Chak, Wai Wing 翟偉榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Astrum Capital Management Limited (HK) | Rep | Asset management | 2024-07-04 | Rep | Dealing in securities | 2024-07-04 |
| 2 | Changjiang Asset Management (HK) Limited | RO | Advising on securities | 2011-12-16 | 2014-04-09 | RO | Asset management | 2011-12-16 | 2014-04-09 |
| 3 | Changjiang Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2012-05-07 | 2014-04-09 |
| 4 | CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED | Rep | Asset management | 2003-06-10 | 2003-07-25 |
| 5 | CHINA HANYA ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2017-01-23 | 2019-05-22 | RO | Asset management | 2017-01-23 | 2019-05-22 |
| 6 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on securities | 2005-03-21 | 2005-09-06 | Rep | Dealing in securities | 2005-03-21 | 2005-09-06 |
| 7 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2005-06-21 | 2005-09-06 |
| 8 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2005-03-21 | 2005-09-06 |
| 9 | FORMAX ASSET MANAGEMENT LIMITED | RO | Asset management | 2014-06-10 | 2015-10-31 |
| 10 | GT ASSET MANAGEMENT LIMITED (d2015-03-13) | Rep | Advising on securities | 2006-09-01 | 2006-12-11 | Rep | Asset management | 2006-09-01 | 2006-12-11 | RO | Advising on securities | 2006-12-11 | 2007-06-09 | RO | Asset management | 2006-12-11 | 2007-07-11 |
| 11 | GT CAPITAL LIMITED | Rep | Advising on securities | 2005-11-11 | 2006-08-31 | Rep | Asset management | 2006-01-10 | 2006-08-31 |
| 12 | Huge Asset Management Limited | RO | Advising on securities | 2016-04-11 | 2016-10-31 | RO | Asset management | 2016-04-11 | 2016-10-31 |
| 13 | JMC Capital HK Limited | Rep | Dealing in securities | 2022-10-13 | 2023-07-13 | RO | Advising on securities | 2023-02-27 | 2023-07-13 | RO | Asset management | 2023-02-27 | 2023-07-13 |
| 14 | JMC Capital International Limited | Rep | Dealing in futures contracts | 2022-10-13 | 2023-07-13 | Rep | Dealing in securities | 2022-10-13 | 2023-07-13 |
| 15 | KGI ASIA LIMITED | Rep | Dealing in securities | 2021-02-08 | 2022-08-31 | Rep | Dealing in securities | 2024-05-06 | 2024-06-24 |
| 16 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2021-02-08 | 2022-08-31 | Rep | Dealing in futures contracts | 2024-05-06 | 2024-06-24 |
| 17 | NATIONAL ASSET MANAGEMENT LIMITED (HK) | RO | Asset management | 2007-09-06 | 2007-10-31 |
| 18 | SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2004-08-19 | 2005-01-17 | Rep | Asset management | 2004-08-19 | 2005-01-17 | Rep | Advising on securities | 2008-08-25 | 2008-10-13 | Rep | Asset management | 2008-08-25 | 2008-10-13 | RO | Advising on securities | 2008-10-13 | 2011-03-01 | RO | Asset management | 2008-10-13 | 2011-03-01 |
| 19 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2003-09-22 | 2005-01-17 |
| 20 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2023-09-01 | 2024-04-18 |
| 21 | South China Investment Management Limited | Rep | Asset management | 2023-09-01 | 2023-12-13 | RO | Asset management | 2023-12-13 | 2024-04-18 |
| 22 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2023-09-01 | 2024-04-18 |
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