Tsang, Wai Ming (SFC:ACE376) 曾慧明

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 DBS VICKERS (HONG KONG) LIMITED Rep Advising on corporate finance 2003-10-13
2 DBS VICKERS (HONG KONG) LIMITED Rep Advising on securities 2003-11-19
DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED Rep 2003-12-23 2007-02-16
NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep 2007-03-05 2007-08-23
SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED Rep 2009-04-21 2009-10-19
SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED Rep 2012-02-13 2012-11-02
RHB SECURITIES HONG KONG LIMITED Rep 2013-02-22 2013-04-28
Caitong International Asset Management Co., Limited Rep 2016-01-25 2016-11-04
GLAM Capital Limited Rep 2019-07-09
3 DBS VICKERS (HONG KONG) LIMITED Rep Asset management 2003-10-13
Caitong International Asset Management Co., Limited Rep 2016-01-25 2016-11-04
GLAM Capital Limited Rep 2019-07-09
4 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED Rep Dealing in securities 2009-04-21 2009-10-19
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED Rep 2012-02-13 2012-11-02
RHB SECURITIES HONG KONG LIMITED Rep 2013-02-22 2013-04-28
CAITONG INTERNATIONAL SECURITIES CO., LIMITED Rep 2016-01-25 2016-11-04
GLAM Capital Limited Rep 2019-07-09

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