Ngo, Ping Ping 敖兵兵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DBS VICKERS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-10-13 | Rep | Asset management | 2003-10-13 | Rep | Advising on securities | 2003-10-20 | Rep | Dealing in securities | 2010-10-30 | Rep | Dealing in futures contracts | 2003-10-28 | 2010-10-30 |
| 2 | DBS VICKERS FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-10-20 | Rep | Asset management | 2003-10-20 | Rep | Dealing in futures contracts | 2003-12-10 |
| 3 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2010-11-04 | 2011-06-01 |
| 4 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2010-11-04 | 2011-06-01 |
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