Chu, Christina Yuk Yee 朱玉儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA TONG BAO INSURANCE BROKERS LIMITED | Rep | Advising on securities | 2007-04-03 | 2007-10-31 | Rep | Asset management | 2007-10-11 | 2007-10-31 |
| 2 | CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | Advising on corporate finance | 2003-12-17 | Rep | Asset management | 2003-12-17 | Rep | Advising on securities | 2004-11-30 |
| 3 | LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | Advising on securities | 2011-06-30 | 2012-01-13 |
| 4 | MIDLAND WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2008-03-25 | 2009-09-17 | Rep | Dealing in securities | 2008-04-09 | 2009-09-17 |
| 5 | Nerico Brothers Limited (HK) | Rep | Dealing in securities | 2009-09-29 | 2010-08-05 |
| 6 | Quam Securities Limited | Rep | Advising on securities | 2004-12-14 | 2007-02-28 |
| 7 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2010-11-03 | 2011-05-02 |
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