Chong, Ka Man (SFC:BMI099) 莊嘉敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2018-02-12 | 2019-05-14 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2018-02-12 | 2019-05-14 | Rep | Dealing in securities | 2018-02-12 | 2019-05-14 |
| 3 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-10-08 | 2022-06-17 |
| 4 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2019-10-08 | 2022-06-17 |
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