So, Raymond 蘇利民
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2007-10-29 | 2007-11-02 |
| 2 | GRAND CATHAY SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-08-12 | Rep | Advising on securities | 2003-08-12 | Rep | Asset management | 2003-08-12 | Rep | Dealing in securities | 2003-08-12 |
| 3 | SBI China Capital Partners Limited | Rep | Advising on corporate finance | 2007-10-29 | 2007-11-02 |
| 4 | Sino-Rich Securities & Futures Limited | RO | Advising on corporate finance | 2005-09-17 | 2007-10-14 |
| 5 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-08-28 | 2004-01-21 | RO | Advising on corporate finance | 2004-01-21 | 2004-08-10 |
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