Guo, Li Ning 郭力寧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EMPEROR SECURITIES LIMITED (HK) | Rep | Advising on securities | 2023-12-22 | 2024-04-08 | Rep | Dealing in securities | 2023-12-22 | 2024-04-08 |
| 2 | Emperor Wealth Management Limited | Rep | Advising on securities | 2023-12-22 | 2024-04-08 | Rep | Dealing in securities | 2023-12-22 | 2024-04-08 |
| 3 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2017-09-22 | 2021-09-23 |
| 4 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2021-11-09 | 2023-09-29 |
| 5 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Advising on securities | 2024-06-11 | Rep | Dealing in securities | 2024-06-11 |
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