Tsang, Wai Ming (SFC:ACE376) 曾慧明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2009-04-21 | 2009-10-19 | Rep | Dealing in securities | 2012-02-13 | 2012-11-02 |
| 2 | SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | Rep | Advising on securities | 2009-04-21 | 2009-10-19 | Rep | Advising on securities | 2012-02-13 | 2012-11-02 |
| 3 | RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2013-02-22 | 2013-04-28 | Rep | Dealing in securities | 2013-02-22 | 2013-04-28 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2007-03-05 | 2007-08-23 |
| 5 | GLAM Capital Limited | Rep | Advising on securities | 2019-07-09 | Rep | Asset management | 2019-07-09 | Rep | Dealing in securities | 2019-07-09 |
| 6 | DBS VICKERS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-10-13 | Rep | Asset management | 2003-10-13 | Rep | Advising on securities | 2003-11-19 |
| 7 | DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED | Rep | Advising on securities | 2003-12-23 | 2007-02-16 |
| 8 | CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | Dealing in securities | 2016-01-25 | 2016-11-04 |
| 9 | Caitong International Asset Management Co., Limited | Rep | Advising on securities | 2016-01-25 | 2016-11-04 | Rep | Asset management | 2016-01-25 | 2016-11-04 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy