Leung, Wan Nei 梁韻妮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2023-06-26 | 2023-09-19 |
| 2 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2017-12-21 | 2018-10-03 | Rep | Dealing in securities | 2017-12-21 | 2018-10-03 |
| 3 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2015-02-06 | 2016-06-30 | Rep | Dealing in securities | 2016-07-01 | 2017-01-27 |
| 4 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2015-02-06 | 2016-06-30 |
| 5 | HOORAY CAPITAL LIMITED | Rep | Advising on corporate finance | 2018-11-28 | 2019-01-01 |
| 6 | HOORAY SECURITIES LIMITED | Rep | Dealing in securities | 2018-10-08 | 2023-06-01 |
| 7 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2008-01-30 | 2008-08-08 |
| 8 | oOo Securities (HK) Group Limited | Rep | Dealing in securities | 2011-03-18 | 2014-12-31 |
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