Kuo, Pui Chu 郭培曙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Dealing in futures contracts | 2021-05-13 | 2021-06-09 | Rep | Dealing in securities | 2021-05-13 | 2021-06-09 |
| 2 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-08-31 | 2023-10-25 |
| 3 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2021-08-31 | 2023-10-25 |
| 4 | Ping An Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2023-11-16 | |
| 5 | Ping An Securities (Hong Kong) Futures Company Limited | Rep | Dealing in futures contracts | 2023-11-16 | |
| 6 | REALINK FINANCIAL TRADE LIMITED | Rep | Dealing in futures contracts | 2018-01-03 | 2020-12-18 | Rep | Dealing in securities | 2018-01-03 | 2020-12-18 |
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