Wong, Sai Wo 王世和
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BNP PARIBAS PEREGRINE FUTURES LIMITED | Rep | Advising on futures contracts | 2003-08-16 | |
2 | BNP PARIBAS PEREGRINE FUTURES LIMITED | Rep | Asset management | 2003-08-16 | |
3 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-08-16 | |
4 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2003-08-16 | |
5 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Asset management | 2003-08-16 | |
6 | BNP PARIBAS PEREGRINE FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-10-28 | |
7 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2003-10-28 | |
8 | BNP PARIBAS PEREGRINE FUTURES LIMITED | RO | Dealing in futures contracts | 2003-10-28 | 2004-12-11 |
9 | BNP PARIBAS SECURITIES (ASIA) LIMITED | RO | Dealing in securities | 2003-10-28 | 2004-12-11 |
10 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-12-13 | 2005-03-11 |
11 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-12-13 | 2005-03-11 |
12 | UOB KAY HIAN (HONG KONG) LIMITED | RO | Dealing in securities | 2005-03-11 | 2006-06-12 |
13 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2005-03-11 | 2006-06-12 |
14 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-06-12 | 2006-07-26 |
15 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-06-12 | 2006-07-26 |
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