Wong, Connie Lai Loi 王禮萊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2007-05-25 | 2008-11-08 |
2 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2007-05-25 | 2008-11-08 |
3 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2010-07-23 | 2011-05-20 |
4 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2010-07-23 | 2011-05-20 |
5 | ORIENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-08-26 | 2015-04-30 |
6 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-08-26 | 2015-04-30 |
7 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-05-18 | 2017-01-06 |
8 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-05-18 | 2017-01-06 |
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