Yiu, Man Ho 姚文浩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2008-07-08 | 2010-03-26 |
2 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2008-07-08 | 2010-03-26 |
3 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2010-04-15 | 2016-06-30 | Rep | Advising on securities | 2012-10-18 | 2015-07-20 |
4 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2010-04-15 | 2016-06-30 |
5 | MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2024-03-12 | 2024-09-27 | RO | Dealing in futures contracts | 2024-09-27 |
6 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2024-03-12 | 2024-09-27 | RO | Dealing in securities | 2024-09-27 |
7 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2016-07-08 | 2024-02-26 |
8 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2016-07-08 | 2024-02-26 |
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