Li, Jia You Leo 李珈佑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Securities (International) Brokerage Company Limited | Rep | Advising on securities | 2013-09-23 | 2015-02-16 | Rep | Dealing in securities | 2013-09-23 | 2015-02-16 | Rep | Advising on futures contracts | 2014-11-25 | 2015-02-16 | Rep | Dealing in futures contracts | 2014-11-25 | 2015-02-16 |
| 2 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2015-04-20 | 2017-10-20 | RO | Dealing in securities | 2017-10-20 | 2020-02-28 | RO | Advising on securities | 2018-03-07 | 2020-02-28 |
| 3 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2015-04-20 | 2017-10-20 | RO | Dealing in futures contracts | 2017-10-20 | 2020-02-28 |
| 4 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-09-07 | 2013-09-08 |
| 5 | MIB FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2023-10-20 | 2023-12-27 | Rep | Dealing in futures contracts | 2023-10-20 | 2023-12-27 | RO | Advising on futures contracts | 2023-12-27 | RO | Dealing in futures contracts | 2023-12-27 |
| 6 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2023-10-20 | 2023-12-27 | Rep | Dealing in securities | 2023-10-20 | 2023-12-27 | RO | Advising on securities | 2023-12-27 | RO | Dealing in securities | 2023-12-27 |
| 7 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2020-03-13 | 2020-05-12 | RO | Dealing in futures contracts | 2020-05-12 | 2023-10-13 |
| 8 | SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | Rep | Advising on securities | 2020-03-13 | 2020-05-12 | RO | Advising on securities | 2020-05-12 | 2023-05-23 | RO | Advising on futures contracts | 2021-02-26 | 2023-05-23 | Rep | Advising on futures contracts | 2023-05-23 | 2023-10-13 | Rep | Advising on securities | 2023-05-23 | 2023-10-13 |
| 9 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2020-03-13 | 2020-05-12 | RO | Dealing in securities | 2020-05-12 | 2023-10-13 |
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