Yuen, Ka Yan (SFC:BLR308) 袁嘉欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2021-07-20 | 2023-10-03 |
| 2 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2020-10-08 | 2023-10-03 |
| 3 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2020-06-05 | 2020-08-31 |
| 4 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2017-12-22 | 2020-05-21 | Rep | Dealing in futures contracts | 2023-10-26 | Rep | Dealing in securities | 2023-10-26 |
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