Lo, Yun-Hsi 羅云希
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Rich Union Securities (H.K.) Limited | Rep | Dealing in securities | 2010-06-25 | 2011-06-14 |
| 2 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2019-01-14 | 2020-02-15 |
| 3 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2008-05-14 | 2010-06-14 | Rep | Dealing in securities | 2011-12-09 | 2014-12-06 | Rep | Dealing in futures contracts | 2012-01-10 | 2014-12-06 |
| 4 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2012-06-22 | 2014-12-06 | Rep | Dealing in securities | 2012-06-22 | 2014-12-06 |
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