Wong, Ki Ling 王琦凌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-05-11 | 2010-05-01 |
| 2 | LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2017-06-07 | 2018-04-11 | Rep | Dealing in securities | 2017-06-07 | 2018-04-11 |
| 3 | RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2012-06-15 | 2013-07-27 | Rep | Asset management | 2012-06-15 | 2013-07-27 | Rep | Dealing in securities | 2012-06-15 | 2013-07-27 |
| 4 | SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2006-05-11 | 2010-04-12 |
| 5 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2024-12-17 | Rep | Dealing in securities | 2024-12-17 |
| 6 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2024-12-17 |
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