Kwok, Ying Cheuk 郭英卓
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EBANG CAPITAL (HK) LIMITED | RO | Advising on securities | 2023-05-31 | RO | Asset management | 2023-05-31 |
| 2 | EBANG SECURITIES INTERNATIONAL (HK) LIMITED | RO | Dealing in securities | 2023-05-31 | |
| 3 | Goldhorse Securities Limited | RO | Advising on securities | 2016-05-27 | 2016-10-17 | RO | Dealing in securities | 2016-05-27 | 2016-10-17 |
| 4 | LONGRUN FINANCIAL GROUP LIMITED | Rep | Dealing in futures contracts | 2012-10-25 | 2012-10-26 | RO | Dealing in futures contracts | 2012-10-26 | 2015-03-31 |
| 5 | LT Securities Limited | RO | Dealing in futures contracts | 2011-04-01 | 2012-10-25 | RO | Dealing in securities | 2011-04-01 | 2012-10-25 |
| 6 | SBI E2-Capital Securities Limited | RO | Dealing in futures contracts | 2017-02-21 | 2022-11-01 | RO | Dealing in securities | 2017-02-21 | 2022-11-01 | RO | Advising on securities | 2021-03-15 | 2022-11-01 | RO | Asset management | 2021-03-15 | 2022-11-01 |
| 7 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2004-08-10 | 2008-02-19 |
| 8 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2004-08-10 | 2008-02-19 |
| 9 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-05-06 | 2011-01-13 |
| 10 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-05-06 | 2011-01-13 |
| 11 | Vantum Asset Management Limited | RO | Advising on securities | 2017-04-18 | 2020-09-01 | RO | Asset management | 2017-04-18 | 2020-09-01 |
| 12 | WEI DA ASSET MANAGEMENT LIMITED | RO | Asset management | 2016-05-27 | 2016-10-17 |
| 13 | ZIJING ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2023-01-03 | 2023-02-10 | Rep | Asset management | 2023-01-03 | 2023-02-10 | RO | Advising on securities | 2023-02-10 | 2023-05-05 | RO | Asset management | 2023-02-10 | 2023-05-05 |
| 14 | Zijing Capital Limited | Rep | Dealing in securities | 2023-01-03 | 2023-02-10 | Rep | Advising on corporate finance | 2023-02-10 | 2023-05-12 | RO | Dealing in securities | 2023-02-10 | 2023-05-12 |
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