Lei, Cuiwen 雷翠文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2019-04-25 | 2019-05-21 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2019-03-25 | 2019-05-21 | Rep | Dealing in securities | 2019-03-25 | 2019-05-21 |
| 3 | Rich Union Securities (H.K.) Limited | Rep | Dealing in securities | 2017-10-04 | 2018-05-15 |
| 4 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2023-07-12 | |
| 5 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2023-07-12 | |
| 6 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2018-06-04 | 2019-02-28 | Rep | Advising on securities | 2018-07-10 | 2019-02-28 |
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