Lee, Ho Cheung 李浩章
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Alpha Asset Management (HK) Limited | RO | Advising on securities | 2020-11-06 | RO | Asset management | 2020-11-06 |
| 2 | AMPLE CAPITAL LIMITED | RO | Advising on securities | 2017-04-25 | 2020-10-31 | RO | Asset management | 2017-04-25 | 2020-10-31 |
| 3 | HSBC SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2005-05-10 | 2005-11-12 |
| 4 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-03-03 | Rep | Dealing in securities | 2004-03-03 | Rep | Advising on securities | 2005-05-06 |
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