Chu, Fung Ting 朱鳳婷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2014-10-21 | 2018-10-19 |
| 2 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-10-21 | 2018-10-19 |
| 3 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in securities | 2011-05-11 | 2014-10-10 | Rep | Dealing in futures contracts | 2011-11-30 | 2014-10-10 |
| 4 | Hongkong Yifu International Futures Limited | Rep | Dealing in futures contracts | 2018-11-15 | 2019-02-25 | RO | Dealing in futures contracts | 2019-02-25 | 2020-06-12 | RO | Dealing in securities | 2019-09-13 | 2020-06-12 |
| 5 | Safari Asia Limited | Rep | Asset management | 2022-11-22 | Rep | Dealing in securities | 2022-11-22 |
| 6 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2011-03-21 | 2011-05-01 |
| 7 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2020-08-19 | 2021-09-17 |
| 8 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2020-08-19 | 2021-09-17 |
| 9 | VALUABLE CAPITAL LIMITED | Rep | Dealing in futures contracts | 2020-07-06 | 2020-07-08 | Rep | Dealing in securities | 2020-07-06 | 2020-07-08 |
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