Lee, Yin Tak 李賢德
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHEETAH INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2003-09-08 | Rep | Asset management | 2003-09-08 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2006-11-14 | 2008-05-30 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2006-11-14 | 2008-05-30 | Rep | Dealing in securities | 2006-11-14 | 2008-05-30 |
| 4 | GAC GLOBAL ECOMMERCE SERVICES LIMITED | RO | Advising on securities | 2017-06-15 | 2017-10-20 | RO | Asset management | 2017-06-15 | 2017-10-20 | RO | Dealing in securities | 2017-06-15 | 2017-10-20 |
| 5 | Legg Mason Asset Management Hong Kong Limited | Rep | Advising on futures contracts | 2003-10-15 | 2005-12-01 | Rep | Advising on securities | 2003-10-15 | 2005-12-01 | Rep | Asset management | 2003-10-15 | 2005-12-01 |
| 6 | Legg Mason International Equities (Hong Kong) Limited | Rep | Advising on futures contracts | 2003-10-15 | 2005-12-01 | Rep | Advising on securities | 2003-10-15 | 2005-12-01 | Rep | Asset management | 2003-10-15 | 2005-12-01 | Rep | Dealing in securities | 2003-10-15 | 2005-12-01 |
| 7 | TARGET CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2013-10-29 | 2016-11-22 | Rep | Asset management | 2013-10-29 | 2016-11-22 | Rep | Dealing in securities | 2013-10-29 | 2016-11-22 | RO | Advising on securities | 2016-11-22 | 2017-04-09 | RO | Asset management | 2016-11-22 | 2017-04-09 | RO | Dealing in securities | 2016-11-22 | 2017-04-09 | Rep | Advising on securities | 2017-10-20 | Rep | Asset management | 2017-10-20 | Rep | Dealing in securities | 2017-10-20 |
| 8 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2013-01-03 | 2013-10-11 | Rep | Dealing in securities | 2013-01-03 | 2013-10-11 |
| 9 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-02-04 | 2013-10-11 |
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