SFC licensees per firm: Advising on futures contracts

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Start date: End date:
Activity type:

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2019-09-30 2020-09-30 Change Rep v total
Row Name RO Rep Total RO Rep Total RO Rep Total Start
%		 End
%		 Licence
start		 Licence
end
1 J.P. MORGAN BROKING (HONG KONG) LIMITED 16 213 229 18 217 235 2 4 6 93.01 92.34 2003-12-02
2 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 5 36 41 6 52 58 1 16 17 87.80 89.66 2010-11-26
3 Morgan Stanley Asia Limited 7 42 49 6 45 51 -1 3 2 85.71 88.24 2006-04-07
4 JPMorgan Asset Management (Asia Pacific) Limited 7 44 51 7 43 50 0 -1 -1 86.27 86.00
5 RBC INVESTMENT SERVICES (ASIA) LIMITED 2 44 46 3 46 49 1 2 3 95.65 93.88 2004-10-14
6 PHILLIP COMMODITIES (H.K.) LIMITED 3 37 40 3 37 40 0 0 0 92.50 92.50
7 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 2 31 33 2 33 35 0 2 2 93.94 94.29 2008-07-03
8 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 2 31 33 2 33 35 0 2 2 93.94 94.29
9 Standard Chartered Securities (Hong Kong) Limited 3 23 26 3 23 26 0 0 0 88.46 88.46 2012-12-17
10 Credit Suisse (Hong Kong) Limited 4 8 12 6 15 21 2 7 9 66.67 71.43 2008-11-04 2024-09-27
11 Manulife Investment Management (Hong Kong) Limited 5 23 28 5 16 21 0 -7 -7 82.14 76.19
12 ICBC Asset Management (Global) Company Limited 2 13 15 2 17 19 0 4 4 86.67 89.47
13 AllianceBernstein Hong Kong Limited 4 11 15 4 14 18 0 3 3 73.33 77.78
14 Oasis Management (Hong Kong) 3 14 17 3 15 18 0 1 1 82.35 83.33 2004-09-14
15 HSBC Global Asset Management (Hong Kong) Limited 6 13 19 5 12 17 -1 -1 -2 68.42 70.59
16 Guosen Securities (HK) Brokerage Company, Limited 5 5 10 4 12 16 -1 7 6 50.00 75.00 2011-03-14
17 SHACOM FUTURES LIMITED 3 7 10 3 13 16 0 6 6 70.00 81.25
18 Yuanta Securities (Hong Kong) Company Limited 2 13 15 2 14 16 0 1 1 86.67 87.50 2012-06-14
19 HANG SENG INVESTMENT MANAGEMENT LIMITED 4 11 15 4 11 15 0 0 0 73.33 73.33
20 STATE STREET GLOBAL ADVISORS ASIA LIMITED 3 14 17 3 12 15 0 -2 -2 82.35 80.00
21 CES Capital International (Hong Kong) Co., Limited 4 10 14 5 9 14 1 -1 0 71.43 64.29 2009-05-29 2023-02-23
22 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 6 4 10 7 7 14 1 3 4 40.00 50.00 2017-02-22
23 BARING ASSET MANAGEMENT (ASIA) LIMITED 6 9 15 5 8 13 -1 -1 -2 60.00 61.54
24 CHINA XIN YONGAN FUTURES COMPANY LIMITED 5 7 12 5 8 13 0 1 1 58.33 61.54 2014-06-25
25 KGI FUTURES (HONG KONG) LIMITED 6 6 12 6 7 13 0 1 1 50.00 53.85
26 Allianz Global Investors Asia Pacific Limited (SFC:BFE699) 3 10 13 2 10 12 -1 0 -1 76.92 83.33 2015-06-01
27 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 4 10 14 3 9 12 -1 -1 -2 71.43 75.00
28 BOCOM International Securities Limited 4 12 16 4 8 12 0 -4 -4 75.00 66.67 2007-09-10
29 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 3 10 13 2 10 12 -1 0 -1 76.92 83.33
30 FULBRIGHT FUTURES LIMITED 2 12 14 3 9 12 1 -3 -2 85.71 75.00 2012-03-20
31 BOCI COMMODITIES & FUTURES LIMITED 3 8 11 3 8 11 0 0 0 72.73 72.73 2004-11-17
32 CHIEF COMMODITIES LIMITED 4 7 11 5 6 11 1 -1 0 63.64 54.55 2006-05-17 2025-08-31
33 SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 5 2 7 5 6 11 0 4 4 28.57 54.55 2015-06-19
34 SMBC Nikko Securities (Hong Kong) Limited 3 11 14 3 8 11 0 -3 -3 78.57 72.73 2017-11-07
35 FORTHRIGHT SECURITIES COMPANY LIMITED 2 3 5 5 5 10 3 2 5 60.00 50.00 2019-03-27
36 GET NICE FUTURES COMPANY LIMITED 3 7 10 3 7 10 0 0 0 70.00 70.00
37 Merrill Lynch (Asia Pacific) Limited 4 4 8 5 5 10 1 1 2 50.00 50.00 2017-04-26
38 TFI Asset Management Limited 2 8 10 4 6 10 2 -2 0 80.00 60.00 2014-03-10
39 AP Capital Management (Hong Kong) Limited 3 6 9 2 7 9 -1 1 0 66.67 77.78 2017-08-10
40 AXA Investment Managers Chorus Limited 2 8 10 2 7 9 0 -1 -1 80.00 77.78 2017-03-02 2023-08-15
41 GUODU FUTURES (HONG KONG) LIMITED 2 9 11 3 6 9 1 -3 -2 81.82 66.67 2012-12-04
42 MFG Limited (HK) 4 6 10 4 5 9 0 -1 -1 60.00 55.56 2010-05-24
43 OLD PEAK LIMITED (HK) 3 6 9 4 5 9 1 -1 0 66.67 55.56 2005-08-26 2023-06-20
44 Superactive Financial Group Company Limited 4 7 11 3 6 9 -1 -1 -2 63.64 66.67 2015-06-12
45 Blackwell Global Asset Management Limited 3 5 8 3 5 8 0 0 0 62.50 62.50 2018-01-15
46 HGNH International Futures Co., Limited 3 6 9 3 5 8 0 -1 -1 66.67 62.50 2010-11-01
47 Soochow Securities International Futures Limited 2 2 4 4 4 8 2 2 4 50.00 50.00 2012-08-27
48 Eddid Securities and Futures Limited 2 3 5 2 5 7 0 2 2 60.00 71.43 2017-09-19
49 EMPEROR FUTURES LIMITED 3 5 8 3 4 7 0 -1 -1 62.50 57.14
50 GOLDMAN SACHS (ASIA) L.L.C. 4 4 8 4 3 7 0 -1 -1 50.00 42.86
51 Hafoo Futures Limited 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2017-11-21
52 HAITONG INTERNATIONAL FUTURES LIMITED 4 5 9 4 3 7 0 -2 -2 55.56 42.86
53 Hua Liang Securities Limited 3 3 6 3 4 7 0 1 1 50.00 57.14 2019-06-03
54 JMC Capital International Limited 2 1 3 3 4 7 1 3 4 33.33 57.14 2019-01-31
55 LUK FOOK FUTURES (HK) LIMITED 3 2 5 5 2 7 2 0 2 40.00 28.57 2015-02-26
56 NATIXIS ASIA LIMITED 4 6 10 3 4 7 -1 -2 -3 60.00 57.14 2008-08-05
57 TRADING CENTRAL ASIA LIMITED 5 2 7 5 2 7 0 0 0 28.57 28.57 2011-03-08
58 Well Link International Securities Limited 2 5 7 3 4 7 1 -1 0 71.43 57.14 2012-10-04
59 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 3 2 5 3 3 6 0 1 1 40.00 50.00 2011-02-15
60 Central China International Futures Company Limited 3 3 6 3 3 6 0 0 0 50.00 50.00 2017-08-29 2023-08-18
61 Central Universe Futures Limited 3 4 7 2 4 6 -1 0 -1 57.14 66.67 2013-10-28 2021-09-15
62 Citigroup Global Markets Asia Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2013-01-09
63 ENHANCED INVESTMENT PRODUCTS LIMITED 2 2 4 4 2 6 2 0 2 50.00 33.33
64 FUBON SECURITIES (HONG KONG) LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2019-06-05
65 NOMURA INTERNATIONAL (HONG KONG) LIMITED 4 5 9 3 3 6 -1 -2 -3 55.56 50.00
66 Ping An Securities (Hong Kong) Futures Company Limited 3 4 7 3 3 6 0 -1 -1 57.14 50.00 2012-03-30
67 SDG Securities (HK) Limited 0 0 0 3 3 6 3 3 6 - 50.00 2020-01-17 2024-02-23
68 SG SECURITIES (HK) LIMITED 2 2 4 4 2 6 2 0 2 50.00 33.33 2010-11-16
69 Sino-Rich Securities & Futures Limited 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2012-06-21
70 SINOPAC SECURITIES (ASIA) LIMITED 3 2 5 4 2 6 1 0 1 40.00 33.33 2017-02-13
71 BTL ASSET MANAGEMENT COMPANY LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2016-12-12
72 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED 4 3 7 3 2 5 -1 -1 -2 42.86 40.00 2011-04-26
73 China Securities (International) Brokerage Company Limited 2 6 8 3 2 5 1 -4 -3 75.00 40.00 2014-10-28
74 ELLIOTT ADVISORS (HK) LIMITED 4 1 5 4 1 5 0 0 0 20.00 20.00 2005-03-08 2022-03-16
75 Funderstone Futures Limited 3 1 4 2 3 5 -1 2 1 25.00 60.00
76 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2024-03-21
77 Grand Rich Group Holdings Limited (b2017-03-31) 2 3 5 3 2 5 1 -1 0 60.00 40.00 2018-04-04 2023-06-14
78 HAMON ASSET MANAGEMENT LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00
79 Legend Arb Advisors Limited 2 0 2 4 1 5 2 1 3 0.00 20.00 2019-07-19
80 MCG Management Limited 2 3 5 3 2 5 1 -1 0 60.00 40.00 2014-02-12
81 MIB FUTURES (HONG KONG) LIMITED 4 1 5 4 1 5 0 0 0 20.00 20.00 2011-03-25
82 OCP Asia (Hong Kong) Limited 3 2 5 3 2 5 0 0 0 40.00 40.00 2004-09-03 2022-06-13
83 PFP Capital Limited 3 2 5 3 2 5 0 0 0 40.00 40.00
84 XIN HUA SECURITIES (HONG KONG) LIMITED 2 1 3 2 3 5 0 2 2 33.33 60.00 2016-10-18 2024-08-22
85 YUE XIU FUTURES COMPANY LIMITED 3 3 6 3 2 5 0 -1 -1 50.00 40.00 2024-07-30
86 AlTi Wealth Management (Hong Kong) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2004-05-11
87 Annum Asset Management (Hong Kong) Limited 2 0 2 2 2 4 0 2 2 0.00 50.00 2013-12-24
88 Ark Futures (Hong Kong) Limited 2 6 8 2 2 4 0 -4 -4 75.00 50.00 2006-02-07
89 CHEONG LEE SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2009-08-27
90 CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2013-06-03
91 CITIC Futures International Company Limited 2 0 2 2 2 4 0 2 2 0.00 50.00 2019-08-23
92 DELTA ASIA FINANCIAL FUTURES LIMITED 3 0 3 2 2 4 -1 2 1 0.00 50.00
93 Future Securities Limited (HK) 0 0 0 2 2 4 2 2 4 - 50.00 2019-12-24
94 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2016-10-11
95 Grand Capital Futures Limited 0 0 0 3 1 4 3 1 4 - 25.00 2019-10-10 2024-12-20
96 Grand International Futures Co., Limited 2 1 3 3 1 4 1 0 1 33.33 25.00 2017-10-03
97 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 5 0 5 4 0 4 -1 0 -1 0.00 0.00
98 ICBC (Asia) Futures Company Limited 4 0 4 4 0 4 0 0 0 0.00 0.00 2013-07-23 2021-08-04
99 Imperium International Asset Management Limited 3 0 3 3 1 4 0 1 1 0.00 25.00 2008-12-02
100 KVB Kunlun Securities (HK) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2019-03-26 2020-12-14
101 Lion Futures Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2016-12-29 2025-09-16
102 Minmetals Financial Services Limited 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2018-10-08
103 ON EXCEL ASSET MANAGEMENT LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2019-12-05 2022-10-25
104 PO SANG SECURITIES LIMITED 3 0 3 4 0 4 1 0 1 0.00 0.00 2016-10-28 2022-05-31
105 RC Futures Advisory Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2010-05-19
106 Rich Bay Securities Limited 0 0 0 3 1 4 3 1 4 - 25.00 2020-05-27 2024-01-16
107 Rifa Asset Management Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2017-10-27
108 Topaz Financial Group Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2019-04-25
109 TradeMaster Securities (Hong Kong) Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2017-08-01
110 Tyric Capital Limited 2 2 4 3 1 4 1 -1 0 50.00 25.00 2003-11-13
111 ZHENG DA INTERNATIONAL FINANCIAL HOLDING LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2019-11-04
112 ZHESHANG INTERNATIONAL FINANCIAL HOLDINGS CO., LIMITED 3 2 5 2 2 4 -1 0 -1 40.00 50.00 2016-03-09
113 Zhong Yang Capital Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2018-02-05
114 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
115 ADMIS Hong Kong Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
116 BOCI SECURITIES LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-10-06
117 CAPE ASSET MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2006-05-23 2024-03-13
118 CENTRAL WEALTH FUTURES LIMITED 1 3 4 2 1 3 1 -2 -1 75.00 33.33 2016-02-25 2023-04-06
119 Changjiang Futures (HK) Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2012-02-13 2024-10-25
120 Changjiang Securities Brokerage (HK) Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2016-07-26
121 DA DI (HONG KONG) FINANCIAL SERVICES LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2018-07-31 2024-01-15
122 FIL Investment Advisors 2 0 2 3 0 3 1 0 1 0.00 0.00
123 FIL Investment Management (Hong Kong) Limited 2 0 2 3 0 3 1 0 1 0.00 0.00
124 FIRST SHANGHAI FUTURES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
125 Futu Securities International (HONG KONG) Limited 2 0 2 3 0 3 1 0 1 0.00 0.00 2018-08-07
126 Huatai (Hong Kong) Futures Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2016-09-14
127 I-ACCESS INVESTORS LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2020-01-22 2022-08-23
128 Imagi Brokerage Limited 2 1 3 3 0 3 1 -1 0 33.33 0.00 2018-05-25
129 INVESCO HONG KONG LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
130 INVESTPORT (H.K.) LIMITED 3 2 5 2 1 3 -1 -1 -2 40.00 33.33 2016-08-29
131 LONGRUN FINANCIAL GROUP LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2016-12-28
132 Metaverse Securities Limited (HK) 2 0 2 3 0 3 1 0 1 0.00 0.00
133 NFH Securities and Futures Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2016-08-25 2025-06-13
134 Nuvama Investment Advisors (Hongkong) Private Limited 0 0 0 2 1 3 2 1 3 - 33.33 2020-04-14
135 SDICS International Futures (Hong Kong) Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2010-10-25
136 Trinity Futures Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2017-08-07 2024-06-24
137 UPBEST COMMODITIES COMPANY LIMITED 2 1 3 3 0 3 1 -1 0 33.33 0.00
138 VALUABLE CAPITAL LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2020-04-22
139 VALUE PARTNERS HONG KONG LIMITED 4 2 6 2 1 3 -2 -1 -3 33.33 33.33 2007-11-19
140 VALUE PARTNERS LIMITED 4 2 6 2 1 3 -2 -1 -3 33.33 33.33
141 WING FUNG SECURITIES LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2017-09-21
142 WINTON CAPITAL ASIA LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2014-09-18
143 YUE XIU SECURITIES COMPANY LIMITED 4 0 4 3 0 3 -1 0 -1 0.00 0.00 2013-12-02
144 Zhonghao International Investment Consulting Co., Limited 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2013-05-08
145 ZHONGRONG PT SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2010-07-30
146 AD Capital Management (Hong Kong) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-09-08
147 AKTIS CAPITAL ADVISORY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-11-29
148 BALLINGAL INVESTMENT ADVISORS LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2004-08-13
149 BEA Union Investment Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2022-07-12
150 CHARLESWIN BULLION LIMITED 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2017-09-06
151 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-08-28
152 CLC FUTURES LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2014-10-29 2021-04-12
153 CLC SECURITIES LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2020-04-07 2024-04-23
154 CN FIRST INTERNATIONAL FUTURES LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2020-09-21
155 COFCO Futures (International) Co., Limited 0 0 0 2 0 2 2 0 2 - 0.00 2020-03-16
156 GUOYUAN FUTURES (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-03-05
157 Haitong Futures Hong Kong Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2016-07-07 2022-06-29
158 Hang Tai Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-05-25 2024-11-19
159 HONG KONG ASSET MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2020-05-18 2023-12-11
160 Hope Securities Limited (HK) 0 0 0 2 0 2 2 0 2 - 0.00 2019-11-28
161 Huntersay Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-01-29 2021-02-25
162 HZ CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-03-26 2024-06-07
163 iVenture Investment Management Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00
164 LIM ADVISORS LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2021-02-17
165 PRUDENTIAL INDEX TRADING COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
166 ROCTEC INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-09-16 2021-10-07
167 Rui Da International Finance Holding Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2018-05-31
168 SDHG International Asset Management Limited 3 1 4 2 0 2 -1 -1 -2 25.00 0.00 2008-12-02
169 VC INTERNATIONAL TRADING LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2022-10-27
170 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
171 WINNINGTON CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
172 XUANTIE INTERNATIONAL INVESTMENT CO., LIMITED 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2019-01-03 2020-11-04
173 YF ASSET MANAGEMENT LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2013-04-16
174 YUANTA FUTURES (HK) CO., LIMITED 2 3 5 2 0 2 0 -3 -3 60.00 0.00 2012-02-24
175 Zinvest Global Limited 3 1 4 2 0 2 -1 -1 -2 25.00 0.00 2018-03-28
176 China Enterprise Securities Company Limited 0 0 0 1 0 1 1 0 1 - 0.00 2019-02-19
177 Duncan Futures Limited 2 2 4 1 0 1 -1 -2 -3 50.00 0.00 2017-04-25
178 Tongjin Securities Limited 0 0 0 1 0 1 1 0 1 - 0.00 2020-01-17 2024-04-12
179 Vanhau Asset Management Limited 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2019-01-07 2020-12-15
180 Alternative Value Investments Limited 1 0 1 0 0 0 -1 0 -1 0.00 - 2018-04-11 2020-03-25
181 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2019-01-01 2020-09-10
182 DEUTSCHE SECURITIES ASIA LIMITED 3 3 6 0 0 0 -3 -3 -6 50.00 - 2004-01-08 2020-02-04
183 HSBC Global Asset Management Holdings (Bahamas) Limited 3 0 3 0 0 0 -3 0 -3 0.00 - 2020-06-02
184 Lee Kee Store Company Limited 2 1 3 0 0 0 -2 -1 -3 33.33 - 2016-10-18 2020-06-05
185 THREE STONES CAPITAL LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2017-10-09 2020-08-06
186 WANEXE SECURITIES (HK) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2019-04-10 2020-03-26
Average 2.92 5.93 8.85 2.96 5.74 8.69 67.02 66.00

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