Pang, Kwok Leung 彭國樑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | STOCKWELL SECURITIES LIMITED | Rep | Dealing in securities | 2006-05-09 | 2008-01-11 |
| 2 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-07-09 | Rep | Advising on securities | 2003-07-09 | Rep | Dealing in securities | 2006-05-01 |
| 3 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-07-10 | 2006-05-01 |
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