Tseng, Yue Chih 曾育志

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Merrill Lynch (Asia Pacific) Limited Rep Dealing in securities 2006-06-22 2007-05-19
2 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Dealing in securities 2012-04-23 2013-02-22
3 UOB KAY HIAN (HONG KONG) LIMITED Rep Advising on securities 2015-02-13
Rep Dealing in securities 2015-02-13
4 UOB KAY HIAN FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2015-02-13

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