Ng, Kwok Keung (SFC:AFH168) 吳國強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2007-12-10 | |
| 2 | CINDA INTERNATIONAL SECURITIES LIMITED | RO | Advising on corporate finance | 2004-08-30 | RO | Advising on securities | 2004-08-30 | RO | Asset management | 2004-08-30 | RO | Automated trading services | 2004-08-30 | RO | Dealing in securities | 2007-12-10 |
| 3 | CIS SECURITIES ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2010-10-05 | 2011-02-21 | RO | Dealing in securities | 2010-10-05 | 2011-02-21 |
| 4 | DBS VICKERS (HONG KONG) LIMITED | Rep | Advising on securities | 2008-01-28 | 2008-09-09 | Rep | Dealing in securities | 2008-01-28 | 2008-11-14 |
| 5 | DBS VICKERS SECURITIES ONLINE (HK) LIMITED | Rep | Advising on securities | 2007-12-28 | 2008-06-01 | Rep | Dealing in securities | 2007-12-28 | 2008-06-01 |
| 6 | Finet Securities Limited | Rep | Dealing in securities | 2008-12-23 | 2009-07-06 |
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