Lam, Chi Wai (SFC:ADB875) 林志偉

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Citigroup Global Markets Asia Limited Rep Advising on corporate finance 2003-10-15
Rep Advising on securities 2003-10-15
Rep Asset management 2003-10-15
Rep Automated trading services 2003-10-15
Rep Dealing in securities 2008-05-30
2 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED Rep Advising on futures contracts 2003-10-13
Rep Asset management 2003-10-13
Rep Dealing in futures contracts 2008-05-30
Rep Dealing in securities 2003-10-17 2008-05-30
3 UOB KAY HIAN (HONG KONG) LIMITED Rep Advising on securities 2013-01-15
Rep Dealing in securities 2013-01-15
4 UOB KAY HIAN FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2014-05-29

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