) Co., Limited 0 0 0 2 0 2 2 0 2 - 0.00 2020-03-16
155 Future Securities Limited (HK) 0 0 0 2 0 2 2 0 2 - 0.00 2019-12-24
156 GUOYUAN FUTURES (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-03-05
157 Haitong Futures Hong Kong Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2016-07-07 2022-06-29
158 HONG KONG ASSET MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2020-05-18 2023-12-11
159 Hope Securities Limited (HK) 0 0 0 2 0 2 2 0 2 - 0.00 2019-11-28
160 Huntersay Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-01-29 2021-02-25
161 Imagi Brokerage Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2018-05-25
162 iVenture Investment Management Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00
163 LIM ADVISORS LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2021-02-17
164 Metaverse Securities Limited (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
165 PRUDENTIAL INDEX TRADING COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
166 Rich Bay Securities Limited 0 0 0 2 0 2 2 0 2 - 0.00 2020-05-27 2024-01-16
167 ROCTEC INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-09-16 2021-10-07
168 Rui Da International Finance Holding Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2018-05-31
169 Tongjin Securities Limited 0 0 0 2 0 2 2 0 2 - 0.00 2020-01-17 2024-04-12
170 VALUABLE CAPITAL LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2020-04-22
171 Vanhau Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-01-07 2020-12-15
172 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
173 WINNINGTON CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
174 XUANTIE INTERNATIONAL INVESTMENT CO., LIMITED 2 3 5 2 0 2 0 -3 -3 60.00 0.00 2019-01-03 2020-11-04
175 YF ASSET MANAGEMENT LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2013-04-16
176 YUANTA FUTURES (HK) CO., LIMITED 3 2 5 2 0 2 -1 -2 -3 40.00 0.00 2012-02-24
177 CHARLESWIN BULLION LIMITED 2 2 4 1 0 1 -1 -2 -3 50.00 0.00 2017-09-06
178 Hang Tai Asset Management Limited 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2017-05-25 2024-11-19
179 THREE STONES CAPITAL LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2017-10-09 2020-08-06
180 AIF Securities Limited 0 1 1 0 0 0 0 -1 -1 100.00 - 2017-07-31
181 Alternative Value Investments Limited 1 0 1 0 0 0 -1 0 -1 0.00 - 2018-04-11 2020-03-25
182 DEUTSCHE SECURITIES ASIA LIMITED 2 9 11 0 0 0 -2 -9 -11 81.82 - 2004-01-08 2020-02-04
183 HSBC Global Asset Management Holdings (Bahamas) Limited 3 1 4 0 0 0 -3 -1 -4 25.00 - 2020-06-02
184 JINTIAN INTERNATIONAL SUPPLY CHAIN SERVICES LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2018-04-26 2019-08-30
185 Lee Kee Store Company Limited 2 1 3 0 0 0 -2 -1 -3 33.33 - 2016-10-18 2020-06-05
186 LT Finance Management Limited 1 0 1 0 0 0 -1 0 -1 0.00 - 2013-08-26 2019-09-25
187 WANEXE SECURITIES (HK) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2019-04-10 2020-03-26
Average 2.88 5.83 8.71 2.95 5.69 8.64 66.96 65.87

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