Lam, Raymond Pui Man 林沛文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-07-16 | 2018-01-09 | RO | Dealing in securities | 2018-01-09 |
2 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2018-01-09 |
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