Lau, Chak Wong 劉澤煌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2011-08-29 | 2012-10-05 | Rep | Dealing in futures contracts | 2011-08-29 | 2012-10-05 | Rep | Dealing in securities | 2011-08-29 | 2012-10-05 |
2 | SW Capital Management Limited | RO | Advising on securities | 2022-07-14 | RO | Asset management | 2022-07-14 | RO | Dealing in securities | 2024-03-15 |
3 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2020-06-09 | 2022-04-01 | Rep | Dealing in securities | 2020-06-09 | 2022-04-01 |
4 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2020-07-30 | 2022-04-01 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy