Lam, Kwok Ming (SFC:AMJ995) 林國明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA TONG BAO INSURANCE BROKERS LIMITED | Rep | Advising on securities | 2007-04-03 | 2007-10-31 |
| 2 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on securities | 2013-12-23 | 2015-05-27 | Rep | Dealing in securities | 2013-12-23 | 2015-05-27 |
| 3 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2013-12-23 | 2015-05-27 |
| 4 | MIDLAND WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2008-03-05 | 2009-09-03 | Rep | Dealing in securities | 2008-03-14 | 2009-03-09 | Rep | Advising on securities | 2012-10-03 | 2013-10-31 | Rep | Dealing in securities | 2012-10-03 | 2013-10-31 |
| 5 | Quam Securities Limited | Rep | Advising on securities | 2005-08-26 | 2007-02-28 |
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