Mok, Ka Keung 莫家強

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 EMPEROR FUTURES LIMITED Rep Advising on futures contracts 2011-06-30 2014-04-25
Rep Dealing in futures contracts 2011-06-30 2014-04-25
2 EMPEROR SECURITIES LIMITED (HK) Rep Advising on securities 2011-06-30 2014-04-25
Rep Dealing in securities 2011-06-30 2014-04-25
3 FULBRIGHT FUTURES LIMITED Rep Advising on futures contracts 2017-11-03 2021-03-11
Rep Dealing in futures contracts 2017-11-03 2021-03-11
4 FULBRIGHT SECURITIES LIMITED Rep Advising on securities 2017-11-03 2021-03-11
Rep Dealing in securities 2017-11-03 2021-03-11
5 HAITONG INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2011-01-28 2011-06-16
Rep Advising on futures contracts 2011-02-24 2011-06-16
6 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Dealing in securities 2011-01-28 2011-06-16
Rep Advising on securities 2011-02-24 2011-06-16
7 PHILLIP COMMODITIES (H.K.) LIMITED Rep Dealing in futures contracts 2008-05-28 2010-03-02
8 PHILLIP SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2008-05-28 2010-03-02
Rep Advising on securities 2009-03-10 2010-03-02
9 Yuanta Asia Investment (Hong Kong) Limited Rep Dealing in futures contracts 2010-03-29 2010-12-30
Rep Dealing in securities 2010-03-29 2010-12-30
10 Yuanta Securities (Hong Kong) Company Limited Rep Advising on futures contracts 2014-05-15 2017-09-30
Rep Advising on securities 2014-05-15 2017-09-30
Rep Dealing in futures contracts 2014-05-15 2017-09-30
Rep Dealing in securities 2014-05-15 2017-09-30

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