SFC licensees per firm: Advising on futures contracts

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Start date: End date:
Activity type:

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2020-02-28 2021-02-28 Change Rep v total
Row Name RO Rep Total RO Rep Total RO Rep Total Start
%		 End
%		 Licence
start		 Licence
end
1 J.P. MORGAN BROKING (HONG KONG) LIMITED 16 221 237 17 213 230 1 -8 -7 93.25 92.61 2003-12-02
2 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 5 49 54 5 60 65 0 11 11 90.74 92.31 2010-11-26
3 Morgan Stanley Asia Limited 6 41 47 7 47 54 1 6 7 87.23 87.04 2006-04-07
4 JPMorgan Asset Management (Asia Pacific) Limited 7 45 52 7 44 51 0 -1 -1 86.54 86.27
5 RBC INVESTMENT SERVICES (ASIA) LIMITED 2 46 48 3 46 49 1 0 1 95.83 93.88 2004-10-14
6 PHILLIP COMMODITIES (H.K.) LIMITED 3 37 40 3 38 41 0 1 1 92.50 92.68
7 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 2 28 30 2 35 37 0 7 7 93.33 94.59 2008-07-03
8 Standard Chartered Securities (Hong Kong) Limited 3 23 26 2 23 25 -1 0 -1 88.46 92.00 2012-12-17
9 Credit Suisse (Hong Kong) Limited 4 12 16 6 18 24 2 6 8 75.00 75.00 2008-11-04 2024-09-27
10 Oasis Management (Hong Kong) 3 15 18 3 17 20 0 2 2 83.33 85.00 2004-09-14
11 ICBC Asset Management (Global) Company Limited 2 16 18 2 17 19 0 1 1 88.89 89.47
12 Manulife Investment Management (Hong Kong) Limited 4 17 21 7 12 19 3 -5 -2 80.95 63.16
13 AllianceBernstein Hong Kong Limited 4 11 15 4 14 18 0 3 3 73.33 77.78
14 HSBC Global Asset Management (Hong Kong) Limited 5 13 18 4 13 17 -1 0 -1 72.22 76.47
15 SHACOM FUTURES LIMITED 3 9 12 3 14 17 0 5 5 75.00 82.35
16 Guosen Securities (HK) Brokerage Company, Limited 5 10 15 4 12 16 -1 2 1 66.67 75.00 2011-03-14
17 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 2 28 30 2 14 16 0 -14 -14 93.33 87.50
18 CES Capital International (Hong Kong) Co., Limited 5 9 14 5 9 14 0 0 0 64.29 64.29 2009-05-29 2023-02-23
19 CHINA XIN YONGAN FUTURES COMPANY LIMITED 5 7 12 5 9 14 0 2 2 58.33 64.29 2014-06-25
20 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 6 4 10 7 7 14 1 3 4 40.00 50.00 2017-02-22
21 Yuanta Securities (Hong Kong) Company Limited 2 13 15 2 12 14 0 -1 -1 86.67 85.71 2012-06-14
22 BOCOM International Securities Limited 4 12 16 4 9 13 0 -3 -3 75.00 69.23 2007-09-10
23 KGI FUTURES (HONG KONG) LIMITED 6 7 13 6 7 13 0 0 0 53.85 53.85
24 SMBC Nikko Securities (Hong Kong) Limited 4 9 13 4 9 13 0 0 0 69.23 69.23 2017-11-07
25 STATE STREET GLOBAL ADVISORS ASIA LIMITED 3 12 15 3 10 13 0 -2 -2 80.00 76.92
26 BARING ASSET MANAGEMENT (ASIA) LIMITED 5 7 12 5 7 12 0 0 0 58.33 58.33
27 FULBRIGHT FUTURES LIMITED 2 11 13 3 9 12 1 -2 -1 84.62 75.00 2012-03-20
28 HANG SENG INVESTMENT MANAGEMENT LIMITED 4 10 14 4 8 12 0 -2 -2 71.43 66.67
29 Allianz Global Investors Asia Pacific Limited (SFC:BFE699) 3 10 13 2 9 11 -1 -1 -2 76.92 81.82 2015-06-01
30 BOCI COMMODITIES & FUTURES LIMITED 3 9 12 3 8 11 0 -1 -1 75.00 72.73 2004-11-17
31 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 4 10 14 3 8 11 -1 -2 -3 71.43 72.73
32 CHIEF COMMODITIES LIMITED 5 6 11 5 6 11 0 0 0 54.55 54.55 2006-05-17 2025-08-31
33 SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 5 3 8 5 6 11 0 3 3 37.50 54.55 2015-06-19
34 FORTHRIGHT SECURITIES COMPANY LIMITED 3 5 8 5 5 10 2 0 2 62.50 50.00 2019-03-27
35 GET NICE FUTURES COMPANY LIMITED 3 7 10 3 7 10 0 0 0 70.00 70.00
36 Merrill Lynch (Asia Pacific) Limited 4 4 8 5 5 10 1 1 2 50.00 50.00 2017-04-26
37 AP Capital Management (Hong Kong) Limited 2 6 8 2 7 9 0 1 1 75.00 77.78 2017-08-10
38 AXA Investment Managers Chorus Limited 2 9 11 2 7 9 0 -2 -2 81.82 77.78 2017-03-02 2023-08-15
39 GUODU FUTURES (HONG KONG) LIMITED 3 8 11 3 6 9 0 -2 -2 72.73 66.67 2012-12-04
40 MFG Limited (HK) 4 6 10 4 5 9 0 -1 -1 60.00 55.56 2010-05-24
41 TFI Asset Management Limited 2 5 7 4 5 9 2 0 2 71.43 55.56 2014-03-10
42 Blackwell Global Asset Management Limited 3 5 8 3 5 8 0 0 0 62.50 62.50 2018-01-15
43 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED 4 3 7 7 1 8 3 -2 1 42.86 12.50 2011-04-26
44 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 3 12 15 2 6 8 -1 -6 -7 80.00 75.00
45 China Securities (International) Brokerage Company Limited 4 6 10 4 4 8 0 -2 -2 60.00 50.00 2014-10-28
46 Eddid Securities and Futures Limited 2 5 7 2 6 8 0 1 1 71.43 75.00 2017-09-19
47 HGNH International Futures Co., Limited 3 6 9 3 5 8 0 -1 -1 66.67 62.50 2010-11-01
48 Metaverse Securities Limited (HK) 2 0 2 3 5 8 1 5 6 0.00 62.50
49 SDG Securities (HK) Limited 3 0 3 3 5 8 0 5 5 0.00 62.50 2020-01-17 2024-02-23
50 Superactive Financial Group Company Limited 3 7 10 2 6 8 -1 -1 -2 70.00 75.00 2015-06-12
51 EMPEROR FUTURES LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14
52 Hafoo Futures Limited 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2017-11-21
53 LUK FOOK FUTURES (HK) LIMITED 4 2 6 5 2 7 1 0 1 33.33 28.57 2015-02-26
54 NATIXIS ASIA LIMITED 4 4 8 3 4 7 -1 0 -1 50.00 57.14 2008-08-05
55 NOMURA INTERNATIONAL (HONG KONG) LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14
56 Soochow Securities International Futures Limited 3 2 5 3 4 7 0 2 2 40.00 57.14 2012-08-27
57 TRADING CENTRAL ASIA LIMITED 5 2 7 5 2 7 0 0 0 28.57 28.57 2011-03-08
58 Well Link International Securities Limited 3 4 7 3 4 7 0 0 0 57.14 57.14 2012-10-04
59 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 3 2 5 3 3 6 0 1 1 40.00 50.00 2011-02-15
60 BTL ASSET MANAGEMENT COMPANY LIMITED 2 3 5 4 2 6 2 -1 1 60.00 33.33 2016-12-12
61 Central China International Futures Company Limited 3 3 6 4 2 6 1 -1 0 50.00 33.33 2017-08-29 2023-08-18
62 Central Universe Futures Limited 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2013-10-28 2021-09-15
63 Citigroup Global Markets Asia Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2013-01-09
64 GOLDMAN SACHS (ASIA) L.L.C. 4 4 8 4 2 6 0 -2 -2 50.00 33.33
65 Hua Liang Securities Limited 3 3 6 2 4 6 -1 1 0 50.00 66.67 2019-06-03
66 SG SECURITIES (HK) LIMITED 3 2 5 4 2 6 1 0 1 40.00 33.33 2010-11-16
67 Sino-Rich Securities & Futures Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2012-06-21
68 SINOPAC SECURITIES (ASIA) LIMITED 4 2 6 4 2 6 0 0 0 33.33 33.33 2017-02-13
69 VALUABLE CAPITAL LIMITED 0 0 0 4 2 6 4 2 6 - 33.33 2020-04-22
70 Annum Asset Management (Hong Kong) Limited 3 0 3 2 3 5 -1 3 2 0.00 60.00 2013-12-24
71 ENHANCED INVESTMENT PRODUCTS LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00
72 Funderstone Futures Limited 2 2 4 2 3 5 0 1 1 50.00 60.00
73 Futu Securities International (HONG KONG) Limited 2 0 2 3 2 5 1 2 3 0.00 40.00 2018-08-07
74 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2024-03-21
75 HAMON ASSET MANAGEMENT LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00
76 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 4 0 4 3 2 5 -1 2 1 0.00 40.00
77 JMC Capital International Limited 3 0 3 2 3 5 -1 3 2 0.00 60.00 2019-01-31
78 Legend Arb Advisors Limited 2 2 4 4 1 5 2 -1 1 50.00 20.00 2019-07-19
79 MIB FUTURES (HONG KONG) LIMITED 5 1 6 4 1 5 -1 0 -1 16.67 20.00 2011-03-25
80 OCP Asia (Hong Kong) Limited 3 2 5 3 2 5 0 0 0 40.00 40.00 2004-09-03 2022-06-13
81 PFP Capital Limited 3 2 5 3 2 5 0 0 0 40.00 40.00
82 Ping An Securities (Hong Kong) Futures Company Limited 3 4 7 3 2 5 0 -2 -2 57.14 40.00 2012-03-30
83 XIN HUA SECURITIES (HONG KONG) LIMITED 3 3 6 2 3 5 -1 0 -1 50.00 60.00 2016-10-18 2024-08-22
84 YUE XIU FUTURES COMPANY LIMITED 3 3 6 3 2 5 0 -1 -1 50.00 40.00 2024-07-30
85 AlTi Wealth Management (Hong Kong) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2004-05-11
86 Ark Futures (Hong Kong) Limited 2 6 8 2 2 4 0 -4 -4 75.00 50.00 2006-02-07
87 CHEONG LEE SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2009-08-27
88 CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2013-06-03
89 CITIC Futures International Company Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2019-08-23
90 Duncan Futures Limited 2 2 4 3 1 4 1 -1 0 50.00 25.00 2017-04-25
91 Future Securities Limited (HK) 2 1 3 2 2 4 0 1 1 33.33 50.00 2019-12-24
92 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2016-10-11
93 Grand Capital Futures Limited 2 0 2 3 1 4 1 1 2 0.00 25.00 2019-10-10 2024-12-20
94 Grand International Futures Co., Limited 3 0 3 3 1 4 0 1 1 0.00 25.00 2017-10-03
95 Grand Rich Group Holdings Limited (b2017-03-31) 3 2 5 2 2 4 -1 0 -1 40.00 50.00 2018-04-04 2023-06-14
96 HAITONG INTERNATIONAL FUTURES LIMITED 4 6 10 3 1 4 -1 -5 -6 60.00 25.00
97 HZ CAPITAL LIMITED (HK) 2 0 2 2 2 4 0 2 2 0.00 50.00 2015-03-26 2024-06-07
98 ICBC (Asia) Futures Company Limited 4 0 4 4 0 4 0 0 0 0.00 0.00 2013-07-23 2021-08-04
99 Imperium International Asset Management Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2008-12-02
100 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2020-12-15 2022-07-15
101 Lion Futures Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2016-12-29 2025-09-16
102 Minmetals Financial Services Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2018-10-08
103 OLD PEAK LIMITED (HK) 3 6 9 2 2 4 -1 -4 -5 66.67 50.00 2005-08-26 2023-06-20
104 ON EXCEL ASSET MANAGEMENT LIMITED 3 2 5 2 2 4 -1 0 -1 40.00 50.00 2019-12-05 2022-10-25
105 PO SANG SECURITIES LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00 2016-10-28 2022-05-31
106 RC Futures Advisory Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2010-05-19
107 Rich Bay Securities Limited 0 0 0 3 1 4 3 1 4 - 25.00 2020-05-27 2024-01-16
108 Rifa Asset Management Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2017-10-27
109 Synergy Futures Limited 0 0 0 2 2 4 2 2 4 - 50.00 2020-11-06
110 Topaz Financial Group Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2019-04-25
111 TradeMaster Securities (Hong Kong) Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2017-08-01
112 Tyric Capital Limited 2 2 4 3 1 4 1 -1 0 50.00 25.00 2003-11-13
113 UPBEST COMMODITIES COMPANY LIMITED 3 0 3 3 1 4 0 1 1 0.00 25.00
114 ZHENG DA INTERNATIONAL FINANCIAL HOLDING LIMITED 3 0 3 2 2 4 -1 2 1 0.00 50.00 2019-11-04
115 ZHESHANG INTERNATIONAL FINANCIAL HOLDINGS CO., LIMITED 3 2 5 2 2 4 -1 0 -1 40.00 50.00 2016-03-09
116 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
117 ADMIS Hong Kong Limited 2 1 3 3 0 3 1 -1 0 33.33 0.00
118 BOCI SECURITIES LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-10-06
119 CAPE ASSET MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2006-05-23 2024-03-13
120 Changjiang Futures (HK) Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2012-02-13 2024-10-25
121 Changjiang Securities Brokerage (HK) Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2016-07-26
122 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2012-08-28
123 DA DI (HONG KONG) FINANCIAL SERVICES LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2018-07-31 2024-01-15
124 DELTA ASIA FINANCIAL FUTURES LIMITED 3 0 3 2 1 3 -1 1 0 0.00 33.33
125 FIL Investment Advisors 3 0 3 3 0 3 0 0 0 0.00 0.00
126 FIL Investment Management (Hong Kong) Limited 3 0 3 3 0 3 0 0 0 0.00 0.00
127 FIRST SHANGHAI FUTURES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
128 Huatai (Hong Kong) Futures Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2016-09-14
129 I-ACCESS INVESTORS LIMITED 3 0 3 2 1 3 -1 1 0 0.00 33.33 2020-01-22 2022-08-23
130 INVESCO HONG KONG LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
131 INVESTPORT (H.K.) LIMITED 2 2 4 3 0 3 1 -2 -1 50.00 0.00 2016-08-29
132 LONGRUN FINANCIAL GROUP LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2016-12-28
133 MCG Management Limited 3 2 5 2 1 3 -1 -1 -2 40.00 33.33 2014-02-12
134 NFH Securities and Futures Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2016-08-25 2025-06-13
135 SDICS International Futures (Hong Kong) Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2010-10-25
136 Trinity Futures Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2017-08-07 2024-06-24
137 VALUE PARTNERS HONG KONG LIMITED 4 2 6 2 1 3 -2 -1 -3 33.33 33.33 2007-11-19
138 VALUE PARTNERS LIMITED 4 2 6 2 1 3 -2 -1 -3 33.33 33.33
139 WING FUNG SECURITIES LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2017-09-21
140 WINTON CAPITAL ASIA LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2014-09-18
141 YUE XIU SECURITIES COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2013-12-02
142 Zhong Yang Capital Limited 2 1 3 1 2 3 -1 1 0 33.33 66.67 2018-02-05
143 Zhonghao International Investment Consulting Co., Limited 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2013-05-08
144 ZHONGRONG PT SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2010-07-30
145 AKTIS CAPITAL ADVISORY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-11-29
146 Augment Wealth Advisors Limited 0 0 0 2 0 2 2 0 2 - 0.00 2021-01-13
147 BALLINGAL INVESTMENT ADVISORS LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2004-08-13
148 BEA Union Investment Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2022-07-12
149 CENTRAL WEALTH FUTURES LIMITED 3 2 5 2 0 2 -1 -2 -3 40.00 0.00 2016-02-25 2023-04-06
150 CHARLESWIN BULLION LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2017-09-06
151 China Enterprise Securities Company Limited 0 0 0 2 0 2 2 0 2 - 0.00 2019-02-19
152 CLC SECURITIES LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2020-04-07 2024-04-23
153 CN FIRST INTERNATIONAL FUTURES LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2020-09-21
154 COFCO Futures (International) Co., Limited 0 0 0 2 0 2 2 0 2 - 0.00 2020-03-16
155 FUBON SECURITIES (HONG KONG) LIMITED 4 2 6 2 0 2 -2 -2 -4 33.33 0.00 2019-06-05
156 Going Securities Limited 0 0 0 2 0 2 2 0 2 - 0.00 2020-12-30
157 GUOYUAN FUTURES (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-03-05
158 Haitong Futures Hong Kong Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2016-07-07 2022-06-29
159 Hang Tai Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-05-25 2024-11-19
160 HONG KONG ASSET MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2020-05-18 2023-12-11
161 Hope Securities Limited (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-11-28
162 Imagi Brokerage Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2018-05-25
163 iVenture Investment Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
164 Nuvama Investment Advisors (Hongkong) Private Limited 0 0 0 2 0 2 2 0 2 - 0.00 2020-04-14
165 PRUDENTIAL INDEX TRADING COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
166 ROCTEC INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-09-16 2021-10-07
167 Rui Da International Finance Holding Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2018-05-31
168 SDHG International Asset Management Limited 3 1 4 2 0 2 -1 -1 -2 25.00 0.00 2008-12-02
169 VC INTERNATIONAL TRADING LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2022-10-27
170 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
171 WINNINGTON CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
172 YF ASSET MANAGEMENT LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2013-04-16
173 YUANTA FUTURES (HK) CO., LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-02-24
174 Zhongfu International Futures Co., Limited 0 0 0 2 0 2 2 0 2 - 0.00 2020-12-15
175 Zinvest Global Limited 3 2 5 2 0 2 -1 -2 -3 40.00 0.00 2018-03-28
176 AD Capital Management (Hong Kong) Limited 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2004-09-08
177 CLC FUTURES LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2014-10-29 2021-04-12
178 ELLIOTT ADVISORS (HK) LIMITED 3 2 5 1 0 1 -2 -2 -4 40.00 0.00 2005-03-08 2022-03-16
179 Alternative Value Investments Limited 1 0 1 0 0 0 -1 0 -1 0.00 - 2018-04-11 2020-03-25
180 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2019-01-01 2020-09-10
181 HSBC Global Asset Management Holdings (Bahamas) Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2020-06-02
182 Huntersay Asset Management Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2019-01-29 2021-02-25
183 KVB Kunlun Securities (HK) Limited 2 2 4 0 0 0 -2 -2 -4 50.00 - 2019-03-26 2020-12-14
184 Lee Kee Store Company Limited 2 1 3 0 0 0 -2 -1 -3 33.33 - 2016-10-18 2020-06-05
185 LIM ADVISORS LIMITED 3 0 3 0 0 0 -3 0 -3 0.00 - 2021-02-17
186 THREE STONES CAPITAL LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2017-10-09 2020-08-06
187 Tongjin Securities Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2020-01-17 2024-04-12
188 Vanhau Asset Management Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2019-01-07 2020-12-15
189 WANEXE SECURITIES (HK) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2019-04-10 2020-03-26
190 XUANTIE INTERNATIONAL INVESTMENT CO., LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2019-01-03 2020-11-04
Average 2.96 5.73 8.69 2.95 5.69 8.63 65.95 65.84

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