Lee, Yuk Wa (SFC:AXU695) 李玉華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-09-12 | 2019-03-29 |
2 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2014-09-12 | 2019-03-29 |
3 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2011-08-04 | 2012-07-04 |
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