Mak, Chi Yan (1963) 麥志仁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Genting Securities Limited | RO | Dealing in securities | 2012-05-18 | 2019-12-31 |
2 | HAMON ASIAN ADVISORS LIMITED | Rep | Advising on securities | 2020-02-07 | 2024-12-18 | Rep | Asset management | 2020-02-07 | 2024-12-18 |
3 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-07-09 | Rep | Advising on securities | 2003-07-09 | Rep | Dealing in securities | 2011-04-21 |
4 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-07-25 | 2011-04-21 |
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