Shum, Fei Fei 沈菲菲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-07-22 | 2011-02-15 |
2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2010-07-22 | 2011-02-15 |
3 | Empyrean Management (Hong Kong) Limited | RO | Advising on securities | 2018-07-17 | 2023-01-04 | RO | Asset management | 2018-07-17 | 2023-01-04 |
4 | HSBC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2005-02-02 | 2005-11-14 |
5 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-08-31 | 2010-06-10 |
6 | PARIBAS ASIA EQUITY LIMITED | Rep | Dealing in securities | 2010-07-22 | 2011-02-15 |
7 | Point72 Hong Kong Limited | Rep | Asset management | 2008-12-29 | 2009-05-08 |
8 | Ramius Asia Ltd | Rep | Asset management | 2006-11-07 | 2008-12-08 |
9 | SBI China Capital Securities Limited | Rep | Dealing in securities | 2006-04-06 | 2006-07-21 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy