Chung, Tsun Stephen 鍾駿
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Changjiang Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2017-05-11 | 2017-07-13 |
| 2 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Advising on securities | 2017-09-07 | 2019-10-03 | Rep | Dealing in securities | 2017-09-07 | 2019-10-03 |
| 3 | Forthright Capital Management Limited | Rep | Asset management | 2023-02-07 | 2023-06-09 |
| 4 | FORTHRIGHT SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2022-05-16 | 2023-06-09 | Rep | Dealing in securities | 2022-05-16 | 2023-06-09 |
| 5 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2015-09-17 | 2015-12-16 |
| 6 | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | Advising on securities | 2019-11-06 | 2022-04-23 | Rep | Dealing in securities | 2019-11-06 | 2022-04-23 |
| 7 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2016-10-25 | 2017-03-11 |
| 8 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2014-08-20 | 2015-09-10 |
| 9 | Samsung Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2023-06-29 | Rep | Asset management | 2023-06-29 | RO | Dealing in securities | 2023-12-01 |
| 10 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-12-23 | 2013-07-31 |
| 11 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-04-20 | 2013-07-31 |
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