Shum, Fei Fei 沈菲菲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-07-22 | 2011-02-15 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2010-07-22 | 2011-02-15 |
| 3 | Empyrean Management (Hong Kong) Limited | RO | Advising on securities | 2018-07-17 | 2023-01-04 | RO | Asset management | 2018-07-17 | 2023-01-04 |
| 4 | HSBC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2005-02-02 | 2005-11-14 |
| 5 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-08-31 | 2010-06-10 |
| 6 | PARIBAS ASIA EQUITY LIMITED | Rep | Dealing in securities | 2010-07-22 | 2011-02-15 |
| 7 | Point72 Hong Kong Limited | Rep | Asset management | 2008-12-29 | 2009-05-08 |
| 8 | Ramius Asia Ltd | Rep | Asset management | 2006-11-07 | 2008-12-08 |
| 9 | SBI China Capital Securities Limited | Rep | Dealing in securities | 2006-04-06 | 2006-07-21 |
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