Ho, Yiu Fai (SFC:AIB991) 何耀輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-11-02 | 2010-06-03 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2003-11-08 | 2006-01-21 |
| 3 | GLOBAL INVESTMENT ADVISORS LIMITED | Rep | Advising on securities | 2003-08-12 | |
| 4 | HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | Asset management | 2010-06-10 | 2011-06-30 | Rep | Automated trading services | 2010-06-10 | 2011-06-30 | Rep | Dealing in securities | 2010-06-10 | 2011-06-30 | Rep | Advising on securities | 2014-07-11 | Rep | Asset management | 2014-07-11 | Rep | Dealing in securities | 2014-07-11 |
| 5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-04-17 | 2008-01-04 |
| 6 | Quam Securities Limited | Rep | Advising on securities | 2006-02-23 | 2007-01-15 |
| 7 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2009-02-25 | 2009-08-12 |
| 8 | Tiger Securities Asset Management Company Limited | Rep | Dealing in securities | 2009-08-25 | 2009-10-08 | Rep | Advising on securities | 2009-09-02 | 2009-10-08 |
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