Chan, Ho Ming (SFC:ATS071) 陳鎬明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2022-09-09 | Rep | Dealing in securities | 2022-09-09 | Rep | Advising on securities | 2023-02-15 |
2 | BOCOM International Securities Limited | Rep | Dealing in securities | 2018-08-09 | 2018-11-21 | Rep | Dealing in futures contracts | 2018-10-11 | 2018-11-21 |
3 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2010-10-11 | 2013-01-23 |
4 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2010-10-11 | 2013-01-23 |
5 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-02-05 | 2016-06-06 |
6 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2016-02-05 | 2016-06-06 |
7 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2016-06-22 | 2018-07-27 | Rep | Dealing in securities | 2018-12-28 | 2020-07-30 |
8 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-09-09 | 2010-09-25 | Rep | Advising on futures contracts | 2009-12-23 | 2010-09-25 |
9 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2009-09-09 | 2010-09-25 | Rep | Dealing in securities | 2009-09-09 | 2010-09-25 |
10 | SDICS International Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2013-01-30 | 2016-01-31 |
11 | SDICS International Securities (Hong Kong) Limited | Rep | Dealing in securities | 2013-01-30 | 2016-01-31 |
12 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2020-09-17 | 2022-07-31 |
13 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2020-08-07 | 2022-07-31 |
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