Chow, Susanna Kit Har 周潔霞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | WM (HK) Limited | Rep | Advising on securities | 2004-08-25 | 2005-05-26 |
| 2 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2012-04-30 | 2013-07-20 |
| 3 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2012-04-30 | 2013-07-20 |
| 4 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2015-03-12 | 2015-10-06 |
| 5 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-03-12 | 2015-10-06 |
| 6 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-04-27 | 2015-10-06 |
| 7 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-11-19 | 2017-03-31 |
| 8 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2015-11-19 | 2017-03-31 |
| 9 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2017-06-15 | 2017-10-08 |
| 10 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2017-06-15 | 2017-10-08 |
| 11 | KGI ASIA LIMITED | Rep | Dealing in securities | 2017-11-01 | 2020-06-04 |
| 12 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-11-01 | 2020-06-04 |
| 13 | Ferran Securities Limited | Rep | Dealing in securities | 2020-11-05 | 2021-01-22 |
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