Koo, Pak Kin 古栢堅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2007-02-28 | 2007-05-17 | Rep | Dealing in securities | 2007-02-28 | 2007-05-17 | RO | Advising on corporate finance | 2007-05-17 | 2009-04-13 | RO | Dealing in securities | 2007-05-17 | 2009-04-13 |
2 | FORTUNE (HK) SECURITIES LIMITED | Rep | Dealing in securities | 2012-01-11 | 2012-02-15 | RO | Dealing in securities | 2012-02-15 | 2015-07-07 |
3 | FORTUNE FINANCIAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2012-01-11 | 2012-02-15 | RO | Advising on corporate finance | 2012-02-15 | 2015-07-07 |
4 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Advising on corporate finance | 2011-04-26 | 2011-06-07 | Rep | Dealing in securities | 2011-04-26 | 2011-06-07 | RO | Advising on corporate finance | 2011-06-07 | 2011-08-11 | RO | Dealing in securities | 2011-06-07 | 2011-08-11 |
5 | KINGSTON CORPORATE FINANCE LIMITED | Rep | Advising on corporate finance | 2009-05-04 | 2009-06-25 | RO | Advising on corporate finance | 2009-06-25 | 2011-04-16 |
6 | KINGSTON SECURITIES LIMITED | Rep | Dealing in securities | 2009-05-04 | 2009-06-25 | RO | Dealing in securities | 2009-06-25 | 2011-04-16 |
7 | ORIENTAL PATRON ASIA LIMITED | Rep | Advising on securities | 2004-05-24 | Rep | Asset management | 2004-05-24 | Rep | Advising on corporate finance | 2005-10-15 |
8 | Pulun International Capital Limited | RO | Dealing in securities | 2015-09-16 | 2021-03-03 | RO | Advising on corporate finance | 2015-09-16 | 2024-04-25 |
9 | SBI China Capital Partners Limited | Rep | Advising on corporate finance | 2007-02-28 | 2007-05-17 | Rep | Dealing in securities | 2007-02-28 | 2007-05-17 | RO | Dealing in securities | 2007-05-17 | 2007-12-06 | RO | Advising on corporate finance | 2007-05-17 | 2008-09-01 |
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