Lam, Pui Ming (SFC:AGB110) 林沛明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | A. H. INTERNATIONAL LIMITED | RO | Advising on securities | 2006-03-22 | 2011-03-14 | RO | Dealing in securities | 2007-03-13 | 2011-03-14 |
| 2 | TISCO SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2004-02-11 | Rep | Advising on securities | 2004-02-11 | Rep | Asset management | 2004-02-11 | Rep | Dealing in securities | 2004-03-30 |
| 3 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-04-20 | 2006-03-17 |
| 4 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-12-17 | 2006-03-17 |
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